whalepapers
Overview/ Oaktree Capital Management LP/ Q3 2023

Oaktree Capital Management LP

Howard Marks & Bruce Karsh · As of Q3 2023 · filed Nov 13, 2023

Q3 2023

Holdings

202 positions · Δ vs prior quarter
TRMD TORM PLC-A
$1.46B
21.2%
53,812,988 Held
EXE EXPAND ENERGY CORP
$603.6M
8.8%
7,000,067 −349,933 −4.8% Reduced
GTX GARRETT MOTION INC
$347.4M
5.0%
44,082,816 Held
SB9 SITIO ROYALTIES CORP-A
$313.2M
4.5%
12,935,120 Held
SBLK STAR BULK CARRIERS CORP
$309.8M
4.5%
16,067,483 −10,000,000 −38.4% Reduced
VST VISTRA CORP
$298.6M
4.3%
9,000,000 −8,000,000 −47.1% Reduced
RWAY RUNWAY GROWTH FINANCE CORP
$269.9M
3.9%
21,054,667 Held
XOP PUT SS SPDR S&P OG EXP & PROD
$176.8M
2.6%
1,195,000 +250,000 +26.5% Added
NMIH NMI HOLDINGS INC
$132.7M
1.9%
4,900,000 Held
VALE VALE SA-SP ADR
$116.5M
1.7%
8,694,367 +911,385 +11.7% Added
CAT PUT CATERPILLAR INC
$109.2M
1.6%
400,000 +400,000 New
INFNEUR INFINERA CORP
$105.2M
1.5%
25,175,384 Held
FCX FREEPORT-MCMORAN INC
$100.9M
1.5%
2,706,305 +78,500 +3.0% Added
PBR PETROLEO BRASILEIRO-SPON ADR
$93.1M
1.4%
6,210,843 −1,655,559 −21.0% Reduced
CX CEMEX SAB-SPONS ADR PART CER
$90.9M
1.3%
13,989,032 −500,000 −3.5% Reduced
BBD BANCO BRADESCO-ADR
$90.5M
1.3%
31,742,126 +926,807 +3.0% Added
VIST VISTA ENERGY SAB DE CV
$87.7M
1.3%
2,884,674 Held
AU ANGLOGOLD ASHANTI PLC
$85.8M
1.2%
5,428,819 +5,428,819 New
CBL CBL & ASSOCIATES PROPERTIES
$83.6M
1.2%
3,983,966 Held
STKL SUNOPTA INC
$69.8M
1.0%
20,726,126 Held
INFY INFOSYS LTD-SP ADR
$65.2M
0.9%
3,809,087 +107,729 +2.9% Added
IBN ICICI BANK LTD-SPON ADR
$64.6M
0.9%
2,792,458 −1,189,531 −29.9% Reduced
FTAI FTAI AVIATION LTD
$64.4M
0.9%
1,811,533 −221,577 −10.9% Reduced
KRC KILROY REALTY CORP
$58.5M
0.8%
1,850,011 Held
EAGLE BULK SHIPPING INC PRN
$57.5M
0.8%
40,495,000 +40,495,000 New
JD JD.COM INC-ADR
$49.7M
0.7%
1,706,910 +695,180 +68.7% Added
ALVO ALVOTECH SA
$46.0M
0.7%
5,043,505 −1,715,655 −25.4% Reduced
ITUB ITAU UNIBANCO H-SPON PRF ADR
$45.2M
0.7%
8,413,038 +227,399 +2.8% Added
FYBRGBX FRONTIER COMMUNICATIONS PARE
$43.8M
0.6%
2,800,846 −1,182,003 −29.7% Reduced
DQ DAQO NEW ENERGY CORP-ADR
$40.9M
0.6%
1,350,410 +320,789 +31.2% Added
OCSL OAKTREE SPECIALTY LENDING CO
