Oaktree Capital Management LP
Howard Marks & Bruce Karsh · As of Q3 2014 · filed Nov 13, 2014
| STAR BULK CARRIERS CORP | 9.4% | Added +787.3% | 51,234,231 | $564.6M |
| DYNEGY INC | 3.8% | Added +14.2% | 7,928,800 | $228.8M |
| FBP FIRST BANCORP PUERTO RICO | 3.3% | Held | 41,843,581 | $198.8M |
| ALLY ALLY FINANCIAL INC | 3.2% | Added +3.3% | 8,256,030 | $191.0M |
| DOORUSD MASONITE INTERNATIONAL CORP | 2.7% | Reduced −18.1% | 2,966,585 | $164.3M |
| EXCO RESOURCES INC | 2.5% | Held | 45,173,682 | $150.9M |
| DIAMOND FOODS INC | 2.1% | Held | 4,420,859 | $126.5M |
| MU 3 11/15/43 G PRN MICRON TECHNOLOGY INC | 1.9% | New | 86,790,000 | $114.7M |
| ALLIANCE HEALTHCARE SERVICES | 1.8% | Held | 4,756,491 | $107.5M |
| MTG MGIC INVESTMENT CORP | 1.7% | Added +13.4% | 12,925,800 | $101.0M |
| CIEI 3.125 05/15/24 PRN COBALT INTL ENERGY INC | 1.6% | Added +1.4% | 109,000,000 | $98.5M |
| TRIBUNE PUBLISHING CO | 1.6% | New | 4,691,371 | $94.7M |
| CRM 0.25 04/01/18 PRN SALESFORCE.COM INC | 1.6% | Added +1.8% | 84,705,000 | $94.4M |
| GMED 2.75 07/01/17 PRN NUVASIVE INC | 1.6% | Held | 83,710,000 | $93.6M |
| ON 2.625 12/15/26 B PRN ON SEMICONDUCTOR CORP | 1.5% | Reduced −0.6% | 79,204,000 | $89.5M |
| PBR PETROLEO BRASILEIRO-SPON ADR | 1.5% | Added +13.7% | 6,305,991 | $89.5M |
| TSM TAIWAN SEMICONDUCTOR-SP ADR | 1.5% | Added +36.3% | 4,415,484 | $89.1M |
| OCR 3.5 02/15/44 PRN OMNICARE INC | 1.4% | Reduced −1.9% | 79,145,000 | $87.4M |
| HOLX 0 03/01/42 2012 PRN HOLOGIC INC | 1.4% | Added +5.7% | 79,702,000 | $84.7M |
| BKNG 0.35 06/15/20 PRN BOOKING HOLDINGS INC | 1.4% | Reduced −13.3% | 73,755,000 | $83.0M |
| BKD 2.75 06/15/18 PRN BROOKDALE SENIOR LIVING | 1.3% | Reduced −6.5% | 61,350,000 | $80.0M |
| SGY 1.75 03/01/17 PRN STONE ENERGY CORP | 1.3% | Added +1.4% | 72,280,000 | $76.9M |
| CROWN CASTLE INTL CORP | 1.3% | Held | 730,000 | $76.8M |
| MDRX 1.25 07/01/20 PRN ALLSCRIPTS HEALTHCARE SO | 1.2% | New | 73,785,000 | $75.0M |
| VRNT 1.5 06/01/21 PRN VERINT SYSTEMS INC | 1.2% | New | 68,130,000 | $74.5M |
| BMRN 1.5 10/15/20 PRN BIOMARIN PHARMACEUTICAL | 1.2% | Held | 66,800,000 | $73.8M |
| WMGI 2 08/15/17 PRN WRIGHT MEDICAL GROUP INC | 1.2% | Reduced −0.9% | 53,237,000 | $71.9M |
