whalepapers
Overview/ Oaktree Capital Management LP/ Q3 2022

Oaktree Capital Management LP

Howard Marks & Bruce Karsh · As of Q3 2022 · filed Nov 14, 2022

Q3 2022

Holdings

380 positions · Δ vs prior quarter
TRMD TORM PLC-A
$1.10B
12.1%
53,812,988 Held
EXE EXPAND ENERGY CORP
$923.3M
10.1%
9,800,000 −701,153 −6.7% Reduced
VST VISTRA CORP
$533.4M
5.9%
25,399,812 Held
GTX 11 PERP A GARRETT MOTION INC
$489.4M
5.4%
68,834,814 Held
SBLK STAR BULK CARRIERS CORP
$454.9M
5.0%
26,021,457 Held
PCG P G & E CORP
$309.4M
3.4%
24,750,000 −4,250,000 −14.7% Reduced
FLMNGUSD SITIO ROYALTIES CORP/OLD
$286.0M
3.1%
12,935,120 +12,935,120 New
SPY PUT SS SPDR S&P 500 ETF TRUST-US
$259.0M
2.8%
725,000 +225,000 +45.0% Added
RWAY RUNWAY GROWTH FINANCE CORP
$239.4M
2.6%
21,054,667 Held
STKL SUNOPTA INC
$188.5M
2.1%
20,726,126 Held
WFRD WEATHERFORD INTERNATIONAL PL
$186.0M
2.0%
5,758,916 −69,800 −1.2% Reduced
ALLY ALLY FINANCIAL INC
$170.4M
1.9%
6,124,687 Held
HTZ HERTZ GLOBAL HLDGS INC
$170.4M
1.9%
10,468,579 −1,129,700 −9.7% Reduced
EGLEUSD EAGLE BULK SHIPPING INC
$163.3M
1.8%
3,781,561 Held
ITUB ITAU UNIBANCO H-SPON PRF ADR
$135.9M
1.5%
26,277,557 −371,871 −1.4% Reduced
INFNEUR INFINERA CORP
$121.8M
1.3%
25,175,384 Held
VALE VALE SA-SP ADR
$116.4M
1.3%
8,742,419 +998,653 +12.9% Added
NMIH NMI HOLDINGS INC
$108.4M
1.2%
5,320,000 Held
CBL CBL & ASSOCIATES PROPERTIES
$102.0M
1.1%
3,983,966 Held
FYBRGBX FRONTIER COMMUNICATIONS PARE
$93.3M
1.0%
3,982,849 Held
BRYGBP BERRY CORP
$87.2M
1.0%
11,622,000 Held
IBN ICICI BANK LTD-SPON ADR
$85.2M
0.9%
4,061,664 −1,054,532 −20.6% Reduced
PBR PETROLEO BRASILEIRO-SPON ADR
$83.6M
0.9%
6,777,577 −4,319,491 −38.9% Reduced
AU3EUR ANGLOGOLD ASHANTI-SPON ADR
$70.3M
0.8%
5,083,521 −147,300 −2.8% Reduced
KRC KILROY REALTY CORP
$68.0M
0.7%
1,615,011 Held
FCX FREEPORT-MCMORAN INC
$67.0M
0.7%
2,452,960 +41,802 +1.7% Added
BCEI1EUR CIVITAS RESOURCES INC
$66.0M
0.7%
1,150,000 −38,000 −3.2% Reduced
EXEEL CHESAPEAKE ENERGY CORP -CW26
$59.4M
0.7%
808,001 Held
EGLE 5 08/01/24 PRN EAGLE BULK SHIPPING INC
$58.1M
0.6%
40,495,000 Held
CX CEMEX SAB-SPONS ADR PART CER
$50.3M
0.6%
14,676,326 −745,450 −4.8% Reduced
BAP CREDICORP LTD
$47.5M
0.5%
386,898 −12,087 −3.0% Reduced
ALVO ALVOTECH SA
$42.8M
0.5%
6,338,660 Held
BBD BANCO BRADESCO-ADR
$42.8M
0.5%
11,637,489 −339,615 −2.8% Reduced
PARR PAR PACIFIC HOLDINGS INC
$36.3M
0.4%
2,210,000 Held
BATL BATTALION OIL CORP
$35.8M
0.4%
3,009,912 Held
AZUL SA
$35.6M
0.4%
4,377,824 −67,100 −1.5% Reduced
LBTYKUSD LIBERTY GLOBAL PLC- C
$30.9M
0.3%
1,875,000 Held
FTAIEUR FORTRESS TRANSPORTATION-CL A
$30.5M
0.3%
2,033,110 Held
FSC1EUR OAKTREE SPECIALTY LENDING CO
$30.1M
0.3%
5,014,511 Held
WDC 1.5 02/01/24 PRN WESTERN DIGITAL CORP
$28.5M
0.3%
29,989,000 +4,834,000 +19.2% Added
VIST VISTA ENERGY SAB DE CV
$27.2M
0.3%
2,884,674 −490,132 −14.5% Reduced
SPOT 0 03/15/26 PRN SPOTIFY USA INC
$26.1M
0.3%
33,063,000 +15,090,000 +84.0% Added
TOL TOLL BROTHERS INC
$25.1M
0.3%
597,000 Held
VVR INVESCO SENIOR INCOME TRUST
$24.6M
0.3%
6,602,596 +3,050,998 +85.9% Added
SUPN 0.625 04/01/23 PRN SUPERNUS PHARMACEUTICALS
$24.5M
0.3%
25,143,000 +696,000 +2.8% Added
ILMN 0 08/15/23 PRN ILLUMINA INC
$24.0M
0.3%
25,030,000 +13,593,000 +118.9% Added
UNITI GROUP INC
$23.6M
0.3%
3,397,592 Held
MX MAGNACHIP SEMICONDUCTOR CORP
$23.6M
0.3%
2,300,000 Held
COOP MR COOPER GROUP INC
$23.3M
0.3%
575,000 −382,286 −39.9% Reduced
NTNX 0 01/15/23 PRN NUTANIX INC