$37.3M
0.5%
1,852,456 Held
SQM QUIMICA Y MINERA CHIL-SP ADR
$37.1M
0.5%
621,630 +116,495 +23.1% Added
BAP CREDICORP LTD
$37.1M
0.5%
289,825 +8,193 +2.9% Added
TX TERNIUM SA-SPONSORED ADR
$35.6M
0.5%
892,155 −107,768 −10.8% Reduced
LBTYAUSD LIBERTY GLOBAL PLC-A
$33.3M
0.5%
1,946,000 Held
BRYGBP BERRY CORP
$30.3M
0.4%
3,697,000 −3,000,000 −44.8% Reduced
SPY PUT SS SPDR S&P 500 ETF TRUST-US
$30.1M
0.4%
450,000 +235,000 +109.3% Added
MX MAGNACHIP SEMICONDUCTOR CORP
$23.7M
0.3%
2,849,858 Held
ALRM 0 01/15/26 PRN ALARM.COM HLDGS INC
$22.9M
0.3%
26,296,000 −378,000 −1.4% Reduced
SPOT 0 03/15/26 PRN SPOTIFY USA INC
$21.8M
0.3%
25,551,000 −11,998,000 −32.0% Reduced
CABO 0 03/15/26 PRN CABLE ONE INC
$21.6M
0.3%
26,286,000 −1,541,000 −5.5% Reduced
WDC 1.5 02/01/24 PRN WESTERN DIGITAL CORP
$21.3M
0.3%
21,581,000 −832,000 −3.7% Reduced
JBLU 0.5 04/01/26 PRN JETBLUE AIRWAYS CORP
$21.0M
0.3%
26,973,000 −14,391,000 −34.8% Reduced
RWT 5.75 10/01/25 PRN RWT HOLDINGS INC
$20.4M
0.3%
21,926,000 +2,078,000 +10.5% Added
MTG MGIC INVESTMENT CORP
$20.0M
0.3%
1,200,000 Held
SMRT SMARTRENT INC
$19.6M
0.3%
7,505,294 Held
BATL BATTALION OIL CORP
$18.6M
0.3%
3,009,912 Held
GMED 0.375 03/15/25 PRN NUVASIVE INC
$18.4M
0.3%
19,933,000 −7,028,000 −26.1% Reduced
COIN 0.5 06/01/26 PRN COINBASE GLOBAL INC
$18.1M
0.3%
23,922,000 −6,714,000 −21.9% Reduced
PRFT 0.125 11/15/26 PRN PERFICIENT INC
$17.6M
0.3%
21,881,000 −1,046,000 −4.6% Reduced
PAM PAMPA ENERGIA SA-SPON ADR
$17.0M
0.2%
455,784 −183,637 −28.7% Reduced
TRIP 0.25 04/01/26 PRN TRIPADVISOR INC
$16.7M
0.2%
19,674,000 +6,488,000 +49.2% Added
MFA 6.25 06/15/24 PRN MFA FINANCIAL INC
$16.7M
0.2%
16,631,000 +3,043,000 +22.4% Added
TGS TRANSPORTADOR GAS-ADR SP B
$16.6M
0.2%
1,631,238 −55,000 −3.3% Reduced
HAE 0 03/01/26 PRN HAEMONETICS CORP
$16.5M
0.2%
18,928,000 −7,217,000 −27.6% Reduced
UNITI GROUP INC
$16.0M
0.2%
3,397,592 Held
BXMT 5.5 03/15/27 PRN BLACKSTONE MORTGAGE TR
$15.9M
0.2%
17,771,000 +17,771,000 New
KAMN 3.25 05/01/24 PRN KAMAN CORP
$15.0M
0.2%
15,423,000 +1,926,000 +14.3% Added
PMT 5.5 11/01/24 PRN PENNYMAC CORP
$15.0M
0.2%
15,353,000 +1,442,000 +10.4% Added
DOCU 0 01/15/24 PRN DOCUSIGN INC
