Oaktree Capital Management LP
Howard Marks & Bruce Karsh · As of Q4 2017 · filed Feb 14, 2018
Holdings
| VST VISTRA CORP | $921.1M | 14.4% | 50,280,227 | — | — | Held |
| SBLK STAR BULK CARRIERS CORP | $366.8M | 5.7% | 32,579,506 | — | — | Held |
| TRCO TRIBUNE MEDIA CO - A | $305.1M | 4.8% | 7,184,998 | −7,000,000 | −49.3% | Reduced |
| ALLY ALLY FINANCIAL INC | $284.6M | 4.5% | 9,760,000 | −133,300 | −1.3% | Reduced |
| TSM TAIWAN SEMICONDUCTOR-SP ADR | $141.4M | 2.2% | 3,566,356 | −481,144 | −11.9% | Reduced |
| ITUB ITAU UNIBANCO H-SPON PRF ADR | $120.1M | 1.9% | 9,234,691 | −5,448 | −0.1% | Reduced |
| VALE VALE SA-SP ADR | $115.1M | 1.8% | 9,411,396 | +373,403 | +4.1% | Added |
| DYNEGY INC | $99.8M | 1.6% | 8,424,322 | — | — | Held |
| NMIH NMI HOLDINGS INC | $96.6M | 1.5% | 5,681,992 | −134,451 | −2.3% | Reduced |
| GENER8 MARITIME INC | $86.5M | 1.4% | 13,062,118 | — | — | Held |
| IBN ICICI BANK LTD-SPON ADR | $85.7M | 1.3% | 8,804,316 | +1,136,986 | +14.8% | Added |
| BABA ALIBABA GROUP HOLDING-SP ADR | $84.7M | 1.3% | 491,227 | −191,118 | −28.0% | Reduced |
| AABAUSD ALTABA INC | $74.2M | 1.2% | 1,061,588 | −2,050,000 | −65.9% | Reduced |
| XHB PUT SS SPDR S&P HOMEBLDRS ETF | $66.7M | 1.0% | 250,000 | −750,000 | −75.0% | Reduced |
| STKL SUNOPTA INC | $62.7M | 1.0% | 8,092,699 | +3,700,000 | +84.2% | Added |
| AKAM 0 02/15/19 PRN AKAMAI TECHNOLOGIES INC | $61.9M | 1.0% | 61,389,000 | +51,753,000 | +537.1% | Added |
| CTXS 0.5 04/15/19 PRN CITRIX SYSTEMS INC | $60.4M | 0.9% | 46,643,000 | +35,981,000 | +337.5% | Added |
| PBR/A PETROLEO BRASIL-SP PREF ADR | $57.8M | 0.9% | 5,880,090 | +74,227 | +1.3% | Added |
| CCS CENTURY COMMUNITIES INC | $56.6M | 0.9% | 1,819,003 | +350,000 | +23.8% | Added |
| ACR 4.5 08/15/22 PRN ACRES COMMERCIAL REALTY | $55.3M | 0.9% | 58,335,000 | −160,000 | −0.3% | Reduced |
| ILMN 0 06/15/19 PRN ILLUMINA INC | $53.6M | 0.8% | 49,210,000 | +9,085,000 | +22.6% | Added |
| VRSUSD VERSO CORP - A | $48.0M | 0.8% | 2,730,388 | −191,583 | −6.6% | Reduced |
| FBP FIRST BANCORP PUERTO RICO | $47.6M | 0.7% | 9,334,725 | −700,000 | −7.0% | Reduced |
| CCI 6.875 08/01/20 A CROWN CASTLE INTL CORP | $47.6M | 0.7% | 42,009 | +12,009 | +40.0% | Added |
| BDX 6.125 05/01/20 A BECTON DICKINSON AND CO | $47.4M | 0.7% | 819,220 | −47,250 | −5.5% | Reduced |
| INFY INFOSYS LTD-SP ADR | $46.5M | 0.7% | 2,866,600 | +2,834,899 | +8942.6% | Added |
| P5Y BRF SA-ADR | $44.8M | 0.7% | 3,977,774 | +914,776 | +29.9% | Added |
| SPY PUT SS SPDR S&P 500 ETF TRUST-US | $44.3M | 0.7% | 1,000,000 | +957,000 | +2225.6% | Added |
| AABA 0 12/01/18 PRN ALTABA INC | $43.8M | 0.7% | 32,421,000 | −23,450,000 | −42.0% | Reduced |
