whalepapers
Overview/ Pzena Investment Management LLC/ Q3 2016

Pzena Investment Management LLC

Richard Pzena · As of Q3 2016 · filed Nov 4, 2016

Q3 2016

Holdings

152 positions · Δ vs prior quarter
VOYA VOYA FINANCIAL INC
$492.2M
3.0%
17,077,755 +1,902,326 +12.5% Added
PH PARKER HANNIFIN CORP
$440.5M
2.7%
3,508,922 −326,106 −8.5% Reduced
BAC BANK OF AMERICA CORP
$439.9M
2.7%
28,110,981 −1,835,757 −6.1% Reduced
HPE HEWLETT PACKARD ENTERPRISE
$429.6M
2.6%
18,885,018 −1,879,538 −9.1% Reduced
C CITIGROUP INC
$428.6M
2.6%
9,074,918 −572,147 −5.9% Reduced
DOV DOVER CORP
$426.7M
2.6%
5,794,644 −399,557 −6.5% Reduced
STXN SEAGATE TECHNOLOGY HOLDINGS
$426.7M
2.6%
11,068,116 −4,432,189 −28.6% Reduced
OMC OMNICOM GROUP
$382.8M
2.3%
4,503,223 −121,538 −2.6% Reduced
RDS/A SHELL PLC-SPON ADR-A
$377.4M
2.3%
7,537,249 −1,404,439 −15.7% Reduced
WMT WALMART INC
$376.2M
2.3%
5,216,832 −152,082 −2.8% Reduced
BEN FRANKLIN TEMPLETON INC
$374.8M
2.3%
10,535,639 −134,696 −1.3% Reduced
MS MORGAN STANLEY
$363.6M
2.2%
11,342,485 −1,550,172 −12.0% Reduced
AIG AMERICAN INTERNATIONAL GROUP
$363.0M
2.2%
6,117,797 −378,089 −5.8% Reduced
ORCL ORACLE CORP
$362.1M
2.2%
9,218,507 −369,475 −3.9% Reduced
NWSA NEWS CORP - CLASS A
$351.2M
2.1%
25,123,524 −1,784,578 −6.6% Reduced
EXMOC EXXON MOBIL CORP
$336.1M
2.1%
3,851,170 −921,248 −19.3% Reduced
JPM JPMORGAN CHASE & CO
$329.5M
2.0%
4,948,740 −414,580 −7.7% Reduced
INTC INTEL CORP
$323.2M
2.0%
8,562,439 −761,851 −8.2% Reduced
STAPLES INC
$292.2M
1.8%
34,174,464 +270,163 +0.8% Added
MUR MURPHY OIL CORP
$290.6M
1.8%
9,557,669 +370,977 +4.0% Added
RF REGIONS FINANCIAL CORP
$270.9M
1.7%
27,450,466 −2,953,059 −9.7% Reduced
GS GOLDMAN SACHS GROUP INC
$270.1M
1.7%
1,674,601 −179,443 −9.7% Reduced
HPQ HP INC
$268.9M
1.6%
17,311,624 −3,602,375 −17.2% Reduced
AXS AXIS CAPITAL HOLDINGS LTD
$265.0M
1.6%
4,876,934 −438,073 −8.2% Reduced
MET METLIFE INC
$263.7M
1.6%
5,935,485 −204,707 −3.3% Reduced
BP BP PLC-SPONS ADR
$261.8M
1.6%
7,446,839 −1,431,385 −16.1% Reduced
IPG INTERPUBLIC GROUP OF COS INC
$247.8M
1.5%
11,088,543 −284,052 −2.5% Reduced
COF CAPITAL ONE FINANCIAL CORP
$229.2M
1.4%
3,190,520 +3,190,520 New
HILTON WORLDWIDE HOLDINGS IN
$224.8M
1.4%
9,804,419 +9,804,419 New
SWK STANLEY BLACK & DECKER INC
$222.8M
1.4%
1,811,837 −507,204 −21.9% Reduced
ABT ABBOTT LABORATORIES
$212.2M
1.3%
5,017,660 −309,788 −5.8% Reduced
F FORD MOTOR CO
$210.3M
1.3%
17,419,992 −1,033,751 −5.6% Reduced
STT STATE STREET CORP
$206.3M
1.3%
2,963,003 −367,273 −11.0% Reduced
CVE CENOVUS ENERGY INC
$192.2M
1.2%
13,375,530 −1,155,462 −8.0% Reduced