$14.4M
0.2%
14,592,000 +14,592,000 New
SEALTD 0.25 09/15/26 PRN SEA LTD
$14.3M
0.2%
17,802,000 −6,365,000 −26.3% Reduced
AZUL SA
$13.6M
0.2%
1,580,850 −2,661,073 −62.7% Reduced
AGCN 0.375 01/15/27 PRN FIRST MAJESTIC SILVER
$13.6M
0.2%
18,030,000 +18,030,000 New
AFRM 0 11/15/26 PRN AFFIRM HOLDINGS INC
$13.1M
0.2%
17,432,000 −2,194,000 −11.2% Reduced
DISH 0 12/15/25 PRN DISH NETWORK CORP
$12.8M
0.2%
18,995,000 Held
STHO STAR HOLDINGS
$12.5M
0.2%
1,000,000 Held
HTZ HERTZ GLOBAL HLDGS INC
$12.3M
0.2%
1,000,000 Held
CHGG 0 09/01/26 PRN CHEGG INC
$12.1M
0.2%
15,304,000 −1,614,000 −9.5% Reduced
TEO TELECOM ARGENTINA SA-SP ADR
$11.7M
0.2%
2,444,156 +410,415 +20.2% Added
ONIT ONITY GROUP INC
$11.7M
0.2%
451,029 −129,977 −22.4% Reduced
TTGT 0 12/15/26 PRN TECHTARGET HOLDINGS INC
$11.4M
0.2%
14,184,000 +2,477,000 +21.2% Added
DBD DIEBOLD NIXDORF INC
$11.2M
0.2%
590,774 +590,774 New
EB 0.75 09/15/26 PRN EVENTBRITE INC
$10.8M
0.2%
13,051,000 Held
BHC BAUSCH HEALTH COS INC
$10.7M
0.2%
1,300,000 +1,300,000 New
LILAK 2 07/15/24 PRN LIBERTY LATIN AMERICA
$10.4M
0.2%
10,994,000 +3,707,000 +50.9% Added
DOCN 0 12/01/26 PRN DIGITALOCEAN HOLDINGS
$10.4M
0.2%
13,470,000 −2,952,000 −18.0% Reduced
JFR NUVEEN FLOATING RATE INCOME
$9.8M
0.1%
1,192,691 +1,192,691 New
LYFT 1.5 05/15/25 PRN LYFT INC
$9.7M
0.1%
10,545,000 +7,690,000 +269.4% Added
ACCD 0.5 04/01/26 PRN ACCOLADE INC
$9.5M
0.1%
11,337,000 +2,817,000 +33.1% Added
BL 0 03/15/26 PRN BLACKLINE INC
$9.4M
0.1%
10,834,000 −779,000 −6.7% Reduced
TPB 2.5 07/15/24 PRN TURNING POINT BRANDS INC
$9.4M
0.1%
9,755,000 +2,013,000 +26.0% Added
SEALTD 2.375 12/01/25 PRN SEA LTD
$9.3M
0.1%
9,663,000 +1,883,000 +24.2% Added
FVRR 0 11/01/25 PRN FIVERR INTERNATIONAL LTD
$9.2M
0.1%
10,538,000 −993,000 −8.6% Reduced
EGHT 0.5 02/01/24 PRN 8X8 INC
$8.8M
0.1%
9,116,000 Held
INVA 2.125 03/15/28 PRN INNOVIVA INC
$8.5M
0.1%
10,259,000 +5,669,000 +123.5% Added
DAY 0.25 03/15/26 PRN DAYFORCE INC
$8.4M
0.1%
9,553,000 +200,000 +2.1% Added
F 0 03/15/26 PRN FORD MOTOR COMPANY
$8.4M
0.1%
8,549,000 −1,050,000 −10.9% Reduced
SNAP 0.125 03/01/28 PRN SNAP INC
$8.3M
0.1%
11,915,000 −8,887,000 −42.7% Reduced
ZS 0.125 07/01/25 PRN ZSCALER INC.
