whalepapers
Overview/ Pzena Investment Management LLC/ Q4 2013

Pzena Investment Management LLC

Richard Pzena · As of Q4 2013 · filed Feb 7, 2014

Q4 2013

Holdings

130 positions · Δ vs prior quarter
HEWLETT-PACKARD CO
$856.5M
5.0%
30,611,328 −371,834 −1.2% Reduced
ORCL ORACLE CORP
$654.2M
3.8%
17,097,751 −140,392 −0.8% Reduced
BAKER HUGHES INC
$536.0M
3.1%
9,699,551 −907,063 −8.6% Reduced
BP BP PLC-SPONS ADR
$528.2M
3.1%
10,866,679 −211,446 −1.9% Reduced
AIG AMERICAN INTERNATIONAL GROUP
$526.0M
3.1%
10,302,937 −188,987 −1.8% Reduced
OMC OMNICOM GROUP
$514.7M
3.0%
6,920,672 −434,392 −5.9% Reduced
RDS/A SHELL PLC-SPON ADR-A
$498.8M
2.9%
6,998,451 +33,332 +0.5% Added
STAPLES INC
$472.6M
2.8%
29,738,968 −2,692,496 −8.3% Reduced
C CITIGROUP INC
$418.4M
2.4%
8,029,964 −43,747 −0.5% Reduced
MSFT MICROSOFT CORP
$409.6M
2.4%
10,942,967 −3,609,367 −24.8% Reduced
BAC BANK OF AMERICA CORP
$408.5M
2.4%
26,235,806 +1,031,100 +4.1% Added
PH PARKER HANNIFIN CORP
$394.3M
2.3%
3,065,485 −66,163 −2.1% Reduced
MS MORGAN STANLEY
$391.5M
2.3%
12,484,310 −245,735 −1.9% Reduced
CIGNA CORP
$362.6M
2.1%
4,145,441 +867,296 +26.5% Added
EXMOC EXXON MOBIL CORP
$354.5M
2.1%
3,502,728 +83,392 +2.4% Added
JPM JPMORGAN CHASE & CO
$351.5M
2.1%
6,010,456 −60,952 −1.0% Reduced
MET METLIFE INC
$336.3M
2.0%
6,236,260 −595,933 −8.7% Reduced
GS GOLDMAN SACHS GROUP INC
$315.7M
1.8%
1,780,879 −28,802 −1.6% Reduced
BDX BECTON DICKINSON AND CO
$291.1M
1.7%
2,634,751 −58,641 −2.2% Reduced
GM GENERAL MOTORS CO
$288.9M
1.7%
7,068,976 +5,108,001 +260.5% Added
NWSA NEWS CORP - CLASS A
$288.2M
1.7%
15,993,890 +15,993,890 New
UBS AG
$280.5M
1.6%
14,571,957 +1,097,826 +8.1% Added
PNC PNC FINANCIAL SERVICES GROUP
$277.7M
1.6%
3,580,168 +14,954 +0.4% Added
AXS AXIS CAPITAL HOLDINGS LTD
$263.8M
1.5%
5,546,522 −121,578 −2.1% Reduced
IVZ INVESCO LTD
$260.3M
1.5%
7,150,439 −366,720 −4.9% Reduced
ING US INC
$255.8M
1.5%
7,277,925 +542,132 +8.0% Added
TEL1USD TE CONNECTIVITY LTD
$247.8M
1.4%
4,495,996 −1,465,914 −24.6% Reduced
ABT ABBOTT LABORATORIES
$246.3M
1.4%
6,426,564 −22,719 −0.4% Reduced
INTC INTEL CORP
$244.4M
1.4%
9,414,423 +7,409,969 +369.7% Added
STT STATE STREET CORP
$238.5M
1.4%
3,249,689 −68,593 −2.1% Reduced
ETR ENTERGY CORP
$236.8M
1.4%
3,743,077 +44,932 +1.2% Added