AVT AVNET INC
$188.3M
1.2%
4,586,045 +250,133 +5.8% Added
TEX TEREX CORP
$185.3M
1.1%
7,293,443 +128,939 +1.8% Added
XL GROUP LTD
$170.6M
1.0%
5,072,010 +5,072,010 New
MSFT MICROSOFT CORP
$161.9M
1.0%
2,811,349 −611,658 −17.9% Reduced
UBS UBS GROUP AG-REG
$157.6M
1.0%
11,569,209 −818,102 −6.6% Reduced
ON ON SEMICONDUCTOR
$153.8M
0.9%
12,481,544 −696,320 −5.3% Reduced
WTW WILLIS TOWERS WATSON PLC
$140.3M
0.9%
1,056,829 −154,272 −12.7% Reduced
HAL HALLIBURTON CO
$140.3M
0.9%
3,125,142 −511,131 −14.1% Reduced
JNJ JOHNSON & JOHNSON
$118.4M
0.7%
1,002,314 −100,718 −9.1% Reduced
CIGNA CORP
$118.1M
0.7%
906,125 +134,720 +17.5% Added
COP CONOCOPHILLIPS
$116.5M
0.7%
2,679,121 +664,057 +33.0% Added
LAMR LAMAR ADVERTISING CO-A
$116.1M
0.7%
1,777,927 −107,898 −5.7% Reduced
CMA COMERICA INC
$115.9M
0.7%
2,449,727 −5,627 −0.2% Reduced
EIX EDISON INTERNATIONAL
$114.1M
0.7%
1,578,886 −37,449 −2.3% Reduced
KEY KEYCORP
$91.1M
0.6%
7,486,993 +305,440 +4.3% Added
CSCO CISCO SYSTEMS INC
$89.9M
0.5%
2,832,899 +230,115 +8.8% Added
MRK MERCK & CO. INC.
$87.9M
0.5%
1,408,678 −6,712 −0.5% Reduced
FLEX FLEX LTD
$87.2M
0.5%
6,400,643 +28,240 +0.4% Added
ACM AECOM
$83.1M
0.5%
2,793,775 −703,423 −20.1% Reduced
ALL ALLSTATE CORP
$81.4M
0.5%
1,176,727 −111,696 −8.7% Reduced
FITB FIFTH THIRD BANCORP
$79.3M
0.5%
3,877,875 +155,525 +4.2% Added
PFE PFIZER INC
$78.9M
0.5%
2,329,636 +143,232 +6.6% Added
IVZ INVESCO LTD
$78.9M
0.5%
2,523,211 −368,241 −12.7% Reduced
KEL KELLANOVA
$75.2M
0.5%
970,849 −2,331 −0.2% Reduced
WED WEBSTER FINANCIAL CORP
$73.5M
0.4%
1,933,810 −1,136 −0.1% Reduced
KBR KBR INC
$72.2M
0.4%
4,774,681 −113,442 −2.3% Reduced
SUPERIOR ENERGY SERVICES INC
$71.9M
0.4%
4,016,036 −248,379 −5.8% Reduced
DAN DANA INC
$71.3M
0.4%
4,572,452 −726,818 −13.7% Reduced
BAKER HUGHES INC
$69.9M
0.4%
1,384,985 Held
ATUEUR ACTUANT CORP-A
$68.5M
0.4%
2,947,227 +177,721 +6.4% Added
ETR ENTERGY CORP
$61.2M
0.4%
797,778 −2,066 −0.3% Reduced
QCOM QUALCOMM INC
$60.5M
0.4%
883,045 −5,496 −0.6% Reduced
VIV1USD TELEFONICA BRASIL-ADR PREF
$59.4M
0.4%
4,105,806 −719,071 −14.9% Reduced
G GENPACT LTD
$58.3M
0.4%
2,433,316 +210,300 +9.5% Added
TEL1USD TE CONNECTIVITY LTD
$56.4M
0.3%
876,215 −2,500 −0.3% Reduced
ENDURANCE SPECIALTY HOLDINGS
$53.4M
0.3%
816,510 +12,885 +1.6% Added
CFG CITIZENS FINANCIAL GROUP
$51.7M
0.3%
2,092,046 −3,625 −0.2% Reduced
CHART INDUSTRIES INC
$50.7M
0.3%
1,545,118 −130,270 −7.8% Reduced
SYU1 SYNOVUS FINANCIAL CORP
$50.6M
0.3%
1,556,737 +25,420 +1.7% Added
BAX BAXTER INTERNATIONAL INC
$50.5M
0.3%
1,061,577 −2,054,288 −65.9% Reduced
ASB ASSOCIATED BANC-CORP