$8.2M
0.1%
6,826,000 Held
EEFT 0.75 03/15/49 PRN EURONET WORLDWIDE INC
$8.1M
0.1%
8,771,000 +8,771,000 New
JOYY 1.375 06/15/26 PRN JOYY INC
$8.1M
0.1%
8,498,000 +389,000 +4.8% Added
8L8C LIBERTY BROADBAND-C
$7.9M
0.1%
86,999 Held
PDD 0 12/01/25 PRN PDD HOLDINGS INC
$7.9M
0.1%
7,965,000 +880,000 +12.4% Added
ALVOW ALVOTECH SA -27
$7.8M
0.1%
4,666,667 Held
MLAB 1.375 08/15/25 PRN MESA LABORATORIES INC
$7.7M
0.1%
8,545,000 +3,890,000 +83.6% Added
LITE 0.5 06/15/28 PRN LUMENTUM HOLDINGS INC
$7.5M
0.1%
10,247,000 −1,649,000 −13.9% Reduced
W 0.625 10/01/25 PRN WAYFAIR INC
$7.3M
0.1%
8,471,000 +8,471,000 New
ICPT 2 05/15/26 PRN INTERCEPT PHARMAS
$7.2M
0.1%
7,295,000 −4,529,000 −38.3% Reduced
TDOC 0.875 06/01/25 PRN LIVONGO HEALTH
$7.1M
0.1%
7,693,000 −6,114,000 −44.3% Reduced
BILI 0.5 12/01/26 PRN BILIBILI INC
$7.0M
0.1%
7,858,000 +7,858,000 New
U 0 11/15/26 PRN UNITY SOFTWARE INC
$7.0M
0.1%
8,810,000 +193,000 +2.2% Added
QTWO 0.125 11/15/25 PRN Q2 HOLDINGS INC
$6.8M
0.1%
7,688,000 Held
EZPW 2.375 05/01/25 PRN EZCORP INC
$6.8M
0.1%
7,202,000 −2,917,000 −28.8% Reduced
HIMS HIMS & HERS HEALTH INC
$6.6M
0.1%
1,053,214 Held
HLF 2.625 03/15/24 PRN HERBALIFE LTD
$6.5M
0.1%
6,688,000 +5,475,000 +451.4% Added
SPLK 1.125 09/15/25 PRN SPLUNK INC
$6.5M
0.1%
6,025,000 −1,035,000 −14.7% Reduced
CHRS 1.5 04/15/26 PRN COHERUS ONCOLOGY INC
$6.3M
0.1%
10,306,000 Held
AYX 0.5 08/01/24 PRN ALTERYX INC
$6.2M
0.1%
6,484,000 −3,169,000 −32.8% Reduced
PEB 1.75 12/15/26 PRN PEBBLEBROOK HOTEL TRUST
$6.2M
0.1%
7,436,000 +7,436,000 New
NRG 2.75 06/01/48 PRN NRG ENERGY INC
$6.2M
0.1%
5,799,000 +1,439,000 +33.0% Added
M MACY'S INC
$6.2M
0.1%
530,675 +530,675 New
IQ 4 12/15/26 PRN IQIYI INC
$6.1M
0.1%
6,477,000 Held
MSTR 0 02/15/27 PRN MICROSTRATEGY INC
$5.7M
0.1%
8,111,000 −7,988,000 −49.6% Reduced
FWONK 2.25 08/15/27 PRN LIBERTY MEDIA CORP
$5.7M
0.1%
5,822,000 +5,822,000 New
TDOC 1.25 06/01/27 PRN TELADOC HEALTH INC
$5.5M
0.1%
6,900,000 +6,900,000 New
NET 0 08/15/26 PRN CLOUDFLARE INC
$5.5M
0.1%
6,454,000 −1,250,000 −16.2% Reduced
JAZZ 1.5 08/15/24 PRN JAZZ INVESTMENTS I LTD
$5.5M
0.1%
5,683,000 +826,000 +17.0% Added
RDFN 0.5 04/01/27 PRN REDFIN CORP
$5.4M
0.1%
9,295,000 +1,561,000 +20.2% Added
NTNX 0.25 10/01/27 PRN NUTANIX INC
$5.3M
0.1%
5,898,000 +1,100,000 +22.9% Added
SHAK 0 03/01/28 PRN SHAKE SHACK INC
$5.2M
0.1%
6,975,000 −2,978,000 −29.9% Reduced
TLRY 5 10/01/23 PRN TILRAY BRANDS INC
$5.0M
0.1%