| ARI 4.75 08/23/22 PRN APOLLO CMMRL REAL EST FI | $43.6M | 0.7% | 42,850,000 | +24,880,000 | +138.5% | Added |
| BXMT 4.375 05/05/22 PRN BLACKSTONE MORTGAGE TR | $43.4M | 0.7% | 42,570,000 | +5,010,000 | +13.3% | Added |
| ELV 5.25 05/01/18 ANTHEM INC | $42.8M | 0.7% | 764,930 | +168,400 | +28.2% | Added |
| ON 1 12/01/20 PRN ON SEMICONDUCTOR CORP | $42.3M | 0.7% | 33,025,000 | −26,530,000 | −44.5% | Reduced |
| WFC 7.5 PERP L WELLS FARGO & COMPANY | $42.0M | 0.7% | 32,077 | +1,418 | +4.6% | Added |
| DY 0.75 09/15/21 PRN DYCOM INDUSTRIES INC | $40.9M | 0.6% | 31,221,000 | +27,667,000 | +778.5% | Added |
| LYV 2.5 05/15/19 PRN LIVE NATION ENTERTAINMEN | $37.9M | 0.6% | 29,251,000 | −5,956,000 | −16.9% | Reduced |
| MDRX 1.25 07/01/20 PRN ALLSCRIPTS HEALTHCARE SO | $37.8M | 0.6% | 35,233,000 | +5,745,000 | +19.5% | Added |
| CRK 9.5 06/15/20 * PRN COMSTOCK RESOURCES INC | $36.5M | 0.6% | 39,279,264 | +3,781,160 | +10.7% | Added |
| ABEV AMBEV SA-ADR | $35.6M | 0.6% | 5,508,041 | +41,256 | +0.8% | Added |
| ACR 6 12/01/18 PRN EXANTAS CAPITAL CORP | $35.5M | 0.6% | 34,928,000 | −350,000 | −1.0% | Reduced |
| NATIONSTAR MORTGAGE HOLDINGS INC | $35.3M | 0.6% | 1,909,645 | +100,354 | +5.5% | Added |
| IFXGR 4.5 01/15/22 PRN CYPRESS SEMICONDUCTOR CO | $34.6M | 0.5% | 26,316,000 | −2,682,000 | −9.2% | Reduced |
| AU3EUR ANGLOGOLD ASHANTI-SPON ADR | $34.3M | 0.5% | 3,370,322 | +133,281 | +4.1% | Added |
| CKH 3 11/15/28 PRN SEACOR HOLDINGS INC | $32.2M | 0.5% | 33,867,000 | +3,470,000 | +11.4% | Added |
| IONS 1 11/15/21 PRN IONIS PHARMACEUTICALS IN | $32.1M | 0.5% | 30,365,000 | +3,170,000 | +11.7% | Added |
| KBH 1.375 02/01/19 PRN KB HOME | $31.9M | 0.5% | 25,945,000 | +6,270,000 | +31.9% | Added |
| RYAM RAYONIER ADVANCED MATERIALS | $31.9M | 0.5% | 1,557,493 | +1,557,493 | — | New |
| CEO CNOOC LTD-SPON ADR | $31.7M | 0.5% | 220,967 | −2,104 | −0.9% | Reduced |
| IDTI 0.875 11/15/22 PRN INTEGRATED DEVICE TECH | $31.0M | 0.5% | 27,725,000 | −2,555,000 | −8.4% | Reduced |
| BMRN 1.5 10/15/20 PRN BIOMARIN PHARMACEUTICAL | $30.8M | 0.5% | 25,915,000 | +15,915,000 | +159.1% | Added |
| NEE 6.123 09/01/19 NEXTERA ENERGY INC | $30.6M | 0.5% | 543,715 | −36,810 | −6.3% | Reduced |
| HLF 2 08/15/19 PRN HERBALIFE LTD | $30.4M | 0.5% | 30,185,000 | −1,470,000 | −4.6% | Reduced |
| CX CEMEX SAB-SPONS ADR PART CER | $29.9M | 0.5% | 3,990,115 | −1,464,531 | −26.8% | Reduced |
| MX MAGNACHIP SEMICONDUCTOR CORP | $29.9M | 0.5% | 3,000,000 | +660,000 | +28.2% | Added |
| CTRPUSD CTRIP.COM INTERNATIONAL-ADR | $28.8M | 0.5% | 653,202 | +368,136 | +129.1% | Added |
| TV GRUPO TELEVISA SA-SPON ADR | $28.6M | 0.4% | 1,529,453 | +1,529,453 | — | New |