$23.3M
0.3%
23,890,000 +7,422,000 +45.1% Added
PHM PULTEGROUP INC
$23.2M
0.3%
619,000 Held
FSLY 0 03/15/26 PRN FASTLY INC
$22.9M
0.3%
31,454,000 +16,969,000 +117.1% Added
BXMT 4.75 03/15/23 PRN BLACKSTONE MORTGAGE TR
$22.3M
0.2%
22,367,000 +1,128,000 +5.3% Added
CVENT HOLDING CORP
$21.0M
0.2%
4,000,000 −1,000,000 −20.0% Reduced
HOPE 2 05/15/38 PRN HOPE BANCORP INC
$20.5M
0.2%
21,433,000 +1,811,000 +9.2% Added
SEALTD 0.25 09/15/26 PRN SEA LTD
$20.4M
0.2%
29,182,000 +8,767,000 +42.9% Added
GTX GARRETT MOTION INC
$20.3M
0.2%
3,593,111 Held
HAE 0 03/01/26 PRN HAEMONETICS CORP
$20.0M
0.2%
24,998,000 +8,508,000 +51.6% Added
PAGS PAGSEGURO DIGITAL LTD-CL A
$19.9M
0.2%
1,507,880 +1,507,880 New
AFYA AFYA LTD-CLASS A
$19.5M
0.2%
1,439,270 −76,320 −5.0% Reduced
NEWR 0.5 05/01/23 PRN NEW RELIC INC
$18.9M
0.2%
19,359,000 +1,950,000 +11.2% Added
LGND 0.75 05/15/23 PRN LIGAND PHARMACEUTICALS I
$18.8M
0.2%
19,361,000 −1,111,000 −5.4% Reduced
SMH PUT VANECK SEMICONDUCTOR ETF
$18.5M
0.2%
100,000 +100,000 New
HIMS HIMS & HERS HEALTH INC
$18.3M
0.2%
3,271,279 Held
VAL VALARIS LTD
$18.1M
0.2%
370,355 +320,355 +640.7% Added
DOCU 0 01/15/24 PRN DOCUSIGN INC
$17.8M
0.2%
18,930,000 +5,441,000 +40.3% Added
DBRG 5 04/15/23 PRN DIGITALBRIDGE GROUP INC
$17.6M
0.2%
17,775,000 −3,321,000 −15.7% Reduced
IONS 0.125 12/15/24 PRN IONIS PHARMACEUTICALS IN
$17.4M
0.2%
19,100,000 −5,213,000 −21.4% Reduced
XJQCX NUVEEN CREDIT STRATEGIES INC
$16.8M
0.2%
3,295,962 +465,581 +16.4% Added
ARI 5.375 10/15/23 PRN APOLLO CMMRL REAL EST FI
$16.8M
0.2%
17,099,000 −1,119,000 −6.1% Reduced
PAM PAMPA ENERGIA SA-SPON ADR
$16.4M
0.2%
718,421 −110,579 −13.3% Reduced
PMT 5.5 11/01/24 PRN PENNYMAC CORP
$16.3M
0.2%
17,347,000 −572,000 −3.2% Reduced
ONIT ONITY GROUP INC
$16.1M
0.2%
693,976 −62,894 −8.3% Reduced
KBH KB HOME
$15.7M
0.2%
605,000 Held
MTG MGIC INVESTMENT CORP
$15.4M
0.2%
1,200,000 Held
NMFC 5.75 08/15/23 PRN NEW MOUNTAIN FINANCE COR
$15.4M
0.2%
15,528,000 −223,000 −1.4% Reduced
AYX 0.5 08/01/24 PRN ALTERYX INC
$15.3M
0.2%
17,056,000 +10,357,000 +154.6% Added
PATK 1 02/01/23 PRN PATRICK INDUSTRIES INC
$14.4M
0.2%
14,621,000 +5,354,000 +57.8% Added
INVA 2.125 01/15/23 PRN INNOVIVA INC
$13.8M
0.2%
14,002,000 +14,002,000 New
KAMN 3.25 05/01/24 PRN KAMAN CORP
$13.6M
0.1%
14,382,000 −373,000 −2.5% Reduced
COUP 0.375 06/15/26 PRN COUPA SOFTWARE INC
$13.5M
0.1%
17,441,000 +7,774,000 +80.4% Added
TGS TRANSPORTADOR GAS-ADR SP B
$13.2M
0.1%
1,784,412 −179,164 −9.1% Reduced
CHGG 0 09/01/26 PRN CHEGG INC
$13.0M
0.1%
17,057,000 +9,257,000 +118.7% Added
STWD 4.375 04/01/23 PRN STARWOOD PROPERTY TRUST
$12.9M
0.1%
13,280,000 Held
TV GRUPO TELEVISA SA-SPON ADR
$12.7M
0.1%
2,364,174 Held
KREF 6.125 05/15/23 PRN KKR REAL ESTATE FIN
$12.2M
0.1%
12,309,000 −1,887,000 −13.3% Reduced
TX TERNIUM SA-SPONSORED ADR
$12.2M
0.1%
445,949 −14,300 −3.1% Reduced
RWT 5.75 10/01/25 PRN RWT HOLDINGS INC
$11.8M
0.1%
13,677,000 Held
NVAX 3.75 02/01/23 PRN NOVAVAX INC
$11.6M
0.1%
11,818,000 −1,424,000 −10.8% Reduced
EXEEZ CHESAPEAKE ENERGY -CW26
$11.5M
0.1%
150,000 Held
HLF 2.625 03/15/24 PRN HERBALIFE LTD
$11.5M
0.1%
12,635,000 +3,774,000 +42.6% Added
EZPW 2.375 05/01/25 PRN EZCORP INC
$11.2M
0.1%
13,049,000 +515,000 +4.1% Added
CANNA-GLOBAL ACQUISITION CORP
$11.1M
0.1%
1,100,000 Held
NBR 0.75 01/15/24 PRN NABORS INDUSTRIES INC
$10.3M
0.1%
11,194,000 +972,000 +9.5% Added
RNG 0 03/01/25 PRN RINGCENTRAL INC
$10.0M
0.1%