| VER 3.75 12/15/20 PRN VEREIT INC | 1.2% | Added +9.2% | 69,165,000 | $69.8M |
| TSLA 1.25 03/01/21 PRN TESLA INC | 1.1% | Reduced −16.4% | 69,000,000 | $65.7M |
| LRCX 0.5 05/15/16 PRN LAM RESEARCH CORP | 1.1% | Reduced −34.0% | 50,260,000 | $64.3M |
| CKH 2.5 12/15/27 PRN SEACOR HOLDINGS INC | 1.0% | Added +1.7% | 58,420,000 | $63.3M |
| MDSO 1 08/01/18 PRN MEDIDATA SOLUTIONS INC | 1.0% | New | 56,488,000 | $61.5M |
| HOSS 1.5 09/01/19 PRN HORNBECK OFFSHORE SERV | 0.9% | Reduced −5.6% | 57,810,000 | $56.7M |
| TTMCHF TATA MOTORS LTD-SPON ADR | 0.9% | Added +22.8% | 1,289,861 | $56.4M |
| VALE SA-SP PREF ADR | 0.9% | Added +39.0% | 5,637,772 | $54.7M |
| CX CEMEX SAB-SPONS ADR PART CER | 0.9% | Added +31.1% | 3,938,637 | $51.4M |
| SPNC 2.625 06/01/34 PRN SPECTRANETICS LLC | 0.8% | Added +38.0% | 45,015,000 | $50.8M |
| CBST 1.125 09/01/18 PRN CUBIST PHARMACEUTICALS | 0.7% | New | 41,100,000 | $44.8M |
| MOH 1.125 01/15/20 PRN MOLINA HEALTHCARE INC | 0.7% | Reduced −44.7% | 37,870,000 | $44.8M |
| INTC 2.95 12/15/35 PRN INTEL CORP | 0.7% | Reduced −16.2% | 33,690,000 | $43.2M |
| MCF1EUR CONTANGO OIL & GAS | 0.7% | Held | 1,287,732 | $42.8M |
| ASRT 2.5 09/01/21 PRN ASSERTIO THERAPEUTICS IN | 0.7% | New | 39,540,000 | $42.1M |
| HWM 1.625 10/15/19 PRN ARCONIC INC | 0.7% | Added +3.5% | 43,805,000 | $42.1M |
| NRG NRG ENERGY INC | 0.7% | Held | 1,325,000 | $40.4M |
| FCE 4.25 08/15/18 PRN FOREST CITY REALTY TRUST | 0.7% | Reduced −25.3% | 36,356,000 | $40.3M |
| VSH VISHAY INTERTECHNOLOGY INC | 0.7% | Held | 2,750,000 | $39.3M |
| MENT 4 04/01/31 PRN MENTOR GRAPHICS CORP | 0.6% | Reduced −5.0% | 32,106,000 | $38.1M |
| TRINA SOLAR LTD-SPON ADR | 0.6% | Added +23.9% | 3,145,624 | $38.0M |
| GWR 5 10/01/15 GENESEE & WYOMING INC | 0.6% | Held | 301,100 | $37.1M |
| BMRN 0.75 10/15/18 PRN BIOMARIN PHARMACEUTICAL | 0.6% | Added +26.6% | 34,510,000 | $37.0M |
| TV GRUPO TELEVISA SA-SPON ADR | 0.6% | Reduced −1.2% | 1,041,410 | $35.3M |
| P5Y BRF SA-ADR | 0.6% | Added +27.1% | 1,428,500 | $34.0M |
| CSOD 1.5 07/01/18 PRN CORNERSTONE ONDEMAND INC | 0.6% | New | 33,219,000 | $33.4M |
| ZD 3.25 06/15/29 PRN J2 GLOBAL COMMUNICATIONS | 0.6% | Added +35.3% | 33,115,000 | $33.4M |
| ALR 3 05/15/16 PRN ALERE INC | 0.5% | Held | 30,735,000 | $32.7M |