| PMT 5.375 05/01/20 PRN PENNYMAC CORP | $28.4M | 0.4% | 28,732,000 | +2,305,000 | +8.7% | Added |
| AZUL SA | $27.8M | 0.4% | 1,168,341 | +13,600 | +1.2% | Added |
| SWK 5.375 05/15/20 STANLEY BLACK & DECKER I | $27.7M | 0.4% | 225,715 | −17,385 | −7.2% | Reduced |
| PANW 0 07/01/19 PRN PALO ALTO NETWORKS | $26.8M | 0.4% | 19,535,000 | −1,465,000 | −7.0% | Reduced |
| WFRD 5.875 07/01/21 PRN WEATHERFORD INTL LTD | $26.6M | 0.4% | 24,500,000 | −3,000,000 | −10.9% | Reduced |
| HURN 1.25 10/01/19 PRN HURON CONSULTING GROUP I | $26.3M | 0.4% | 28,161,000 | +6,188,000 | +28.2% | Added |
| SSRMCN 2.875 02/01/33 PRN SSR MINING INC | $26.0M | 0.4% | 26,482,000 | −2,115,000 | −7.4% | Reduced |
| TWTR 0.25 09/15/19 PRN TWITTER INC | $25.9M | 0.4% | 27,030,000 | +2,200,000 | +8.9% | Added |
| VER 3 08/01/18 PRN VEREIT INC | $25.4M | 0.4% | 25,360,000 | +8,360,000 | +49.2% | Added |
| NCMIEUR NATIONAL CINEMEDIA INC | $24.9M | 0.4% | 3,625,000 | — | — | Held |
| AMT 5.5 02/15/18 AMERICAN TOWER CORP | $24.8M | 0.4% | 197,196 | −13,365 | −6.3% | Reduced |
| STONEMOR PARTNERS LP | $24.6M | 0.4% | 3,750,000 | +2,225,000 | +145.9% | Added |
| HZNP 2.5 03/15/22 PRN HORIZON PHARMA INV LTD | $24.4M | 0.4% | 26,127,000 | +18,730,000 | +253.2% | Added |
| MARRIOTT VACATIONS WORLDWIDE CORP PRN | $24.3M | 0.4% | 21,620,000 | +6,525,000 | +43.2% | Added |
| GMED 2.25 03/15/21 PRN NUVASIVE INC | $24.1M | 0.4% | 20,500,000 | +20,500,000 | — | New |
| PEGI 4 07/15/20 PRN PATTERN ENERGY GROUP INC | $24.1M | 0.4% | 23,665,000 | +3,415,000 | +16.9% | Added |
| HWM 1.625 10/15/19 PRN ARCONIC INC | $23.9M | 0.4% | 20,830,000 | −15,835,000 | −43.2% | Reduced |
| PRAA 3 08/01/20 PRN PRA GROUP INC | $22.8M | 0.4% | 23,776,000 | +9,030,000 | +61.2% | Added |
| ICPT 3.25 07/01/23 PRN INTERCEPT PHARMAS | $22.7M | 0.4% | 28,415,000 | +28,415,000 | — | New |
| ENERGY XXI GULF COAST INC | $22.4M | 0.4% | 3,910,545 | — | — | Held |
| INVA 2.125 01/15/23 PRN INNOVIVA INC | $21.8M | 0.3% | 21,950,000 | −3,340,000 | −13.2% | Reduced |
| SFL 5.75 10/15/21 PRN SFL CORP LTD | $21.8M | 0.3% | 20,295,000 | +4,260,000 | +26.6% | Added |
| OCEAN RIG UDW INC | $21.3M | 0.3% | 794,183 | — | — | Held |
| TCOM 1.25 09/15/22 PRN TRIP.COM GROUP LTD | $21.2M | 0.3% | 20,670,000 | −24,855,000 | −54.6% | Reduced |
| MU 3 11/15/43 G PRN MICRON TECHNOLOGY INC | $20.8M | 0.3% | 14,381,000 | −29,423,000 | −67.2% | Reduced |
| BKD 2.75 06/15/18 PRN BROOKDALE SENIOR LIVING | $20.7M | 0.3% | 20,722,000 | +2,772,000 | +15.4% | Added |
| PODD 1.25 09/15/21 PRN INSULET CORPORATION | $20.7M | 0.3% | 15,800,000 | +15,800,000 | — | New |