$47.6M
0.3%
2,428,717 +114,206 +4.9% Added
CVS CVS HEALTH CORP
$47.2M
0.3%
529,858 −26 −0.0% Reduced
WFC WELLS FARGO & CO
$45.0M
0.3%
1,017,204 −2,125 −0.2% Reduced
AELUSD AMERICAN EQUITY INVT LIFE HL
$45.0M
0.3%
2,538,067 −137,630 −5.1% Reduced
CTSH COGNIZANT TECH SOLUTIONS-A
$44.9M
0.3%
940,451 +387,953 +70.2% Added
DOORUSD MASONITE INTERNATIONAL CORP
$44.9M
0.3%
721,605 +91,965 +14.6% Added
PNC PNC FINANCIAL SERVICES GROUP
$44.1M
0.3%
489,885 −1,651,120 −77.1% Reduced
GTS TRIPLE-S MANAGEMENT CORP
$43.2M
0.3%
1,971,750 +412,101 +26.4% Added
AXE3EUR ANIXTER INTERNATIONAL INC
$42.1M
0.3%
653,454 +34,530 +5.6% Added
GLW CORNING INC
$41.5M
0.3%
1,756,052 −1,812,493 −50.8% Reduced
CUBUSD CUBIC CORP
$40.7M
0.2%
869,384 +18,710 +2.2% Added
HOPE HOPE BANCORP INC
$40.1M
0.2%
2,310,964 +2,310,964 New
NSIT INSIGHT ENTERPRISES INC
$39.8M
0.2%
1,222,338 −95,476 −7.2% Reduced
SCSC SCANSOURCE INC
$39.3M
0.2%
1,076,702 +151,161 +16.3% Added
VALIDUS HOLDINGS LTD
$35.0M
0.2%
701,669 −28,803 −3.9% Reduced
GNW GENWORTH FINANCIAL INC
$34.3M
0.2%
6,919,984 +68,684 +1.0% Added
DIOD DIODES INC
$33.8M
0.2%
1,583,658 −50,137 −3.1% Reduced
T AT&T INC
$33.5M
0.2%
823,993 −2,165 −0.3% Reduced
TMK TORCHMARK CORP
$33.1M
0.2%
518,808 −330,683 −38.9% Reduced
ACH ACCENDRA HEALTH INC
$32.7M
0.2%
942,143 +492,700 +109.6% Added
FMBIUSD FIRST MIDWEST BANCORP INC/IL
$32.4M
0.2%
1,673,166 +37,114 +2.3% Added
ASPEN INSURANCE HOLDINGS LTD
$32.1M
0.2%
688,448 +81,453 +13.4% Added
AGIIGBP ARGO GROUP INTERNATIONAL
$29.7M
0.2%
525,702 +13,061 +2.5% Added
UVV UNIVERSAL CORP/VA
$28.3M
0.2%
485,490 −15,114 −3.0% Reduced
CMCO COLUMBUS MCKINNON CORP/NY
$27.5M
0.2%
1,543,733 +20,689 +1.4% Added
FMC TECHNOLOGIES INC
$27.0M
0.2%
910,350 −43,516 −4.6% Reduced
SRI STONERIDGE INC
$26.9M
0.2%
1,460,399 −412,598 −22.0% Reduced
TRS TRIMAS CORP
$25.6M
0.2%
1,376,062 +379,176 +38.0% Added
GENERAL CABLE CORP DEL NE
$25.6M
0.2%
1,708,742 +34,497 +2.1% Added
L-3 COMMUNICATIONS
$25.4M
0.2%
168,400 −45,775 −21.4% Reduced
ESSENDANT INC
$24.7M
0.2%
1,203,461 +30,132 +2.6% Added
UPBD UPBOUND GROUP INC
$23.1M
0.1%
1,825,479 +48,071 +2.7% Added
TCF FINANCIAL CORP
$22.9M
0.1%
1,578,394 +35,856 +2.3% Added
SCHN1EUR SCHNITZER STEEL INDS INC-A
$21.7M
0.1%
1,037,754 +21,588 +2.1% Added
WSFS WSFS FINANCIAL CORP
$21.5M
0.1%
590,212 +11,558 +2.0% Added
LMEUR LEGG MASON INC
$21.4M
0.1%
639,775 Held
ROCK GIBRALTAR INDUSTRIES INC
$21.1M
0.1%
567,077 −558,712 −49.6% Reduced
TTEK TETRA TECH INC
$21.1M
0.1%
593,806 −378,301 −38.9% Reduced
ARW ARROW ELECTRONICS INC
$19.5M
0.1%
304,670 Held
PCG P G & E CORP
$19.1M
0.1%