11,785,000 +5,813,000 +97.3% Added
EF HUTTON ACQUISITION CORP I
$9.9M
0.1%
990,000 +990,000 New
SFL 4.875 05/01/23 PRN SFL CORP LTD
$9.8M
0.1%
9,807,000 −1,416,000 −12.6% Reduced
ICPT 3.25 07/01/23 PRN INTERCEPT PHARMAS
$9.7M
0.1%
9,964,000 +2,994,000 +43.0% Added
GMED 1 06/01/23 PRN NUVASIVE INC
$9.6M
0.1%
9,910,000 Held
SHOPCN 0.125 11/01/25 PRN SHOPIFY INC
$9.5M
0.1%
11,600,000 −148,000 −1.3% Reduced
AURORA TECHNOLOGY ACQUISITION CORP
$9.5M
0.1%
950,000 Held
TRIP 0.25 04/01/26 PRN TRIPADVISOR INC
$9.5M
0.1%
11,839,000 +11,839,000 New
CURR CURRENC GROUP INC
$9.1M
0.1%
900,000 Held
WIX 0 07/01/23 PRN WIX LTD
$8.7M
0.1%
9,036,000 +3,883,000 +75.4% Added
COIN 0.5 06/01/26 PRN COINBASE GLOBAL INC
$8.7M
0.1%
13,047,000 +13,047,000 New
JFR NUVEEN FLOATING RATE INCOME
$8.4M
0.1%
1,036,236 +311,175 +42.9% Added
SMRT SMARTRENT INC
$8.4M
0.1%
3,693,140 +686,333 +22.8% Added
PDD 0 12/01/25 PRN PDD HOLDINGS INC
$8.2M
0.1%
9,091,000 Held
TEO TELECOM ARGENTINA SA-SP ADR
$8.2M
0.1%
2,033,741 −186,759 −8.4% Reduced
FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
$8.1M
0.1%
809,115 +587,910 +265.8% Added
UPST 0.25 08/15/26 PRN UPSTART HOLDINGS INC
$8.1M
0.1%
14,500,000 +14,500,000 New
MFA 6.25 06/15/24 PRN MFA FINANCIAL INC
$8.1M
0.1%
9,246,000 −5,892,000 −38.9% Reduced
TPI COMPOSITES INC
$7.9M
0.1%
700,739 +700,739 New
MONTEREY CAPITAL ACQUISITION CORP
$7.8M
0.1%
792,000 +792,000 New
MHO M/I HOMES INC
$7.6M
0.1%
210,000 Held
NUVEEN SENIOR INCOME FUND
$7.6M
0.1%
1,623,448 +603,751 +59.2% Added
VECO 2.7 01/15/23 PRN VEECO INSTRUMENTS INC
$7.5M
0.1%
7,595,000 Held
WB 1.25 11/15/22 PRN WEIBO CORP
$7.5M
0.1%
7,570,000 −1,005,000 −11.7% Reduced
NORTHVIEW ACQUISITION CORP
$7.5M
0.1%
750,000 Held
AIEV THUNDER POWER HOLDINGS INC
$7.3M
0.1%
735,000 +735,000 New
ALSET CAPITAL ACQUISITION CORP
$7.3M
0.1%
735,000 Held
JOYY 0.75 06/15/25 PRN JOYY INC
$7.2M
0.1%
7,699,000 Held
GLOBAL CONSUMER ACQUISITION CORP
$7.1M
0.1%
700,000 Held
ALRM 0 01/15/26 PRN ALARM.COM HLDGS INC
$7.1M
0.1%
8,613,000 +724,000 +9.2% Added
ASCBF A SPAC II ACQUISITION CORP
$6.7M
0.1%
675,000 Held
SNAP 0 05/01/27 PRN SNAP INC
$6.6M
0.1%
9,524,000 +9,524,000 New
MOMO 1.25 07/01/25 PRN HELLO GROUP INC
$6.5M
0.1%
6,943,000 −1,905,000 −21.5% Reduced
RELATIVITY ACQUISITION CORP
$6.5M
0.1%
645,000 Held
8L8C LIBERTY BROADBAND-C
$6.4M
0.1%
86,999 Held
NICEIT 0 09/15/25 PRN NICE LTD
$6.4M
0.1%
6,900,000 −100,000 −1.4% Reduced
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
$6.2M
0.1%
767,730 +127,222 +19.9% Added
EXEEW CHESAPEAKE ENERGY CORP -CW26
$6.1M
0.1%
75,810 Held
AXAC AXIOS SUSTAINABLE GROWTH A-A
$6.1M
0.1%
600,000 Held
MURPHY CANYON ACQUISITION CORP
$6.0M
0.1%
600,000 Held
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
$6.0M
0.1%
509,049 +28,611 +6.0% Added
BURTECH ACQUISITION CORP
$6.0M
0.1%
600,000 Held
DBX 0 03/01/26 PRN DROPBOX INC
$5.8M
0.1%
6,667,000 +414,000 +6.6% Added
GLRE 4 08/01/23 PRN GREENLIGHT CAPITAL RE
$5.8M
0.1%
6,030,000 +2,821,000 +87.9% Added
F 0 03/15/26 PRN FORD MOTOR COMPANY
$5.7M
0.1%
6,227,000 −350,000 −5.3% Reduced
XFRAX BLACKROCK FLTNG RT INC STRAT
$5.7M
0.1%
519,542 +32,072 +6.6% Added
HTHT 0.375 11/01/22 PRN H WORLD GROUP LTD
$5.7M
0.1%
5,756,000 −2,108,000 −26.8% Reduced
CENAQ ENERGY CORP
$5.5M
0.1%
550,000 Held
BLUE WORLD ACQUISITION CORP
$5.5M
0.1%
550,000 Held
BROAD CAPITAL ACQUISITION CORP
$5.5M
0.1%
550,000 Held
ETSY 0.25 06/15/28 PRN ETSY INC
$5.4M
0.1%