TRW AUTOMOTIVE HOLDINGS CORP
$226.9M
1.3%
3,050,149 +64,280 +2.2% Added
LABORATORY CORPORATION OF AMERICA HOLDINGS
$219.8M
1.3%
2,405,081 +95,478 +4.1% Added
WILLIS GROUP HOLDINGS LTD
$209.3M
1.2%
4,671,514 −87,399 −1.8% Reduced
AVT AVNET INC
$208.4M
1.2%
4,723,594 −62,592 −1.3% Reduced
MAS MASCO CORP
$203.8M
1.2%
8,948,423 −1,169,956 −11.6% Reduced
IPG INTERPUBLIC GROUP OF COS INC
$201.6M
1.2%
11,392,166 +36,550 +0.3% Added
L-3 COMMUNICATIONS
$188.3M
1.1%
1,761,862 −915,477 −34.2% Reduced
BEN FRANKLIN TEMPLETON INC
$186.5M
1.1%
3,229,729 −142,593 −4.2% Reduced
CMA COMERICA INC
$183.6M
1.1%
3,861,810 +1,914,434 +98.3% Added
WFC WELLS FARGO & CO
$180.7M
1.1%
3,981,017 +73,891 +1.9% Added
PARTNERRE LTD
$159.8M
0.9%
1,515,602 −39,310 −2.5% Reduced
DELPHI AUTOMOTIVE PLC
$148.0M
0.9%
2,461,140 −510,224 −17.2% Reduced
NWS NEWS CORP - CLASS B
$114.9M
0.7%
6,444,698 +1,875,945 +41.1% Added
KEY KEYCORP
$91.5M
0.5%
6,819,825 −12,550 −0.2% Reduced
GOOGLE INC.
$87.4M
0.5%
77,999 −283,284 −78.4% Reduced
CSCO CISCO SYSTEMS INC
$86.0M
0.5%
3,829,275 +607,375 +18.9% Added
9990302D APACHE CORP
$81.3M
0.5%
946,593 +26,098 +2.8% Added
WMT WALMART INC
$80.6M
0.5%
1,024,768 +339,450 +49.5% Added
JNJ JOHNSON & JOHNSON
$79.4M
0.5%
866,458 +18,700 +2.2% Added
SUPERIOR ENERGY SERVICES INC
$78.1M
0.5%
2,935,169 +624,945 +27.1% Added
KSS KOHLS CORP
$76.5M
0.4%
1,348,315 +527,427 +64.3% Added
LMEUR LEGG MASON INC
$73.6M
0.4%
1,692,830 −108,540 −6.0% Reduced
AIZ ASSURANT INC
$72.4M
0.4%
1,090,868 −145,429 −11.8% Reduced
DGX QUEST DIAGNOSTICS INC
$65.1M
0.4%
1,215,050 +544,400 +81.2% Added
DOORUSD MASONITE INTERNATIONAL CORP
$59.9M
0.3%
998,326 +238,966 +31.5% Added
URS CORP
$58.2M
0.3%
1,097,526 +36,237 +3.4% Added
ALL ALLSTATE CORP
$56.0M
0.3%
1,027,165 −580,031 −36.1% Reduced
RF REGIONS FINANCIAL CORP
$55.3M
0.3%
5,592,411 +1,793 +0.0% Added
OC OWENS CORNING
$55.1M
0.3%
1,352,272 +73,851 +5.8% Added
GD GENERAL DYNAMICS CORP
$54.3M
0.3%
567,825 −2,300 −0.4% Reduced
GLW CORNING INC
$53.0M
0.3%
2,971,813 +2,971,813 New
HIG HARTFORD INSURANCE GROUP INC
$51.8M
0.3%
1,428,894 −8,216 −0.6% Reduced
AETNA INC
$50.3M
0.3%
733,946 −21,000 −2.8% Reduced
FITB FIFTH THIRD BANCORP
$49.8M
0.3%
2,368,300 −9,250 −0.4% Reduced
INGRAM MICRO INC CL-A
$49.2M
0.3%
2,096,169 −171,050 −7.5% Reduced