| VIV1USD TELEFONICA BRASIL-ADR PREF | 0.5% | Added +24.1% | 1,626,810 | $32.0M |
| AMSG 5.25 07/01/17 A-1 AMSURG CORP | 0.5% | New | 292,600 | $31.1M |
| BPZR 8.5 10/01/17 PRN BPZ RESOURCES INC | 0.5% | Reduced −9.6% | 30,550,000 | $30.7M |
| MIC 2.875 07/15/19 PRN MACQUARIE INFRASTRUCTURE | 0.5% | New | 26,835,000 | $30.0M |
| TTMI 1.75 12/15/20 PRN TTM TECHNOLOGIES INC | 0.5% | Reduced −25.2% | 30,858,000 | $30.0M |
| HQCL 3.5 01/15/18 PRN HANWHA Q CELLS CO LTD | 0.5% | Reduced −8.3% | 30,476,000 | $29.4M |
| AIG AMERICAN INTERNATIONAL GROUP | 0.5% | Reduced −41.4% | 544,100 | $29.4M |
| DBRG 5 04/15/23 PRN DIGITALBRIDGE GROUP INC | 0.5% | Reduced −7.8% | 28,138,000 | $29.4M |
| SURGICAL CARE AFFILIATES INC | 0.5% | Reduced −33.1% | 1,099,090 | $29.4M |
| JD JD.COM INC-ADR | 0.5% | Added +14.2% | 1,129,150 | $29.2M |
| ROCK TENN COMPANY -CL A | 0.5% | New | 588,832 | $28.0M |
| KEYW 2.5 07/15/19 PRN KEYW HOLDING CORP | 0.5% | New | 27,820,000 | $27.3M |
| PULSE ELECTRONICS CORP | 0.4% | Held | 11,999,585 | $27.1M |
| ALR 3 PERP B ALERE INC | 0.4% | Reduced −60.8% | 83,368 | $27.0M |
| NBIS NEBIUS GROUP NV | 0.4% | New | 961,100 | $26.7M |
| PLAB 3.25 04/01/16 PRN PHOTRONICS INC | 0.4% | Held | 24,717,000 | $26.1M |
| IRDM 6.75 PERP B IRIDIUM COMMUNICATIONS I | 0.4% | Held | 76,720 | $26.0M |
| ITUB ITAU UNIBANCO H-SPON PRF ADR | 0.4% | New | 1,855,600 | $25.8M |
| HOLX 0 12/15/37 2010 PRN HOLOGIC INC | 0.4% | Held | 21,179,000 | $25.4M |
| IBN ICICI BANK LTD-SPON ADR | 0.4% | New | 511,615 | $25.1M |
| CEMEX 4.875 03/15/15 PRN CEMEX SAB DE CV | 0.4% | Reduced −8.9% | 20,395,000 | $24.5M |
| GTY GETTY REALTY CORP | 0.4% | Held | 1,422,221 | $24.2M |
| APOLLO GLOBAL MANAGEMENT - A | 0.4% | Reduced −10.5% | 1,000,000 | $23.8M |
| HTWR 3.5 12/15/17 PRN HEARTWARE INTERNATIONAL | 0.4% | Reduced −19.1% | 21,166,000 | $23.4M |
| WBMD 2.5 01/31/18 PRN WEBMD HEALTH CORP | 0.4% | Added +3.3% | 22,200,000 | $22.3M |
| SUMIAL 3.875 12/01/18 PRN AIR LEASE CORP | 0.4% | Held | 16,223,000 | $22.1M |
| N 0.25 06/01/18 PRN NETSUITE INC | 0.4% | Held | 20,741,000 | $21.6M |
| NTAP NETAPP INC | 0.3% | Held | 490,000 | $21.1M |
| ICON 1.5 03/15/18 PRN ICONIX BRAND GROUP INC | 0.3% | New | 16,395,000 | $21.0M |
| AU3EUR ANGLOGOLD ASHANTI-SPON ADR | 0.3% | Added +27.9% | 1,719,744 | $20.6M |