6,914,000 +2,620,000 +61.0% Added
SPLK 1.125 06/15/27 PRN SPLUNK INC
$5.4M
0.1%
6,772,000 +1,069,000 +18.7% Added
AKAM 0.375 09/01/27 PRN AKAMAI TECHNOLOGIES INC
$5.4M
0.1%
5,729,000 Held
SHAK 0 03/01/28 PRN SHAKE SHACK INC
$5.2M
0.1%
7,718,000 +4,259,000 +123.1% Added
TDOC 1.25 06/01/27 PRN TELADOC HEALTH INC
$5.2M
0.1%
7,000,000 +7,000,000 New
INDUSTRIAL HUMAN CAPITAL INC
$5.1M
0.1%
500,000 Held
DIGITAL HEALTH ACQUISITION CORP
$5.1M
0.1%
500,000 Held
TDOC 0.875 06/01/25 PRN LIVONGO HEALTH
$5.0M
0.1%
5,993,000 +1,358,000 +29.3% Added
JUPITER WELLNESS ACQUISITION CORP
$5.0M
0.1%
500,000 Held
WESTERN ACQUISITION VENTURES CORP
$5.0M
0.1%
500,000 Held
HLX 4.125 09/15/23 PRN HELIX ENERGY SOLUTIONS
$5.0M
0.1%
5,031,000 +2,187,000 +76.9% Added
DUET ACQUISITION CORP
$5.0M
0.1%
500,000 Held
MSSAF METAL SKY STAR ACQUISITION C
$4.9M
0.1%
496,000 Held
NIO 0.5 02/01/27 PRN NIO INC
$4.8M
0.1%
6,410,000 +6,410,000 New
BAND 0.25 03/01/26 PRN BANDWIDTH INC
$4.8M
0.1%
7,367,000 Held
SAGALIAM ACQUISITION CORP
$4.7M
0.1%
475,000 Held
ABNB 0 03/15/26 PRN AIRBNB INC
$4.6M
0.1%
5,478,000 +1,504,000 +37.8% Added
TETEF TECHNOLOGY & TELECOMMUNICATI
$4.6M
0.0%
450,000 Held
EVERGREEN CORP
$4.5M
0.0%
450,000 Held
FINTECH ECOSYSTEM DEVELOPMENT CORP
$4.5M
0.0%
450,000 Held
WELSBACH TECHNOLOGY METALS ACQUISITION CORP
$4.5M
0.0%
450,000 Held
ICPT 2 05/15/26 PRN INTERCEPT PHARMAS
$4.5M
0.0%
5,937,000 +5,937,000 New
REDWOODS ACQUISITION CORP
$4.5M
0.0%
450,000 Held
DAY 0.25 03/15/26 PRN DAYFORCE INC
$4.4M
0.0%
5,438,000 +5,438,000 New
OKTA 0.375 06/15/26 PRN OKTA INC
$4.3M
0.0%
5,486,000 +783,000 +16.6% Added
DEEP MEDICINE ACQUISITION CORP
$4.3M
0.0%
425,000 Held
EONR EON RESOURCES INC
$4.3M
0.0%
425,000 Held
WIX 0 08/15/25 PRN WIX LTD
$4.2M
0.0%
5,008,000 +5,008,000 New
BGB BLACKSTONE STRATEGIC CREDIT
$4.1M
0.0%
389,043 +39,043 +11.2% Added
FTII FUTURETECH II ACQUISITI-CL A
$4.1M
0.0%
410,000 Held
ICONIC SPORTS ACQUISITION CORP
$4.1M
0.0%
400,000 Held
GTIJF GRAPHJET TECHNOLOGY
$4.1M
0.0%
400,000 Held
RSVR RESERVOIR MEDIA INC
$4.1M
0.0%
830,415 −101,474 −10.9% Reduced
ALSAF ALPHA STAR ACQUISITION CORP
$4.0M
0.0%
400,000 Held
HAINAN MANASLU ACQUISITION CORP
$4.0M
0.0%
400,000 +400,000 New
FINANCIAL STRATEGIES ACQUISITION CORP
$4.0M
0.0%
400,000 Held
ROC ENERGY ACQUISITION CORP
$4.0M
0.0%
400,000 Held
BSY 0.375 07/01/27 PRN BENTLEY SYSTEMS
$4.0M
0.0%
5,273,000 +5,273,000 New
GARDINER HEALTHCARE ACQUISITIONS CORP
$4.0M
0.0%
400,000 Held
LYFT 1.5 05/15/25 PRN LYFT INC
$4.0M
0.0%
4,644,000 +4,644,000 New
IGTA INCEPTION GROWTH ACQUISITION
$4.0M
0.0%
400,000 Held
CONSILIUM ACQUISITION CORP I LTD
$4.0M
0.0%
400,000 Held
EFT EATON VANCE FLTNG RT INC TR
$4.0M
0.0%
348,674 +94,695 +37.3% Added
RF ACQUISITION CORP
$3.9M
0.0%
400,000 Held
YOTA YOTTA ACQUISITION CORP
$3.9M
0.0%
398,000 +398,000 New
AVALON ACQUISITION INC
$3.8M
0.0%
375,000 Held
WT 3.25 06/15/26 PRN WISDOMTREE INVESTMENTS
$3.7M
0.0%
4,147,000 −5,619,000 −57.5% Reduced
ENV 0.75 08/15/25 PRN ENVESTNET INC
$3.7M
0.0%
4,404,000 +1,656,000 +60.3% Added
SPLK 0.5 09/15/23 PRN SPLUNK INC
$3.7M
0.0%
3,876,000 +3,876,000 New
BL 0 03/15/26 PRN BLACKLINE INC
$3.7M
0.0%
4,533,000 +4,533,000 New
GMED 0.375 03/15/25 PRN NUVASIVE INC
$3.6M
0.0%
4,133,000 +1,633,000 +65.3% Added
ALPINE ACQUISITION CORP
$3.6M
0.0%
350,000 Held
DSAQ DIRECT SELLING ACQUISITION-A
$3.5M
0.0%
350,000 Held
SANABY HEALTH ACQUISITION CORP I
$3.5M
0.0%
350,000 Held
SACQF SPREE ACQUISITION CORP 1 LTD