| RWT 5.625 11/15/19 PRN RWT HOLDINGS INC | $20.4M | 0.3% | 20,189,000 | +378,000 | +1.9% | Added |
| D 6.75 08/15/19 A DOMINION ENERGY INC | $19.7M | 0.3% | 381,800 | −22,200 | −5.5% | Reduced |
| NAV 4.75 04/15/19 PRN NAVISTAR INTL CORP | $19.5M | 0.3% | 17,980,000 | +10,310,000 | +134.4% | Added |
| SMH PUT VANECK SEMICONDUCTOR ETF | $19.3M | 0.3% | 197,000 | +197,000 | — | New |
| DYN 7 07/01/19 VISTRA ENERGY CORP | $19.2M | 0.3% | 242,400 | +46,900 | +24.0% | Added |
| CRK 7.75 04/01/19 * PRN COMSTOCK RESOURCES INC | $19.2M | 0.3% | 20,719,978 | +772,947 | +3.9% | Added |
| EZPW 2.125 06/15/19 PRN EZCORP INC | $18.3M | 0.3% | 17,705,000 | +865,000 | +5.1% | Added |
| GPMT 5.625 12/01/22 PRN GRANITE POINT MTGE TRST | $18.1M | 0.3% | 18,100,000 | +18,100,000 | — | New |
| FRGIUSD FIESTA RESTAURANT GROUP | $18.1M | 0.3% | 950,000 | +673,286 | +243.3% | Added |
| HASI 4.125 09/01/22 PRN HANNON ARMSTRONG SUSTAIN | $17.8M | 0.3% | 17,245,000 | +1,535,000 | +9.8% | Added |
| ENV 1.75 12/15/19 PRN ENVESTNET INC | $17.7M | 0.3% | 17,032,000 | −1,195,000 | −6.6% | Reduced |
| TWO 6.25 01/15/22 PRN TWO HARBORS INV CORP | $17.5M | 0.3% | 16,520,000 | +4,390,000 | +36.2% | Added |
| CHRD 2.625 09/15/23 PRN OASIS PETROLEUM INC | $17.4M | 0.3% | 16,105,000 | +6,105,000 | +61.1% | Added |
| GECBLE 4.5 11/15/29 PRN GENERAL CABLE CORP | $17.3M | 0.3% | 16,285,000 | −28,985,000 | −64.0% | Reduced |
| ADAM 6.25 01/15/22 PRN NEW YORK MORTGAGE TRUST | $17.2M | 0.3% | 16,780,000 | +335,000 | +2.0% | Added |
| CEMEX 3.72 03/15/20 * PRN CEMEX SAB DE CV | $17.1M | 0.3% | 16,500,000 | −67,665,000 | −80.4% | Reduced |
| DBRG 3.875 01/15/21 PRN COLONY CAPITAL INC | $16.6M | 0.3% | 16,638,000 | +7,078,000 | +74.0% | Added |
| CAMP 1.625 05/15/20 PRN CALAMP CORP | $16.2M | 0.3% | 15,230,000 | −770,000 | −4.8% | Reduced |
| ECPG 3 07/01/20 PRN ENCORE CAPITAL GROUP INC | $16.0M | 0.3% | 14,396,000 | −3,800,000 | −20.9% | Reduced |
| CSGS 4.25 03/15/36 PRN CSG SYSTEMS INTERNATIONA | $15.8M | 0.2% | 14,501,000 | +10,343,000 | +248.7% | Added |
| IPXL 2 06/15/22 PRN IMPAX LABORATORIES LLC | $15.4M | 0.2% | 15,750,000 | −2,110,000 | −11.8% | Reduced |
| MATLIN AND PARTNERS ACQUISITION CORP | $15.1M | 0.2% | 1,500,000 | — | — | Held |
| LMCA 1.375 10/15/23 PRN LIBERTY MEDIA CORP | $14.9M | 0.2% | 12,874,000 | −639,000 | −4.7% | Reduced |
| VRNT 1.5 06/01/21 PRN VERINT SYSTEMS INC | $14.8M | 0.2% | 15,190,000 | +10,290,000 | +210.0% | Added |
| WPX 6.25 07/31/18 A WPX ENERGY INC | $14.7M | 0.2% | 238,100 | −11,900 | −4.8% | Reduced |
| ANIP 3 12/01/19 PRN ANI PHARMACEUTICALS INC | $14.7M | 0.2% | 12,719,000 | +12,719,000 | — | New |
| HLX 3.25 03/15/32 PRN HELIX ENERGY SOLUTIONS | $14.1M | 0.2% | 14,095,000 | +260,000 | +1.9% | Added |