DAN DANA INC
$47.4M
0.3%
2,414,609 +667,052 +38.2% Added
TAP MOLSON COORS BEVERAGE CO - B
$44.4M
0.3%
790,600 −4,925 −0.6% Reduced
TTEK TETRA TECH INC
$41.1M
0.2%
1,467,594 +876,930 +148.5% Added
HOSPITALITY PROPERTIES TRUST
$40.7M
0.2%
1,504,933 −231,431 −13.3% Reduced
ASPEN INSURANCE HOLDINGS LTD
$40.1M
0.2%
971,374 +4,500 +0.5% Added
AGIIGBP ARGO GROUP INTERNATIONAL
$39.1M
0.2%
840,198 −5,375 −0.6% Reduced
CON-WAY INC
$38.9M
0.2%
979,301 −119,225 −10.9% Reduced
MUSA MURPHY USA INC
$38.0M
0.2%
915,399 +915,399 New
WCGEUR WELLCARE HEALTH PLANS INC
$37.3M
0.2%
529,860 −60,585 −10.3% Reduced
AXE3EUR ANIXTER INTERNATIONAL INC
$35.8M
0.2%
398,159 −70,835 −15.1% Reduced
BRC BRADY CORPORATION - CL A
$35.4M
0.2%
1,144,940 −256,110 −18.3% Reduced
TMUS T-MOBILE US INC
$35.4M
0.2%
1,050,850 −7,350 −0.7% Reduced
BANCORPSOUTH INC
$35.2M
0.2%
1,383,593 −245,800 −15.1% Reduced
AELUSD AMERICAN EQUITY INVT LIFE HL
$35.1M
0.2%
1,330,127 −243,730 −15.5% Reduced
BBCN BANCORP INC
$34.5M
0.2%
2,078,726 +875 +0.0% Added
DIOD DIODES INC
$33.7M
0.2%
1,429,730 +190,539 +15.4% Added
VCA ANTECH INC
$33.4M
0.2%
1,065,569 +4,400 +0.4% Added
TPC TUTOR PERINI CORP
$32.9M
0.2%
1,250,819 +1,075 +0.1% Added
TCF FINANCIAL CORP
$32.3M
0.2%
1,990,640 +6,100 +0.3% Added
UPBD UPBOUND GROUP INC
$31.8M
0.2%
954,853 +7,775 +0.8% Added
WED WEBSTER FINANCIAL CORP
$31.6M
0.2%
1,012,589 +5,850 +0.6% Added
PRI PRIMERICA INC
$31.1M
0.2%
724,055 −83,989 −10.4% Reduced
PJCEUR PIPER SANDLER COS
$29.8M
0.2%
752,901 +318,501 +73.3% Added
ATUEUR ACTUANT CORP-A
$29.1M
0.2%
793,849 −65,487 −7.6% Reduced
NSIT INSIGHT ENTERPRISES INC
$28.1M
0.2%
1,237,693 −48,344 −3.8% Reduced
NATIONAL PENN BANCSHARES INC
$28.1M
0.2%
2,480,323 +35,150 +1.4% Added
CHE CHEMED CORP
$27.8M
0.2%
362,343 +1,400 +0.4% Added
JONES GROUP INC
$27.5M
0.2%
1,837,433 −3,500 −0.2% Reduced
SCHN1EUR SCHNITZER STEEL INDS INC-A
$27.4M
0.2%
838,207 +444,456 +112.9% Added
PHH CORP
$26.4M
0.2%
1,083,788 −1,625 −0.1% Reduced
GFF GRIFFON CORP
$25.9M
0.2%
1,958,937 +11,800 +0.6% Added
ENGILITY HOLDINGS INC
$25.8M
0.2%
771,731 +4,675 +0.6% Added
MATW MATTHEWS INTL CORP-CLASS A
$25.1M
0.1%
588,536 +2,471 +0.4% Added
DRH DIAMONDROCK HOSPITALITY CO
$24.8M
0.1%
2,144,094 +14,100 +0.7% Added
MONSTER WORLDWIDE INC
$23.1M
0.1%