$3.5M
0.0%
350,000 Held
RIGEL RESOURCE ACQUISITION CORP
$3.5M
0.0%
350,000 Held
GDST GOLDENSTONE ACQUISITION LTD
$3.5M
0.0%
350,000 Held
GLLI GLOBALINK INVESTMENT INC
$3.5M
0.0%
350,000 Held
APOLLO SENIOR FLOATING RATE FUND INC
$3.5M
0.0%
276,091 +99,485 +56.3% Added
ABR 4.75 11/01/22 PRN ARBOR REALTY TRUST INC
$3.4M
0.0%
3,413,000 +2,006,000 +142.6% Added
IVC 5 11/15/24 PRN INVACARE CORP
$3.4M
0.0%
3,893,000 Held
LIBERTY RESOURCES ACQUISITION CORP
$3.3M
0.0%
325,000 Held
ALVOW ALVOTECH SA -27
$3.3M
0.0%
4,666,667 Held
GENESIS UNICORN CAPITAL CORP
$3.2M
0.0%
320,000 Held
RWT 4.75 08/15/23 PRN REDWOOD TRUST INC
$3.2M
0.0%
3,194,000 −4,393,000 −57.9% Reduced
MOUNTAIN & CO I ACQUISITION CORP
$3.1M
0.0%
300,000 Held
GOGREEN INVESTMENTS CORP
$3.0M
0.0%
300,000 Held
ASCENDANT DIGITAL ACQUISITION CORP III
$3.0M
0.0%
300,000 Held
KIMBELL TIGER ACQUISITION CORP
$3.0M
0.0%
300,000 Held
ONYX ACQUISITION CO I
$3.0M
0.0%
300,000 Held
MAXPRO CAPITAL ACQUISITION CORP
$3.0M
0.0%
300,000 Held
BEARD ENERGY TRANSITION ACQUISITION CORP
$3.0M
0.0%
300,000 Held
WINV WINVEST ACQUISITION CORP
$3.0M
0.0%
300,000 Held
AOGO AROGO CAPITAL ACQUISITION -A
$3.0M
0.0%
300,000 Held
NEO 1.25 05/01/25 PRN NEOGENOMICS INC
$3.0M
0.0%
3,399,000 +3,399,000 New
CLEAN EARTH ACQUISITIONS CORP
$3.0M
0.0%
300,000 Held
VSH 2.25 06/15/25 PRN VISHAY INTERTECHNOLOGY
$3.0M
0.0%
3,180,000 +297,000 +10.3% Added
UWMC UWM HOLDINGS CORP
$2.9M
0.0%
1,000,000 Held
QUOT 1.75 12/01/22 PRN QUOTIENT TECHNOLOGY INC
$2.9M
0.0%
2,950,000 −3,196,000 −52.0% Reduced
VNET 0 02/01/26 PRN VNET GROUP INC
$2.9M
0.0%
3,374,000 +3,374,000 New
A SPAC I ACQUISITION CORP
$2.9M
0.0%
290,000 Held
SPLK 1.125 09/15/25 PRN SPLUNK INC
$2.9M
0.0%
3,288,000 Held
FOUR 0 12/15/25 PRN SHIFT4 PAYMENTS INC
$2.9M
0.0%
3,263,000 Held
KEYARCH ACQUISITION CORP
$2.9M
0.0%
290,000 Held
NET 0 08/15/26 PRN CLOUDFLARE INC
$2.8M
0.0%
3,617,000 +3,617,000 New
GLOBAL STAR ACQUISITION INC
$2.8M
0.0%
280,000 +280,000 New
FORTUNE RISE ACQUISITION CORP
$2.8M
0.0%
275,000 Held
MINORITY EQUALITY OPPORTUNITIES ACQUISITION INC
$2.8M
0.0%
275,000 Held
SEALTD 2.375 12/01/25 PRN SEA LTD
$2.8M
0.0%
2,791,000 +2,791,000 New
DKNG 0 03/15/28 PRN DRAFTKINGS HOLDINGS INC
$2.8M
0.0%
4,209,000 +4,209,000 New
BLOCKCHAIN MOON ACQUISITION CORP
$2.7M
0.0%
275,000 Held
XEFRX EATON VANCE SR FLTG RATE TR
$2.7M
0.0%
246,409 +21,959 +9.8% Added
ENPH 0 03/01/28 PRN ENPHASE ENERGY INC
$2.7M
0.0%
2,278,000 −1,300,000 −36.3% Reduced
Z 1.375 09/01/26 PRN ZILLOW GROUP INC
$2.7M
0.0%
2,750,000 +2,750,000 New
MTN 0 01/01/26 PRN VAIL RESORTS INC
$2.7M
0.0%
3,065,000 −1,503,000 −32.9% Reduced
RPD 0.25 03/15/27 PRN RAPID7 INC
$2.7M
0.0%
3,500,000 +3,500,000 New
BGT BLACKROCK FLTNG RT INC TR
$2.6M
0.0%
240,282 +5,250 +2.2% Added
TREE 0.5 07/15/25 PRN LENDINGTREE INC
$2.6M
0.0%
3,620,000 −3,975,000 −52.3% Reduced
SOAR TECHNOLOGY ACQUISITION CORP
$2.6M
0.0%
250,000 Held
NUBIA BRAND INTERNATIONAL CORP
$2.6M
0.0%
255,000 Held
PONO CAPITAL CORP
$2.5M
0.0%
250,000 Held
GLADSTONE ACQUISITION CORP
$2.5M
0.0%
250,000 Held
PONO CAPITAL TWO INC
$2.5M
0.0%
250,000 +250,000 New
LION1EUR LIONHEART III CORP -CLASS A
$2.5M
0.0%
250,000 Held
MERCATO PARTNERS ACQUISITION CORP
$2.5M
0.0%
250,000 Held
PPYA PAPAYA GROWTH OPPORTUNI-CL A
$2.5M
0.0%
250,000 Held
ATLANTIC COASTAL ACQUISITION CORP II
$2.5M
0.0%
250,000 Held
VRNT 0.25 04/15/26 PRN VERINT SYSTEMS INC
$2.5M
0.0%
3,000,000 +850,000 +39.5% Added