4,971,000 +4,971,000 New
AKAM 0.375 09/01/27 PRN AKAMAI TECHNOLOGIES INC
$4.9M
0.1%
4,729,000 Held
APOLLO SENIOR FLOATING RATE FUND INC
$4.9M
0.1%
367,821 −5,003 −1.3% Reduced
ITRI 0 03/15/26 PRN ITRON INC
$4.9M
0.1%
5,674,000 −12,534,000 −68.8% Reduced
GBX 2.875 02/01/24 PRN GREENBRIER COS INC
$4.9M
0.1%
4,965,000 +319,000 +6.9% Added
BBIO 2.25 02/01/29 PRN BRIDGEBIO PHARMA INC
$4.9M
0.1%
6,485,000 −802,000 −11.0% Reduced
FINTECH ECOSYSTEM DEVELOPMENT CORP
$4.8M
0.1%
450,000 Held
EONR EON RESOURCES INC
$4.6M
0.1%
425,000 Held
AY 4 07/15/25 PRN ATLANTICA JERSEY LTD
$4.6M
0.1%
4,983,000 +4,983,000 New
DDOG 0.125 06/15/25 PRN DATADOG INC
$4.5M
0.1%
3,794,000 Held
ATSG 1.125 10/15/24 PRN AIR TRANSPORT SERVICES G
$4.5M
0.1%
4,655,000 −5,143,000 −52.5% Reduced
NEO 0.25 01/15/28 PRN NEOGENOMICS INC
$4.4M
0.1%
6,080,000 −6,196,000 −50.5% Reduced
UPST 0.25 08/15/26 PRN UPSTART HOLDINGS INC
$4.3M
0.1%
6,484,000 −2,869,000 −30.7% Reduced
EFT EATON VANCE FLTNG RT INC TR
$4.3M
0.1%
349,427 −69,624 −16.6% Reduced
ETSY 0.125 10/01/26 PRN ETSY INC
$4.3M
0.1%
4,190,000 +4,190,000 New
HCI 4.75 06/01/42 PRN HCI GROUP INC
$4.3M
0.1%
4,511,000 −782,000 −14.8% Reduced
XJQCX NUVEEN CREDIT STRATEGIES INC
$4.1M
0.1%
811,208 −2,522,741 −75.7% Reduced
EXAS 0.375 03/15/27 PRN EXACT SCIENCES CORP
$4.1M
0.1%
4,493,000 Held
WOLF 0.25 02/15/28 PRN WOLFSPEED INC
$4.0M
0.1%
5,876,000 +2,676,000 +83.6% Added
VIAV 1 03/01/24 PRN VIAVI SOLUTIONS INC
$4.0M
0.1%
4,053,000 −2,809,000 −40.9% Reduced
XYZ 0.125 03/01/25 PRN BLOCK INC
$3.8M
0.1%
4,058,000 +4,058,000 New
ETSY 0.25 06/15/28 PRN ETSY INC
$3.8M
0.1%
4,948,000 −5,299,000 −51.7% Reduced
CBRL 0.625 06/15/26 PRN CRACKER BARREL OLD COUNT
$3.7M
0.1%
4,464,000 +4,464,000 New
BAND 0.5 04/01/28 PRN BANDWIDTH INC
$3.6M
0.1%
5,569,000 +1,596,000 +40.2% Added
AIEV THUNDER POWER HOLDINGS INC
$3.6M
0.1%
335,000 −400,000 −54.4% Reduced
MGNI 0.25 03/15/26 PRN MAGNITE INC
$3.5M
0.1%
4,054,000 −4,849,000 −54.5% Reduced
RSVR RESERVOIR MEDIA INC
$3.5M
0.1%
576,518 Held
CAKE 0.375 06/15/26 PRN CHEESECAKE FACTORY (THE)
$3.4M
0.0%
4,055,000 +4,055,000 New
HOVR NEW HORIZON AIRCRAFT LTD
$3.3M
0.0%
315,000 Held
ARI 5.375 10/15/23 PRN APOLLO CMMRL REAL EST FI
$3.2M
0.0%
3,217,000 −9,164,000 −74.0% Reduced
EXPE 0 02/15/26 PRN EXPEDIA GROUP INC
$3.2M
0.0%
3,649,000 −1,931,000 −34.6% Reduced
FSLY 0 03/15/26 PRN FASTLY INC
$3.1M
0.0%
3,641,000 Held
NIO 0.5 02/01/27 PRN NIO INC
$3.0M