3,238,671 −194,475 −5.7% Reduced
HARTE-HANKS INC.
$22.8M
0.1%
2,914,559 −319,189 −9.9% Reduced
FLEX FLEX LTD
$22.6M
0.1%
2,908,950 +2,268,509 +354.2% Added
LLY ELI LILLY & CO
$22.0M
0.1%
432,150 −1,100 −0.3% Reduced
MWA MUELLER WATER PRODUCTS INC-A
$21.6M
0.1%
2,306,217 −1,225 −0.1% Reduced
ARC DOCUMENT SOLUTIONS INC
$21.0M
0.1%
2,554,462 +95,074 +3.9% Added
AEROPOSTALE INC.
$19.5M
0.1%
2,143,973 +18,890 +0.9% Added
CMCO COLUMBUS MCKINNON CORP/NY
$19.1M
0.1%
701,904 +701,904 New
MLKN MILLERKNOLL INC
$18.9M
0.1%
640,720 −88,875 −12.2% Reduced
SYNOVUS FINANCIAL CORP
$18.8M
0.1%
5,211,566 +38,750 +0.7% Added
FMBIUSD FIRST MIDWEST BANCORP INC/IL
$18.6M
0.1%
1,058,209 +153,688 +17.0% Added
ON ON SEMICONDUCTOR
$17.1M
0.1%
2,072,956 +2,072,956 New
WSFS WSFS FINANCIAL CORP
$15.5M
0.1%
200,545 −1,050 −0.5% Reduced
RNR RENAISSANCERE HOLDINGS LTD
$13.9M
0.1%
143,036 −16,875 −10.6% Reduced
ACM AECOM
$11.3M
0.1%
384,425 +19,350 +5.3% Added
PG PROCTER & GAMBLE CO
$9.0M
0.1%
110,062 +26,701 +32.0% Added
TMK TORCHMARK CORP
$8.3M
0.0%
105,824 Held
PROTECTIVE LIFE CORP
$7.8M
0.0%
153,948 −277,466 −64.3% Reduced
TSM TAIWAN SEMICONDUCTOR-SP ADR
$6.7M
0.0%
385,844 +254,465 +193.7% Added
UNITED STATIONERS INC
$6.4M
0.0%
139,595 −347,512 −71.3% Reduced
VALIDUS HOLDINGS LTD
$6.0M
0.0%
148,216 +3,725 +2.6% Added
ADVANCED SEMICONDUCTOR E-ADR
$5.7M
0.0%
1,188,100 +869,514 +272.9% Added
TEX TEREX CORP
$5.3M
0.0%
126,294 +126,294 New
SRI STONERIDGE INC
$4.4M
0.0%
345,018 +345,018 New
SHG SHINHAN FINANCIAL GROUP-ADR
$3.8M
0.0%
83,025 +83,025 New
BPOP POPULAR INC
$3.2M
0.0%
111,303 +27,525 +32.9% Added
STEEL EXCEL INC
$2.4M
0.0%
81,567 Held
NOC NORTHROP GRUMMAN CORP
$2.2M
0.0%
19,216 −871,005 −97.8% Reduced
E ENI SPA-SPONSORED ADR
$1.3M
0.0%
27,500 +2,825 +11.4% Added
HAL HALLIBURTON CO
$256K
0.0%
5,050 Held

Sold positions

8 closed in Q4 2013 · shares & value as of prior filing
Holding Shares sold Prior value
DELL INC
12,458,816 $171.6M
VALASSIS COMMUNICATIONS INC
1,480,861 $42.8M
APOLLO GROUP INC - CL A
1,089,335 $22.7M
HA7 ENVIRI CORP
826,799 $20.6M
CW CURTISS-WRIGHT CORP
223,731 $10.5M
HII HUNTINGTON INGALLS INDUSTRIE
95,855 $6.5M
SKAA SKECHERS USA INC-CL A
86,081 $2.7M
FOREST LABORATORIES INC
13,075 $559K

Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.