SIERRA LAKE ACQUISITION CORP
$2.5M
0.0%
250,000 Held
FUTURE HEALTH ESG CORP
$2.5M
0.0%
250,000 Held
JUNIPER II CORP
$2.5M
0.0%
250,000 Held
SWSS CLEAN ENERGY SPECIAL SITUATI
$2.5M
0.0%
250,000 Held
AERI 1.5 10/01/24 PRN AERIE PHARMACEUTICALS
$2.5M
0.0%
2,532,000 +2,532,000 New
ARMADA ACQUISITION CORP I
$2.5M
0.0%
250,000 Held
MOBIV ACQUISITION CORP
$2.5M
0.0%
245,000 +245,000 New
EMCUF EMBRACE CHANGE ACQUISITION C
$2.5M
0.0%
245,000 +245,000 New
FAR PEAK ACQUISITION CORP
$2.5M
0.0%
250,000 +250,000 New
JBLU 0.5 04/01/26 PRN JETBLUE AIRWAYS CORP
$2.4M
0.0%
3,366,000 +396,000 +13.3% Added
JAZZ 2 06/15/26 PRN JAZZ INVESTMENTS I LTD
$2.4M
0.0%
2,200,000 Held
XP XP INC - CLASS A
$2.3M
0.0%
120,289 −9,872 −7.6% Reduced
PACIFICO ACQUISITION CORP
$2.3M
0.0%
225,000 Held
DENALI CAPITAL ACQUISITION CORP
$2.3M
0.0%
225,000 Held
PEB 1.75 12/15/26 PRN PEBBLEBROOK HOTEL TRUST
$2.2M
0.0%
2,620,000 Held
PRGS 1 04/15/26 PRN PROGRESS SOFTWARE CORP
$2.2M
0.0%
2,380,000 −850,000 −26.3% Reduced
FNVT FINNOVATE ACQUISITION CORP-A
$2.2M
0.0%
220,000 Held
FAT PROJECTS ACQUISITION CORP
$2.1M
0.0%
210,000 Held
CLOVER LEAF CAPITAL CORP
$2.1M
0.0%
200,000 Held
GGAAF GENESIS GROWTH TECH ACQUIS-A
$2.0M
0.0%
201,400 Held
HCM ACQUISITION CORP
$2.0M
0.0%
200,000 Held
GTAC GLOBAL TECHNOLOGY ACQUISIT-A
$2.0M
0.0%
200,000 Held
BULLPEN PARLAY ACQUISITION CO
$2.0M
0.0%
200,000 Held
NABORS ENERGY TRANSITION CORP
$2.0M
0.0%
200,000 Held
AIB ACQUISITION CORP
$2.0M
0.0%
200,000 Held
EVCO EVEREST CONSOLIDATOR ACQUISI
$2.0M
0.0%
200,000 Held
ACHARI VENTURES HOLDINGS CORP I
$2.0M
0.0%
200,000 Held
ROTH CH ACQUISITION IV CO
$2.0M
0.0%
200,000 Held
CRYPTO 1 ACQUISITION CORP
$2.0M
0.0%
200,000 Held
BLACK MOUNTAIN ACQUISITION CORP
$2.0M
0.0%
200,000 Held
INDUSTRIAL TECH ACQUISITIONS II INC
$2.0M
0.0%
200,000 Held
LARKSPUR HEALTH ACQUISITION CORP
$2.0M
0.0%
200,000 Held
PNSTQ PINSTRIPES HOLDINGS INC
$2.0M
0.0%
200,000 Held
MERCURY ECOMMERCE ACQUISITION CORP
$2.0M
0.0%
200,000 Held
AETHERIUM ACQUISITION CORP
$2.0M
0.0%
200,000 Held
ACCRETION ACQUISITION CORP
$2.0M
0.0%
200,000 Held
ARISZ ACQUISITION CORP
$2.0M
0.0%
200,000 Held
PARABELLUM ACQUISITION CORP
$2.0M
0.0%
200,000 Held
BELONG ACQUISITION CORP
$2.0M
0.0%
200,000 Held
ALPHA HEALTHCARE ACQUISITION CORP III
$1.9M
0.0%
200,000 Held
TVTX 2.5 09/15/25 PRN TRAVERE THERAPEUTICS INC
$1.8M
0.0%
1,798,000 −1,014,000 −36.1% Reduced
IART 0.5 08/15/25 PRN INTEGRA LIFESCIENCES HLD
$1.8M
0.0%
2,053,000 Held
HALO 0.25 03/01/27 PRN HALOZYME THERAPEUTICS IN
$1.8M
0.0%
2,111,000 −1,189,000 −36.0% Reduced
LAKESHORE ACQUISITION II CORP
$1.8M
0.0%
175,000 Held
SHOULDERUP TECHNOLOGY ACQUISITION CORP
$1.8M
0.0%
175,000 Held
NRG 2.75 06/01/48 PRN NRG ENERGY INC
$1.7M
0.0%
1,630,000 Held
TWTR 0.25 06/15/24 PRN TWITTER INC
$1.7M
0.0%
1,680,000 −1,500,000 −47.2% Reduced
BMRN 0.599 08/01/24 PRN BIOMARIN PHARMACEUTICAL
$1.7M
0.0%
1,700,000 Held
BELFA BEL FUSE INC-CL A
$1.7M
0.0%
60,000 −11,613 −16.2% Reduced
OMCL 0.25 09/15/25 PRN OMNICELL INC
$1.6M
0.0%
1,500,000 +1,500,000 New
MONTEREY BIO ACQUISITION CORP
$1.6M
0.0%
150,000 Held
CABO 0 03/15/26 PRN CABLE ONE INC
$1.5M
0.0%
2,000,000 −1,500,000 −42.9% Reduced
DTRT HEALTH ACQUISITION CORP
$1.5M
0.0%
150,000 Held
PERCEPTION CAPITAL CORP II
$1.5M
0.0%
150,000 Held
VISION SENSING ACQUISITION CORP
$1.5M
0.0%
150,000 Held
RNER MOUNT RAINIER ACQUISITION CO
$1.5M
0.0%
150,000 Held
WILLIAMS ROWLAND ACQUISITION CORP
$1.5M
0.0%