| MBTGBP MOBILE TELESYSTEMS-SP ADR | 0.3% | Added +29.4% | 1,357,248 | $20.3M |
| CBST 1.875 09/01/20 PRN CUBIST PHARMACEUTICALS | 0.3% | New | 17,731,000 | $19.8M |
| GDP 5 10/01/32 PRN GOODRICH PETROLEUM CORP | 0.3% | Held | 18,757,000 | $19.7M |
| TSQ TOWNSQUARE MEDIA INC - CL A | 0.3% | New | 1,595,224 | $19.2M |
| WFC 7.5 PERP L WELLS FARGO & COMPANY | 0.3% | Reduced −13.7% | 15,750 | $18.9M |
| ARI 5.5 03/15/19 PRN APOLLO CMMRL REAL EST FI | 0.3% | Added +2.4% | 18,475,000 | $18.4M |
| EMC CORP/MA | 0.3% | Held | 610,000 | $17.8M |
| PMT 5.375 05/01/20 PRN PENNYMAC CORP | 0.3% | Reduced −13.9% | 17,480,000 | $17.3M |
| BAC 7.25 PERP L BANK OF AMERICA CORP | 0.3% | Reduced −14.8% | 14,400 | $16.5M |
| HLX 3.25 03/15/32 PRN HELIX ENERGY SOLUTIONS | 0.3% | Reduced −45.1% | 13,087,000 | $15.4M |
| BGCP 4.5 07/15/16 PRN BGC PARTNERS INC | 0.2% | Held | 14,145,000 | $15.1M |
| HOLX 0 12/15/43 PRN HOLOGIC INC | 0.2% | Reduced −25.1% | 13,098,000 | $14.3M |
| OCSL 5.375 04/01/16 PRN FIFTH STREET FINANCE COR | 0.2% | Added +5.3% | 13,115,000 | $13.7M |
| EXE 2.25 12/15/38 PRN CHESAPEAKE ENERGY CORP | 0.2% | Reduced −7.6% | 14,000,000 | $13.4M |
| SSLTIN 4 10/30/14 PRN STERLITE INDUSTRIES LTD | 0.2% | Reduced −13.0% | 13,335,000 | $13.3M |
| RASF 4 10/01/33 PRN RAIT FINANCIAL TRUST | 0.2% | Reduced −17.1% | 14,095,000 | $13.2M |
| MCDERMOTT INTL INC | 0.2% | Held | 2,240,599 | $12.8M |
| AVHI 7.5 02/15/16 PRN AV HOMES INC | 0.2% | Added +4.5% | 11,717,000 | $12.3M |
| HMIN 2 12/15/15 PRN HOMEINNS HOTEL GROUP | 0.2% | Added +55.7% | 12,630,000 | $12.2M |
| WILLIAMS PARTNERS LP | 0.2% | New | 217,146 | $11.5M |
| FLG 6 11/01/51 FLAGSTAR BANK NA | 0.2% | Reduced −9.5% | 227,585 | $11.5M |
| ACRE 7 12/15/15 PRN ARES COMMERCIAL REAL EST | 0.2% | Reduced −16.8% | 11,025,000 | $11.3M |
| VGR V1.75 04/15/20 PRN VECTOR GROUP LTD | 0.2% | Reduced −48.8% | 10,000,000 | $11.2M |
| MFIC 5.75 01/15/16 PRN APOLLO INVESTMENT CORP | 0.2% | Reduced −4.5% | 10,525,000 | $11.0M |
| TEO TELECOM ARGENTINA SA-SP ADR | 0.2% | Added +1.8% | 519,851 | $10.6M |
| VIMPELCOM LTD-SPON ADR | 0.2% | Held | 1,410,000 | $10.2M |
| PODD 2 06/15/19 PRN INSULET CORPORATION | 0.2% | New | 9,436,000 | $10.1M |