0.0%
3,399,000 +610,000 +21.9% Added
GLOBAL STAR ACQUISITION INC
$3.0M
0.0%
280,000 Held
XEFRX EATON VANCE SR FLTG RATE TR
$3.0M
0.0%
245,996 −54,942 −18.3% Reduced
DDD 0 11/15/26 PRN 3D SYSTEMS CORP
$2.9M
0.0%
4,056,000 +4,056,000 New
FOUR 0 12/15/25 PRN SHIFT4 PAYMENTS INC
$2.9M
0.0%
2,950,000 +650,000 +28.3% Added
FOUR 0.5 08/01/27 PRN SHIFT4 PAYMENTS INC
$2.8M
0.0%
3,312,000 +1,337,000 +67.7% Added
ENPH 0 03/01/28 PRN ENPHASE ENERGY INC
$2.7M
0.0%
3,261,000 −4,465,000 −57.8% Reduced
Z 1.375 09/01/26 PRN ZILLOW GROUP INC
$2.7M
0.0%
2,250,000 −500,000 −18.2% Reduced
BAND 0.25 03/01/26 PRN BANDWIDTH INC
$2.7M
0.0%
3,335,000 −3,641,000 −52.2% Reduced
SBC SBC MEDICAL GROUP HOLDINGS I
$2.7M
0.0%
250,000 Held
2678581D ALPHATIME ACQUISITION CORP
$2.6M
0.0%
250,000 Held
CHGG 0.125 03/15/25 PRN CHEGG INC
$2.6M
0.0%
2,872,000 +1,244,000 +76.4% Added
AAL 6.5 07/01/25 PRN AMERICAN AIRLINES GROUP
$2.6M
0.0%
2,400,000 Held
BILI 1.375 04/01/26 PRN BILIBILI INC
$2.5M
0.0%
2,491,000 +2,491,000 New
AQUC AQUARON ACQUISITION CORP
$2.4M
0.0%
225,000 Held
XYZ 0 05/01/26 PRN BLOCK INC
$2.4M
0.0%
2,839,000 +2,839,000 New
NIO 0 02/01/26 PRN NIO INC
$2.4M
0.0%
2,429,000 Held
ALNY 1 09/15/27 PRN ALNYLAM PHARMACEUTICALS
$2.3M
0.0%
2,500,000 +2,500,000 New
LUV 1.25 05/01/25 PRN SOUTHWEST AIRLINES CO
$2.3M
0.0%
2,300,000 −700,000 −23.3% Reduced
SRPT 1.25 09/15/27 PRN SAREPTA THERAPEUTICS INC
$2.2M
0.0%
2,000,000 +2,000,000 New
HALO 1 08/15/28 PRN HALOZYME THERAPEUTICS IN
$2.1M
0.0%
2,250,000 +2,250,000 New
NCLH 1.125 02/15/27 PRN NCL CORPORATION LTD
$2.1M
0.0%
2,500,000 +1,085,000 +76.7% Added
BOX 0 01/15/26 PRN BOX INC
$2.1M
0.0%
1,900,000 +1,900,000 New
TYL 0.25 03/15/26 PRN TYLER TECHNOLOGIES INC
$2.0M
0.0%
2,100,000 Held
BSY 0.375 07/01/27 PRN BENTLEY SYSTEMS
$1.9M
0.0%
2,225,000 Held
IIIV 1 02/15/25 PRN I3 VERTICALS LLC
$1.9M
0.0%
2,029,000 +2,029,000 New
FTCHF 3.75 05/01/27 PRN FARFETCH LTD
$1.9M
0.0%
3,485,000 +3,485,000 New
TPI COMPOSITES INC
$1.9M
0.0%
700,739 Held
CETUS CAPITAL ACQUISITION CORP
$1.8M
0.0%
170,000 Held
SNAP 0.75 08/01/26 PRN SNAP INC
$1.8M
0.0%
2,000,000 −2,000,000 −50.0% Reduced
CNMD 2.25 06/15/27 PRN CONMED CORP
$1.7M
0.0%
1,800,000 Held
HTHT 3 05/01/26 PRN H WORLD GROUP LTD
$1.6M
0.0%
1,400,000 +1,400,000 New
AMCI AMC ROBOTICS CORP
$1.6M
0.0%
150,000 Held
MARS ACQUISITION CORP
$1.6M
0.0%
150,000 Held
ARRY 1 12/01/28 PRN ARRAY TECHNOLOGIES INC
$1.5M
0.0%
1,351,000 +1,351,000 New