312,782 +213 +0.1% Added
BBTUSD BB&T CORP
$18.0M
0.1%
477,752 −3,262 −0.7% Reduced
AETNA INC
$17.9M
0.1%
155,248 +146 +0.1% Added
HOSPITALITY PROPERTIES TRUST
$17.5M
0.1%
587,608 −354 −0.1% Reduced
EG EVEREST GROUP LTD
$17.4M
0.1%
91,703 +14 +0.0% Added
EXC EXELON CORP
$16.2M
0.1%
487,151 −123,825 −20.3% Reduced
PG PROCTER & GAMBLE CO
$16.1M
0.1%
179,170 +44,001 +32.6% Added
TSM TAIWAN SEMICONDUCTOR-SP ADR
$15.7M
0.1%
513,528 −36,350 −6.6% Reduced
PGR PROGRESSIVE CORP
$15.6M
0.1%
496,260 Held
JBL JABIL INC
$15.6M
0.1%
712,955 −1,008 −0.1% Reduced
KSS KOHLS CORP
$15.4M
0.1%
351,299 −1,625 −0.5% Reduced
ROWAN COMPANIES PLC - A
$15.1M
0.1%
996,725 Held
ARC DOCUMENT SOLUTIONS INC
$14.9M
0.1%
3,983,936 +67,826 +1.7% Added
HIG HARTFORD INSURANCE GROUP INC
$13.5M
0.1%
314,390 Held
NWS NEWS CORP - CLASS B
$12.6M
0.1%
888,815 −1,365,160 −60.6% Reduced
OC OWENS CORNING
$10.9M
0.1%
203,330 Held
CB CHUBB LTD
$10.5M
0.1%
83,429 −52,550 −38.6% Reduced
KKR & CO LP
$8.7M
0.1%
612,618 −82,650 −11.9% Reduced
DRH DIAMONDROCK HOSPITALITY CO
$7.7M
0.0%
846,653 +30,037 +3.7% Added
AIZ ASSURANT INC
$7.4M
0.0%
80,124 −136 −0.2% Reduced
CDW CDW CORP/DE
$6.7M
0.0%
146,082 Held
APOLLO GLOBAL MANAGEMENT-A
$6.3M
0.0%
348,100 −33,550 −8.8% Reduced
WAIREUR WESCO AIRCRAFT HOLDINGS INC
$5.1M
0.0%
379,177 +379,177 New
BPOP POPULAR INC
$4.4M
0.0%
114,425 −74,405 −39.4% Reduced
INFY INFOSYS LTD-SP ADR
$1.8M
0.0%
114,700 Held
SHG SHINHAN FINANCIAL GROUP-ADR
$1.2M
0.0%
33,600 Held
9990302D APACHE CORP
$1.1M
0.0%
17,450 −914,690 −98.1% Reduced
PKX POSCO HOLDINGS INC -SPON ADR
$965K
0.0%
18,900 Held
PBR PETROLEO BRASILEIRO-SPON ADR
$710K
0.0%
76,100 Held
RNR RENAISSANCERE HOLDINGS LTD
$304K
0.0%
2,530 +2,530 New
LABORATORY CORP OF AMERICA HOLDINGS
$300K
0.0%
2,185 +2,185 New
VAREUR VARIAN MEDICAL SYSTEMS INC
$298K
0.0%
2,998 +2,998 New
DG DOLLAR GENERAL CORP
$285K
0.0%
4,077 +4,077 New
EXPRESS SCRIPTS HOLDING CO
$247K
0.0%
3,507 +3,507 New
NLYEUR ANNALY CAPITAL MANAGEMENT IN
$214K
0.0%
20,355 +7,953 +64.1% Added
BIIB BIOGEN INC
$201K
0.0%
642 +642 New
AMGN AMGEN INC
$200K
0.0%
1,196 +1,196 New
MSM MSC INDUSTRIAL DIRECT CO-A
$200K
0.0%
2,730 +2,730 New
CFFN CAPITOL FEDERAL FINANCIAL IN
$160K
0.0%
11,400 +11,400 New

Sold positions

6 closed in Q3 2016 · shares & value as of prior filing
Holding Shares sold Prior value
XL GROUP PLC
5,161,867 $171.9M
BBCN BANCORP INC
2,260,405 $33.7M
MAS MASCO CORP
846,154 $26.2M
EPR EPR PROPERTIES
288,275 $23.3M
PRI PRIMERICA INC
125,265 $7.2M
KEY ENERGY SERVICES INC
5,842,346 $1.4M

Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.