| NBIS 1.125 12/15/18 PRN YANDEX NV | $14.0M | 0.2% | 14,138,000 | +6,311,000 | +80.6% | Added |
| VGR V1.75 04/15/20 PRN VECTOR GROUP LTD | $13.8M | 0.2% | 11,945,000 | −570,000 | −4.6% | Reduced |
| BATRKUSD LIBERTY MEDIA CORP-BRAVES C | $13.6M | 0.2% | 613,717 | −354,361 | −36.6% | Reduced |
| BAC 7.25 PERP L BANK OF AMERICA CORP | $13.6M | 0.2% | 10,300 | +4,300 | +71.7% | Added |
| COWN 3 03/15/19 PRN COWEN INC | $13.3M | 0.2% | 13,020,000 | +3,840,000 | +41.8% | Added |
| TITN 3.75 05/01/19 PRN TITAN MACHINERY INC | $13.3M | 0.2% | 13,337,000 | +1,030,000 | +8.4% | Added |
| Z 2 12/01/21 PRN ZILLOW INC | $13.3M | 0.2% | 12,120,000 | +12,120,000 | — | New |
| QDEL 3.25 12/15/20 PRN QUIDEL CORP | $13.0M | 0.2% | 8,593,000 | −1,589,000 | −15.6% | Reduced |
| TSLAEN 1.625 11/01/19 PRN TESLA ENERGY OPERATIONS | $12.7M | 0.2% | 13,650,000 | −13,015,000 | −48.8% | Reduced |
| NEE 6.371 09/01/18 NEXTERA ENERGY INC | $12.6M | 0.2% | 181,500 | +181,500 | — | New |
| TEVA 0.25 02/01/26 C PRN TEVA PHARM FIN CO LLC | $12.6M | 0.2% | 14,305,000 | +14,305,000 | — | New |
| ECHO 2.5 05/01/20 PRN ECHO GLOBAL LOGISTICS | $12.6M | 0.2% | 12,135,000 | +5,649,000 | +87.1% | Added |
| SPWR 4 01/15/23 PRN SUNPOWER CORP | $12.6M | 0.2% | 14,697,000 | −3,380,000 | −18.7% | Reduced |
| TSLX 4.5 12/15/19 PRN TPG SPECIALTY LENDING IN | $12.6M | 0.2% | 12,163,000 | +580,000 | +5.0% | Added |
| BKNG 0.9 09/15/21 PRN BOOKING HOLDINGS INC | $12.5M | 0.2% | 10,671,000 | −33,178,000 | −75.7% | Reduced |
| CSIQ 4.25 02/15/19 PRN CANADIAN SOLAR INC | $12.4M | 0.2% | 12,705,000 | +955,000 | +8.1% | Added |
| WLL 1.25 04/01/20 PRN WHITING PETROLEUM CORP | $12.4M | 0.2% | 13,432,000 | +7,050,000 | +110.5% | Added |
| LNG 4.25 03/15/45 PRN CHENIERE ENERGY INC | $12.3M | 0.2% | 17,219,000 | −595,000 | −3.3% | Reduced |
| TSQ TOWNSQUARE MEDIA INC - CL A | $12.3M | 0.2% | 1,595,224 | — | — | Held |
| TPC 2.875 06/15/21 PRN TUTOR PERINI CORP | $11.8M | 0.2% | 10,625,000 | −2,465,000 | −18.8% | Reduced |
| WMC 6.75 10/01/22 PRN WESTERN ASSET MTGE CAP | $11.8M | 0.2% | 11,873,000 | +1,473,000 | +14.2% | Added |
| ACOR 1.75 06/15/21 PRN ACORDA THERAPEUTICS INC | $11.7M | 0.2% | 13,785,000 | −1,905,000 | −12.1% | Reduced |
| PFPT 0.75 06/15/20 PRN PROOFPOINT INC | $11.7M | 0.2% | 9,332,000 | −3,668,000 | −28.2% | Reduced |
| ABR 5.375 11/15/20 PRN ARBOR REALTY TRUST INC | $11.7M | 0.2% | 11,480,000 | +11,480,000 | — | New |
| NMFC 5 06/15/19 PRN NEW MOUNTAIN FINANCE COR | $11.3M | 0.2% | 11,005,000 | +1,505,000 | +15.8% | Added |
| HLX 4.25 05/01/22 PRN HELIX ENERGY SOLUTIONS | $10.8M | 0.2% | 10,825,000 | +3,885,000 | +56.0% | Added |