150,000 Held
KACLF KAIROUS ACQUISITION CORP LTD
$1.5M
0.0%
150,000 Held
KNIGHTSWAN ACQUISITION CORP
$1.5M
0.0%
150,000 Held
TASTEMAKER ACQUISITION CORP
$1.5M
0.0%
150,000 Held
FINTECH EVOLUTION ACQUISITION GROUP
$1.5M
0.0%
150,000 Held
IONS 0 04/01/26 PRN IONIS PHARMACEUTICALS IN
$1.5M
0.0%
1,496,000 Held
INSIGHT ACQUISITION CORP/DE
$1.5M
0.0%
150,000 Held
CASCADIA ACQUISITION CORP
$1.5M
0.0%
150,000 Held
OSIRIS ACQUISITION CORP
$1.5M
0.0%
150,000 Held
LOMA LOMA NEGRA CIA IND-SPON ADR
$1.5M
0.0%
235,403 −15,521 −6.2% Reduced
BURL 2.25 04/15/25 PRN BURLINGTON STORES INC
$1.4M
0.0%
1,500,000 +1,500,000 New
TYL 0.25 03/15/26 PRN TYLER TECHNOLOGIES INC
$1.4M
0.0%
1,500,000 +1,500,000 New
MTSI 0.25 03/15/26 PRN M/A-COM TECH SOLUTIONS
$1.4M
0.0%
1,500,000 −480,000 −24.2% Reduced
OMNILIT ACQUISITION CORP
$1.4M
0.0%
140,000 Held
CLRCF CLIMATEROCK - CLASS A
$1.4M
0.0%
140,000 Held
PTON 0 02/15/26 PRN PELOTON INTERACTIVE INC
$1.4M
0.0%
2,050,000 −5,000,000 −70.9% Reduced
FOUR 0.5 08/01/27 PRN SHIFT4 PAYMENTS INC
$1.3M
0.0%
1,659,000 +1,659,000 New
XYZ 0 05/01/26 PRN BLOCK INC
$1.1M
0.0%
1,400,000 Held
AYX 1 08/01/26 PRN ALTERYX INC
$1.0M
0.0%
1,258,000 +1,258,000 New
INNOVATIVE INTERNATIONAL ACQUISITION CORP
$1.0M
0.0%
100,000 Held
THRIVE ACQUISITION CORP
$1.0M
0.0%
100,000 Held
ASBP ASPIRE BIOPHARMA HOLDINGS IN
$1.0M
0.0%
100,000 Held
ARCK ARBOR RAPHA CAPITAL BIOHOLDI
$1.0M
0.0%
100,000 Held
WELNF INTEGRATED WELLNESS ACQ - A
$1.0M
0.0%
100,000 Held
TLGY ACQUISITION CORP
$1.0M
0.0%
100,000 Held
BLOCKCHAIN COINVESTORS ACQUISITION CORP I
$1.0M
0.0%
100,000 Held
COUNTER PRESS ACQUISITION CORP
$1.0M
0.0%
100,000 Held
INTELLIGENT MEDICINE ACQUISITION CORP
$1.0M
0.0%
100,000 Held
ANDRETTI ACQUISITION CORP
$1.0M
0.0%
100,000 Held
ACAQUSD ATHENA CONSUMER ACQUISITIO-A
$1.0M
0.0%
100,000 Held
5A3 INTEGRATED RAIL AND -CLASS A
$1.0M
0.0%
100,000 Held
ARGUS CAPITAL CORP
$1.0M
0.0%
100,000 Held
BIOPLUS ACQUISITION CORP
$1.0M
0.0%
100,000 Held
8I ACQUISITION 2 CORP
$1.0M
0.0%
100,000 Held
TRINE II ACQUISITION CORP
$1.0M
0.0%
100,000 Held
GOOD WORKS II ACQUISITION CORP
$1.0M
0.0%
100,000 Held
HEARTLAND MEDIA ACQUISITION CORP
$999K
0.0%
100,000 Held
MOTIVE CAPITAL CORP II
$999K
0.0%
100,000 Held
MARBLEGATE ACQUISITION CORP
$995K
0.0%
100,000 Held
GRAF ACQUISITION CORP IV
$975K
0.0%
100,000 Held
HEALTHWELL ACQUISITION CORP I
$973K
0.0%
100,000 Held
NEO 0.25 01/15/28 PRN NEOGENOMICS INC
$959K
0.0%
1,475,000 +1,475,000 New
PSTG 0.125 04/15/23 PRN PURE STORAGE INC
$905K
0.0%
800,000 +800,000 New
RUN 0 02/01/26 PRN SUNRUN INC
$902K
0.0%
1,263,000 +1,263,000 New
SNAP 0.75 08/01/26 PRN SNAP INC
$863K
0.0%
1,000,000 +1,000,000 New
GOSS 5 06/01/27 PRN GOSSAMER BIO INC
$854K
0.0%
828,000 Held
BSL BLACKSTONE SNR FLTNG RT
$781K
0.0%
62,206 +25,739 +70.6% Added
ZEO ZEO ENERGY CORP
$761K
0.0%
75,000 Held
PARSEC CAPITAL ACQUISITIONS CORP
$759K
0.0%
75,000 Held
PROOF ACQUISITION CORP I
$749K
0.0%
75,000 Held
MCAG MOUNTAIN CREST ACQUISITION
$747K
0.0%
75,000 Held
LIV CAPITAL ACQUISITION CORP II
$604K
0.0%
60,000 Held
NE NOBLE CORP PLC
$590K
0.0%
19,979 +19,979 New
PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP
$509K
0.0%
50,000 Held
GREEN VISOR FINANCIAL TECHNOLOGY ACQUISITION CORP I
$506K
0.0%
50,000 Held
LAMF GLOBAL VENTURES CORP I
$504K
0.0%
50,000 Held
ARENA FORTIFY ACQUISITION CORP
$503K
0.0%
50,000 Held
VAHANNA TECH EDGE ACQUISITION I CORP
$503K
0.0%
50,000 Held