| NUAN 2.75 11/01/31 PRN NUANCE COMMUNICATIONS | 0.2% | Reduced −5.0% | 9,500,000 | $9.4M |
| PSEC 5.5 08/15/16 PRN PROSPECT CAPITAL CORP | 0.1% | Added +19.1% | 8,421,000 | $8.7M |
| ACR 6 12/01/18 PRN EXANTAS CAPITAL CORP | 0.1% | Reduced −46.3% | 8,689,000 | $8.6M |
| MDCO 1.375 06/01/17 PRN MEDICINES COMPANY | 0.1% | Held | 8,085,000 | $8.6M |
| ASCMA 4 07/15/20 PRN ASCENT CAPITAL GROUP INC | 0.1% | Added +174.6% | 9,390,000 | $8.5M |
| VER 3 08/01/18 PRN VEREIT INC | 0.1% | Added +88.9% | 8,500,000 | $8.5M |
| TTMI 3.25 05/15/15 PRN TTM TECHNOLOGIES | 0.1% | Held | 8,299,000 | $8.4M |
| HW 8.75 02/01/16 PRN HEADWATERS INC | 0.1% | Reduced −11.6% | 7,646,000 | $8.3M |
| ANR 3.75 12/15/17 PRN ALPHA NATURAL RESOURCES | 0.1% | Held | 11,365,000 | $8.2M |
| MTNA 6 01/15/16 PRN ARCELORMITTAL | 0.1% | Reduced −39.7% | 380,000 | $8.1M |
| PSEC 5.375 10/15/17 PRN PROSPECT CAPITAL CORP | 0.1% | Added +7.4% | 7,082,000 | $7.3M |
| NLY 5 05/15/15 PRN ANNALY CAPITAL MGMT | 0.1% | Reduced −26.3% | 7,000,000 | $7.0M |
| OI SA-ADR | 0.1% | Held | 9,863,971 | $6.9M |
| DHCP 4.5 11/01/19 PRN DITECH HOLDING CORP | 0.1% | Reduced −54.2% | 7,846,000 | $6.6M |
| SRC 2.875 05/15/19 PRN SPIRIT REALTY CAPITAL IN | 0.1% | Reduced −35.6% | 6,510,000 | $6.4M |
| OCN2EUR OCWEN FINANCIAL CORP | 0.1% | Held | 237,000 | $6.2M |
| EPR 5.75 PERP C EPR PROPERTIES | 0.1% | Reduced −31.1% | 276,321 | $6.1M |
| GSCCN 5 06/01/17 PRN GOLDEN STAR RESOURCES | 0.1% | Reduced −36.4% | 8,750,000 | $5.9M |
| NMIH NMI HOLDINGS INC | 0.1% | New | 600,300 | $5.2M |
| TITN 3.75 05/01/19 PRN TITAN MACHINERY INC | 0.1% | Reduced −66.2% | 6,429,000 | $5.0M |
| PSEC 5.75 03/15/18 PRN PROSPECT CAPITAL CORP | 0.1% | Reduced −20.8% | 4,750,000 | $4.9M |
| DSX DIANA SHIPPING INC | 0.1% | New | 484,800 | $4.3M |
| PARR PAR PACIFIC HOLDINGS INC | 0.1% | New | 190,862 | $3.2M |
| CAPITAL PRODUCT PARTNERS LP | 0.0% | New | 275,000 | $2.7M |
| SQNM 5 10/01/17 PRN SEQUENOM INC | 0.0% | Reduced −65.8% | 2,800,000 | $2.7M |
| BPZR 6.5 03/01/15 * PRN BPZ RESOURCES INC | 0.0% | Reduced −20.6% | 2,590,000 | $2.6M |
| OI SA-ADR | 0.0% | Held | 3,464,543 | $2.6M |
| ARCC 4.875 03/15/17 PRN ARES CAPITAL CORP | 0.0% | Reduced −18.9% | 2,146,000 | $2.3M |
| AIR 2.25 03/01/16 B PRN AAR CORP | 0.0% | Reduced −60.0% | 2,000,000 | $2.0M |