| SRC 2.875 05/15/19 PRN SPIRIT REALTY CAPITAL IN | $10.3M | 0.2% | 10,238,000 | +10,238,000 | — | New |
| FOR 3.75 03/01/20 PRN FORESTAR GROUP INC | $10.2M | 0.2% | 10,018,000 | +5,618,000 | +127.7% | Added |
| ECPG 2.875 03/15/21 PRN ENCORE CAPITAL GROUP INC | $9.9M | 0.2% | 10,141,000 | −5,790,000 | −36.3% | Reduced |
| IRWD 2.25 06/15/22 PRN IRONWOOD PHARMACEUTICALS | $9.7M | 0.2% | 8,310,000 | +2,426,000 | +41.2% | Added |
| BMRN 0.75 10/15/18 PRN BIOMARIN PHARMACEUTICAL | $9.5M | 0.1% | 8,786,000 | −9,015,000 | −50.6% | Reduced |
| VSH VISHAY INTERTECHNOLOGY INC | $9.4M | 0.1% | 455,000 | −425,000 | −48.3% | Reduced |
| BKCC 5 06/15/22 PRN BLACKROCK CAPITAL INVEST | $9.4M | 0.1% | 9,015,000 | −4,525,000 | −33.4% | Reduced |
| TER 1.25 12/15/23 PRN TERADYNE INC | $9.3M | 0.1% | 6,538,000 | +6,538,000 | — | New |
| STCN 5.25 03/01/19 PRN STEEL CONNECT INC | $9.0M | 0.1% | 9,020,000 | −5,100,000 | −36.1% | Reduced |
| ARRY 2.625 12/01/24 PRN ARRAY BIO INC | $9.0M | 0.1% | 8,000,000 | +8,000,000 | — | New |
| ARCC 4.375 01/15/19 PRN ARES CAPITAL CORP | $8.7M | 0.1% | 8,476,000 | +8,476,000 | — | New |
| COVPHA 3.25 06/01/22 PRN COVIS FINCO SARL | $8.6M | 0.1% | 10,030,000 | −3,970,000 | −28.4% | Reduced |
| NAV 4.5 10/15/18 PRN NAVISTAR INTL CORP | $8.2M | 0.1% | 7,915,000 | +2,265,000 | +40.1% | Added |
| LIBERTY VENTURES | $8.1M | 0.1% | 150,000 | −150,000 | −50.0% | Reduced |
| TCPC 5.25 12/15/19 PRN BLACKROCK TCP CAP CORP | $7.7M | 0.1% | 7,356,000 | — | — | Held |
| HCI 3.875 03/15/19 PRN HCI GROUP INC | $7.6M | 0.1% | 7,750,000 | −1,250,000 | −13.9% | Reduced |
| PTCT 3 08/15/22 PRN PTC THERAPEUTICS INC | $7.4M | 0.1% | 9,510,000 | −845,000 | −8.2% | Reduced |
| SCMP 3.25 12/15/21 PRN SUCAMPO PHARMACEUTICALS | $7.4M | 0.1% | 6,045,000 | +6,045,000 | — | New |
| WAYFAIR INC PRN | $7.3M | 0.1% | 7,000,000 | −13,000,000 | −65.0% | Reduced |
| PDLI 4 02/01/18 PRN PDL BIOPHARMA INC | $7.3M | 0.1% | 7,287,000 | +2,347,000 | +47.5% | Added |
| UPL1EUR ULTRA PETROLEUM CORP | $7.1M | 0.1% | 788,166 | — | — | Held |
| MTG MGIC INVESTMENT CORP | $7.1M | 0.1% | 500,000 | −765,000 | −60.5% | Reduced |
| PDCE 1.125 09/15/21 PRN PDC ENERGY INC | $7.0M | 0.1% | 7,140,000 | +7,140,000 | — | New |
| AJRD 2.25 12/15/23 PRN AEROJET ROCKETDYNE HLDG | $6.8M | 0.1% | 4,895,000 | +4,895,000 | — | New |
| VEON LTD | $6.4M | 0.1% | 1,678,900 | — | — | Held |
| BELLATRIX EXPLORATION LTD | $6.4M | 0.1% | 3,750,000 | — | — | Held |
| VIAV 0.625 08/15/33 PRN VIAVI SOLUTIONS INC | $6.4M | 0.1% | 6,155,000 | −450,000 | −6.8% | Reduced |
| PSEC 4.75 04/15/20 PRN PROSPECT CAPITAL CORP | $6.3M | 0.1% | 6,299,000 | +2,299,000 | +57.5% | Added |