HOUS 0.25 06/15/26 PRN ANYWHERE RE GRP/REALOGY
$1.5M
0.0%
2,008,000 +2,008,000 New
LITE 0.25 03/15/24 PRN LUMENTUM HOLDINGS INC
$1.5M
0.0%
1,500,000 −100,000 −6.3% Reduced
PODD 0.375 09/01/26 PRN INSULET CORPORATION
$1.5M
0.0%
1,500,000 +1,500,000 New
TENX KEANE ACQUISITION
$1.5M
0.0%
135,000 Held
LOMA LOMA NEGRA CIA IND-SPON ADR
$1.4M
0.0%
235,403 Held
WIX 0 08/15/25 PRN WIX LTD
$1.4M
0.0%
1,544,000 −2,905,000 −65.3% Reduced
DIST DISTOKEN ACQUISITION CORP
$1.3M
0.0%
125,000 Held
PLUTONIAN ACQUISITION CORP
$1.2M
0.0%
115,000 Held
MTSI 0.25 03/15/26 PRN M/A-COM TECH SOLUTIONS
$1.1M
0.0%
1,000,000 −500,000 −33.3% Reduced
GOLDEN STAR ACQUISITION CORP
$1.0M
0.0%
100,000 +100,000 New
REAL 1 03/01/28 PRN THE REALREAL INC
$959K
0.0%
2,029,000 +2,029,000 New
OAKU OAK WOODS ACQUISITION CORP-A
$941K
0.0%
90,000 Held
TMT ACQUISITION CORP
$783K
0.0%
75,000 Held
SHOPCN 0.125 11/01/25 PRN SHOPIFY INC
$728K
0.0%
812,000 −14,401,000 −94.7% Reduced
MITK 0.75 02/01/26 PRN MITEK SYSTEMS INC
$713K
0.0%
810,000 Held

Sold positions

73 closed in Q3 2023 · shares & value as of prior filing
Holding Shares sold Prior value
ALLY ALLY FINANCIAL INC
4,600,000 $124.2M
AU3EUR ANGLOGOLD ASHANTI-SPON ADR
4,728,622 $99.7M
EGLE 5 08/01/24 PRN EAGLE BULK SHIPPING INC
40,495,000 $62.0M
W 1 08/15/26 PRN WAYFAIR INC
30,350,000 $25.1M
VVR INVESCO SENIOR INCOME TRUST
6,300,000 $24.3M
NMFC 5.75 08/15/23 PRN NEW MOUNTAIN FINANCE COR
11,951,000 $11.9M
YPF YPF S.A.-SPONSORED ADR
764,952 $11.4M
ABNB 0 03/15/26 PRN AIRBNB INC
11,153,000 $9.8M
ICPT 3.25 07/01/23 PRN INTERCEPT PHARMAS
9,506,000 $9.6M
MONTEREY CAPITAL ACQUISITION CORP
792,000 $8.3M
GLRE 4 08/01/23 PRN GREENLIGHT CAPITAL RE
8,363,000 $8.2M
NUVEEN SENIOR INCOME FUND
1,669,270 $7.6M
OKTA 0.375 06/15/26 PRN OKTA INC
8,595,000 $7.4M
IONS 0.125 12/15/24 PRN IONIS PHARMACEUTICALS IN
7,702,000 $7.2M
ASCBF A SPAC II ACQUISITION CORP
675,000 $7.1M
IART 0.5 08/15/25 PRN INTEGRA LIFESCIENCES HLD
7,236,000 $6.6M
NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND
793,641 $6.2M
RNG 0 03/01/25 PRN RINGCENTRAL INC
6,333,000 $5.9M
BLUE WORLD ACQUISITION CORP
550,000 $5.8M
HCAT 2.5 04/15/25 PRN HEALTH CATALYST INC
5,836,000 $5.6M
MSSAF METAL SKY STAR ACQUISITION C
496,000 $5.6M
DUET ACQUISITION CORP
500,000 $5.3M
BILL 0 12/01/25 PRN BILL HOLDINGS INC
4,892,000 $5.1M
EVERGREEN CORP
450,000 $4.9M
MOMO 1.25 07/01/25 PRN HELLO GROUP INC
4,832,000 $4.8M