| EPR 9 PERP E EPR PROPERTIES | 0.0% | Reduced −45.9% | 62,250 | $1.9M |
| TGS TRANSPORTADOR GAS-ADR SP B | 0.0% | Held | 547,476 | $1.8M |
| QUAD QUAD GRAPHICS INC | 0.0% | New | 44,931 | $864K |
| WSP HOLDINGS LTD-ADR | 0.0% | Held | 1,408,800 | $423K |
Sold positions
| Holding | Shares sold | Prior value |
|---|---|---|
| SAPGR 0.5 06/15/18 PRN CONCUR TECHNOLOGIES INC | 60,390,000 | $67.8M |
| LINTA 0.75 03/30/43 PRN LIBERTY INTERACTIVE LLC | 43,005,000 | $57.7M |
| WEB 1 08/15/18 PRN WEB.COM GROUP INC | 42,755,000 | $45.9M |
| TTWO 1 07/01/18 PRN TAKE-TWO INTERACTIVE SOF | 30,370,000 | $37.2M |
| TSLAEN 2.75 11/01/18 PRN TESLA ENERGY OPERATIONS | 21,580,000 | $30.0M |
| ABEV AMBEV SA-ADR | 3,395,805 | $23.9M |
| STWD 4 01/15/19 PRN STARWOOD PROPERTY TRUST | 18,000,000 | $20.6M |
| MCP 3.25 06/15/16 PRN MOLYCORP INC | 23,495,000 | $18.0M |
| TWGP 5 09/15/14 PRN TOWER GROUP INTL LTD | 19,830,000 | $17.5M |
| EPAY 1.5 12/01/17 PRN BOTTOMLINE TECHNOLOGIES | 12,280,000 | $14.6M |
| MHGC 2.375 10/15/14 PRN MORGANS HOTEL GROUP CO | 14,410,000 | $14.2M |
| BXUSD BLACKSTONE GROUP LP | 350,000 | $11.7M |
| CIEN 0.875 06/15/17 PRN CIENA CORP | 11,430,000 | $11.4M |
| STWD 4.55 03/01/18 PRN STARWOOD PROPERTY TRUST | 7,250,000 | $8.2M |
| WNC 3.375 05/01/18 PRN WABASH NATIONAL CORP | 5,730,000 | $8.1M |
| IOC 2.75 11/15/15 PRN INTEROIL CORP | 6,669,000 | $6.8M |
| MTH 1.875 09/15/32 PRN MERITAGE HOMES CORP | 5,770,000 | $6.1M |
| YRCW 10 03/31/15 A PRN YRC WORLDWIDE INC | 5,930,266 | $6.0M |
| MTOR 0 02/15/27 PRN MERITOR INC | 5,000,000 | $5.3M |
| DRYS 5 12/01/14 PRN DRYSHIPS INC | 5,000,000 | $4.9M |
| RTI 3 12/01/15 PRN RTI INTERNATIONAL METALS | 2,975,000 | $3.1M |
| RWT 4.625 04/15/18 PRN REDWOOD TRUST INC | 3,000,000 | $3.1M |
| ELGX 2.25 12/15/18 PRN ENDOLOGIX INC | 3,000,000 | $3.0M |
| PARAGON SHIPPING INC-CLASS A | 500,000 | $3.0M |
| CDVI 5 07/15/17 PRN CAL DIVE INTERNATIONAL | 3,185,000 | $2.7M |
| MCP 6 09/01/17 PRN MOLYCORP INC | 4,000,000 | $2.6M |
| INTC 3.25 08/01/39 PRN INTEL CORP | 1,000,000 | $1.5M |
| LXP 6.5 PERP C LXP INDUSTRIAL TRUST | 29,266 | $1.4M |
| MACK 4.5 07/15/20 PRN MERRIMACK PHARMACEUTI | 1,000,000 | $1.3M |
Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.