| STWD 4.375 04/01/23 PRN STARWOOD PROPERTY TRUST | $6.0M | 0.1% | 5,905,000 | −10,595,000 | −64.2% | Reduced |
| MRVL 0.75 09/01/21 PRN INPHI CORP | $6.0M | 0.1% | 6,000,000 | +6,000,000 | — | New |
| HAWK 1.5 01/15/22 PRN BLACKHAWK NETWORK HOLD | $5.9M | 0.1% | 5,750,000 | −41,250,000 | −87.8% | Reduced |
| JAZZ 1.875 08/15/21 PRN JAZZ INVESTMENTS I LTD | $5.8M | 0.1% | 5,775,000 | −18,493,000 | −76.2% | Reduced |
| DHT 4.5 10/01/19 PRN DHT HOLDINGS INC | $5.8M | 0.1% | 5,901,000 | −759,000 | −11.4% | Reduced |
| NUAN 1.5 11/01/35 PRN NUANCE COMMUNICATIONS | $5.7M | 0.1% | 5,500,000 | −3,115,000 | −36.2% | Reduced |
| EFII 0.75 09/01/19 PRN ELECTRONICS FOR IMAGING | $5.5M | 0.1% | 5,661,000 | −16,632,000 | −74.6% | Reduced |
| VAL 3 01/31/24 PRN ENSCO JERSEY FINANCE LTD | $5.4M | 0.1% | 6,045,000 | +6,045,000 | — | New |
| NSLR 5.25 09/15/18 PRN GSV CAPITAL CORP | $5.0M | 0.1% | 4,960,000 | — | — | Held |
| BRS 4.5 06/01/23 PRN BRISTOW GROUP INC | $5.0M | 0.1% | 4,500,000 | +4,500,000 | — | New |
| RGSUSD REGIS CORP | $4.9M | 0.1% | 321,890 | — | — | Held |
| AAWW 2.25 06/01/22 PRN ATLAS AIR WORLDWIDE HLDG | $4.9M | 0.1% | 4,275,000 | −11,725,000 | −73.3% | Reduced |
| PDLI 2.75 12/01/21 PRN PDL BIOPHARMA INC | $4.8M | 0.1% | 5,000,000 | −1,665,000 | −25.0% | Reduced |
| GPRE 4.125 09/01/22 PRN GREEN PLAINS INC | $4.8M | 0.1% | 5,100,000 | −5,630,000 | −52.5% | Reduced |
| GSBD 4.5 04/01/22 PRN GOLDMAN SACHS BDC INC | $4.8M | 0.1% | 4,635,000 | +4,635,000 | — | New |
| ENERGY TRANSFER PARTNERS LP | $4.8M | 0.1% | 267,000 | — | — | Held |
| NATIONSTAR MORTGAGE HOLDINGS INC CALL | $4.6M | 0.1% | 250,000 | +250,000 | — | New |
| ASRT 2.5 09/01/21 PRN ASSERTIO THERAPEUTICS IN | $4.5M | 0.1% | 5,255,000 | +4,000,000 | +318.7% | Added |
| SM 1.5 07/01/21 PRN SM ENERGY CO | $4.1M | 0.1% | 4,208,000 | +4,208,000 | — | New |
| BKCC 5.5 02/15/18 PRN BLACKROCK CAPITAL INVEST | $4.0M | 0.1% | 4,000,000 | — | — | Held |
| MNDT 1 06/01/35 A PRN MANDIANT INC | $4.0M | 0.1% | 4,295,000 | +4,295,000 | — | New |
| IDCC 1.5 03/01/20 PRN INTERDIGITAL INC | $3.6M | 0.1% | 3,000,000 | +3,000,000 | — | New |
| EGLEEUR EAGLE BULK SHIPPING INC | $3.5M | 0.1% | 785,363 | — | — | Held |
| MPOUSD AMPLIFY ENERGY CORP | $3.4M | 0.1% | 204,107 | — | — | Held |
| SFLY 0.25 05/15/18 PRN SHUTTERFLY INC | $3.1M | 0.0% | 3,095,000 | +3,095,000 | — | New |
| MBTGBP MOBILE TELESYSTEMS-SP ADR | $3.0M | 0.0% | 298,500 | — | — | Held |
| AAWW 1.875 06/01/24 PRN ATLAS AIR WORLDWIDE HLDG | $3.0M | 0.0% | 2,500,000 | +2,500,000 | — | New |
| XOGEUR EXTRACTION OIL & GAS INC | $2.9M | 0.0% | 202,787 | — | — | Held |