LF CAPITAL ACQUISITION CORP II
$502K
0.0%
50,000 Held
SEAPORT GLOBAL ACQUISITION II CORP
$500K
0.0%
50,000 Held
SHELTER ACQUISITION CORP I
$495K
0.0%
50,000 Held
COLOMBIER ACQUISITION CORP
$487K
0.0%
50,000 Held
GBX 2.875 02/01/24 PRN GREENBRIER COS INC
$446K
0.0%
494,000 +494,000 New
SHLS SHOALS TECHNOLOGIES GROUP -A
$258K
0.0%
11,980 Held
TKB CRITICAL TECHNOLOGIES 1
$253K
0.0%
25,000 Held
SIZZLE ACQUISITION CORP
$251K
0.0%
25,000 Held
CONCORD ACQUISITION CORP III
$250K
0.0%
25,000 Held
SRNE SORRENTO THERAPEUTICS INC
$210K
0.0%
134,000 Held
CMLSQ CUMULUS MEDIA INC-CL A
$203K
0.0%
28,937 Held
EVF EATON VANCE SENIOR INCOME TR
$108K
0.0%
20,584 +20,584 New
FEUTUNE LIGHT ACQUISITION CORP
$44K
0.0%
735,000 +735,000 New
FEUTUNE LIGHT ACQUISITION CORP
$32K
0.0%
735,000 +735,000 New

Sold positions

52 closed in Q3 2022 · shares & value as of prior filing
Holding Shares sold Prior value
COOP CALL MR COOPER GROUP INC
520,000 $196.2M
ACR 4.5 08/15/22 PRN ACRES COMMERCIAL REALTY
29,021,000 $29.0M
PGEN 3.5 07/01/23 PRN PRECIGEN INC
34,429,000 $27.4M
SMCIUSD SUPER MICRO COMPUTER INC
650,000 $26.2M
OSIS 1.25 09/01/22 PRN OSI SYSTEMS INC
18,923,000 $19.0M
ARI 4.75 08/23/22 PRN APOLLO CMMRL REAL EST FI
17,081,000 $17.1M
PTCT 3 08/15/22 PRN PTC THERAPEUTICS INC
12,663,000 $12.8M
RIG 0.5 01/30/23 PRN TRANSOCEAN INC
13,208,000 $12.7M
DISH 3.375 08/15/26 PRN DISH NETWORK CORP
18,260,000 $12.4M
MONTEREY CAPITAL ACQUISITION CORP
792,000 $7.9M
FEUTUNE LIGHT ACQUISITION CORP
735,000 $7.3M
BELFB BEL FUSE INC-CL B
462,679 $7.2M
TBPH 3.25 11/01/23 PRN THERAVANCE BIOPHARMA INC
6,206,000 $5.7M
TCOM 1.25 09/15/22 PRN TRIP.COM GROUP LTD
4,427,000 $4.4M
YOTAU YOTTA ACQUISITION CORP
398,000 $4.0M
RDUS 3 09/01/24 PRN RADIUS HEALTH INC
3,799,000 $3.7M
FIRST LIGHT ACQUISITION GROUP INC
300,000 $3.0M
JTAI JET.AI INC
250,000 $2.5M
LPSN 0 12/15/26 PRN LIVEPERSON INC
3,361,000 $2.4M
CHARDAN NEXTECH ACQUISITION 2 CORP
225,000 $2.3M
JAZZ 1.5 08/15/24 PRN JAZZ INVESTMENTS I LTD
2,071,000 $2.1M
AGRICO ACQUISITION CORP
200,000 $2.0M
PSTHUSD PERSHING SQUARE TONTINE -A
100,000 $2.0M
IDCC 2 06/01/24 PRN INTERDIGITAL INC
2,000,000 $2.0M
BOX 0 01/15/26 PRN BOX INC
1,500,000 $1.7M
NORTHERN LIGHTS ACQUISITION CORP
150,000 $1.6M
GH 0 11/15/27 PRN GUARDANT HEALTH INC
1,700,000 $1.1M
ZEN 0.625 06/15/25 PRN ZENDESK INC
1,000,000 $973K
CHAVANT CAPITAL ACQUISITION CORP
75,000 $748K
NE1USD NOBLE CORP
19,979 $506K
SAGALIAM ACQUISITION CORP
698,577 $94K
NVACR NORTHVIEW ACQUISITION CO-RTS
750,000 $78K
ASCRF A SPAC II ACQUISITION-RIGHT
675,000 $77K
BLUE WORLD ACQUISITION CORP
550,000 $71K
MSSRF METAL SKY STAR ACQUISI-RIGHT
496,000 $59K
REDWOODS ACQUISITION CORP
450,000 $56K
CYCUW CYCURION INC-CW27
500,000 $50K
EONR/WS HNR ACQUISITION CORP -CW23
425,000 $48K
RF ACQUISITION CORP
400,000 $46K
ALSTF ALPHA STAR ACQ CORP - RIGHTS
400,000 $38K
AURORA TECHNOLOGY ACQUISITION CORP
950,000 $35K
EGUVF EVERGREEN CORPORATION -CW27
450,000 $35K
ALSET CAPITAL ACQUISITION CORP
367,500 $33K
FTIIW FUTURETECH II ACQ -CW27
410,000 $33K
MSSWF METAL SKY STAR ACQ -CW27
496,000 $32K
GOLDENSTONE ACQUISITION LTD
350,000 $28K
LAKESHORE ACQUISITION II CORP
175,000 $19K
A SPAC I ACQUISITION CORP
145,000 $18K
ALSWF ALPHA STAR ACQUISITION -CW23
400,000 $15K
CLRRF CLIMATEROCK -RTS
140,000 $15K
NUBIA BRAND INTERNATIONAL CORP
127,500 $10K
PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP
25,000 $3K

Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.