WELSBACH TECHNOLOGY METALS ACQUISITION CORP
450,000 $4.8M
DISH 2.375 03/15/24 PRN DISH NETWORK CORP
5,250,000 $4.7M
FTII FUTURETECH II ACQUISITI-CL A
410,000 $4.4M
BMRN 0.599 08/01/24 PRN BIOMARIN PHARMACEUTICAL
4,448,000 $4.4M
ALSAF ALPHA STAR ACQUISITION CORP
400,000 $4.3M
HAINAN MANASLU ACQUISITION CORP
400,000 $4.2M
CONSILIUM ACQUISITION CORP I LTD
400,000 $4.2M
SPLK 1.125 06/15/27 PRN SPLUNK INC
4,819,000 $4.2M
YOTA YOTTA ACQUISITION CORP
398,000 $4.2M
WT 3.25 06/15/26 PRN WISDOMTREE INVESTMENTS
3,967,000 $3.9M
RIGEL RESOURCE ACQUISITION CORP
350,000 $3.8M
GDST GOLDENSTONE ACQUISITION LTD
350,000 $3.7M
AOGO AROGO CAPITAL ACQUISITION -A
300,000 $3.2M
A SPAC I ACQUISITION CORP
290,000 $3.1M
KEYARCH ACQUISITION CORP
290,000 $3.0M
NBR 0.75 01/15/24 PRN NABORS INDUSTRIES INC
2,974,000 $2.9M
SPLK 0.5 09/15/23 PRN SPLUNK INC
2,833,000 $2.8M
UBER 0 12/15/25 PRN UBER TECHNOLOGIES INC
2,968,000 $2.7M
RWT 5.625 07/15/24 PRN REDWOOD TRUST INC
2,814,000 $2.7M
PPYA PAPAYA GROWTH OPPORTUNI-CL A
250,000 $2.6M
HSPOF HORIZON SPACE ACQUISITION I
250,000 $2.6M
EMCGF EMBRACE CHANGE ACQUISITION C
245,000 $2.6M
MOBIV ACQUISITION CORP
245,000 $2.6M
HUDSON ACQUISITION I CORP
240,000 $2.5M
DENALI CAPITAL ACQUISITION CORP
225,000 $2.4M
SEDG 0 09/15/25 PRN SOLAR EDGE TECHNOLOGIES
1,955,000 $2.3M
EVCO EVEREST CONSOLIDATOR ACQUISI
200,000 $2.1M
ARISZ ACQUISITION CORP
200,000 $2.1M
BELLEVUE LIFE SCIENCES ACQUISITION CORP
175,000 $1.8M
GBX 2.875 04/15/28 PRN GREENBRIER COS INC
1,620,000 $1.6M
KNIGHTSWAN ACQUISITION CORP
150,000 $1.6M
OMCL 0.25 09/15/25 PRN OMNICELL INC
1,500,000 $1.5M
RUN 0 02/01/26 PRN SUNRUN INC
2,037,000 $1.5M
NVCR 0 11/01/25 PRN NOVOCURE LTD
1,621,000 $1.4M
DKNG 0 03/15/28 PRN DRAFTKINGS HOLDINGS INC
1,619,000 $1.2M
HLX 4.125 09/15/23 PRN HELIX ENERGY SOLUTIONS
1,169,000 $1.2M
WELNF INTEGRATED WELLNESS ACQ - A
100,000 $1.1M
BIOPLUS ACQUISITION CORP
100,000 $1.1M
ANDRETTI ACQUISITION CORP
100,000 $1.1M
HEARTLAND MEDIA ACQUISITION CORP
100,000 $1.1M
GOLDEN STAR ACQUISITION CORP
100,000 $1.0M
ILMN 0 08/15/23 PRN ILLUMINA INC
1,000,000 $998K
NEO 1.25 05/01/25 PRN NEOGENOMICS INC
1,014,000 $953K
LIV CAPITAL ACQUISITION CORP II
60,000 $636K
EVF EATON VANCE SENIOR INCOME TR
103,278 $564K
PATRIA LATIN AMERICAN OPPORTUNITY ACQUISITION CORP
50,000 $537K
VAHANNA TECH EDGE ACQUISITION I CORP
50,000 $533K
CMLSQ CUMULUS MEDIA INC-CL A
28,937 $119K

Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.