| SD SANDRIDGE ENERGY INC | $2.8M | 0.0% | 135,000 | — | — | Held |
| CAPITAL PRODUCT PARTNERS LP | $2.8M | 0.0% | 819,228 | — | — | Held |
| PBR PETROLEO BRASILEIRO-SPON ADR | $2.5M | 0.0% | 246,161 | — | — | Held |
| FSC1EUR OAKTREE SPECIALTY LENDING CO | $1.4M | 0.0% | 276,000 | +276,000 | — | New |
| ALSK 6.25 05/01/18 PRN ALASKA COMM SYSTEMS GROU | $1.3M | 0.0% | 1,227,000 | — | — | Held |
| REGI 2.75 06/15/19 PRN RENEWABLE ENERGY GROUP I | $1.1M | 0.0% | 1,009,000 | — | — | Held |
| INDA ISHARES MSCI INDIA ETF | $920K | 0.0% | 25,500 | +3,300 | +14.9% | Added |
| SPPI 2.75 12/15/18 PRN SPECTRUM PHARMACEUTICALS | $744K | 0.0% | 400,000 | −3,869,000 | −90.6% | Reduced |
| GTLS 2 08/01/18 PRN CHART INDUSTRIES INC | $566K | 0.0% | 565,000 | −17,789,000 | −96.9% | Reduced |
| OCSI OAKTREE STRATEGIC INCOME COR | $484K | 0.0% | 57,600 | +57,600 | — | New |
| CKH 2.5 12/15/27 PRN SEACOR HOLDINGS INC | $392K | 0.0% | 385,000 | +385,000 | — | New |
Sold positions
| Holding | Shares sold | Prior value |
|---|---|---|
| TSLA 1.25 03/01/21 PRN TESLA INC | 55,865,000 | $63.0M |
| LMCA 2.25 09/30/46 PRN LIBERTY MEDIA CORP | 35,118,000 | $37.4M |
| LINTA 1.75 09/30/46 PRN LIBERTY INTERACTIVE LLC | 31,320,000 | $37.3M |
| NVRO 1.75 06/01/21 PRN NEVRO CORP | 21,370,000 | $25.5M |
| CAA 0.25 06/01/19 PRN CALATLANTIC GROUP INC | 25,750,000 | $24.8M |
| ARI 5.5 03/15/19 PRN APOLLO CMMRL REAL EST FI | 17,408,000 | $18.9M |
| AGN 5.5 03/01/18 A ALLERGAN PLC | 25,296 | $18.7M |
| JOBS 3.25 04/15/19 PRN 51JOB INC | 12,435,000 | $18.4M |
| BONANZA CREEK ENERGY INC | 526,173 | $17.4M |
| GGB GERDAU SA -SPON ADR | 5,005,057 | $17.2M |
| WMGI 2 02/15/20 PRN WRIGHT MEDICAL GROUP INC | 12,450,000 | $13.5M |
| OXSQ 7.5 11/01/17 PRN TICC CAPITAL CORP | 13,000,000 | $13.1M |
| DBRG 5 04/15/23 PRN DIGITALBRIDGE GROUP INC | 12,742,000 | $13.1M |
| KMI 9.75 10/26/18 A KINDER MORGAN INC/DELAWA | 300,000 | $12.8M |
| SMART GLOBAL HOLDINGS INC | 468,185 | $12.5M |
| STWD 3.75 10/15/17 PRN STARWOOD PROPERTY TRUST | 12,040,000 | $12.1M |
| GOGO 3.75 03/01/20 PRN GOGO INC | 11,320,000 | $10.3M |
| JEF 3.875 11/01/29 PRN JEFFERIES GROUP LLC | 8,279,000 | $8.3M |
| MHO 3 03/01/18 PRN M/I HOMES INC | 6,641,000 | $6.7M |
| ACET 2 11/01/20 PRN ACETO CORP | 7,370,000 | $6.6M |
| MCF1EUR CONTANGO OIL & GAS | 1,296,813 | $6.5M |
| SUCAMPO PHARMACEUTICALS INC PRN | 6,000,000 | $6.2M |
| POWERSHARES QQQ TRUST SERIES 1 PUT | 37,000 | $5.4M |
| RDUS 3 09/01/24 PRN RADIUS HEALTH INC | 5,000,000 | $5.0M |
| BMRN 0.599 08/01/24 PRN BIOMARIN PHARMACEUTICAL | 4,953,000 | $5.0M |
| HOV 6 12/01/17 PRN K HOVNANIAN ENTERPRISES | 5,000,000 | $5.0M |
| CITUSD CIT GROUP INC | 100,000 | $4.9M |
| RWT 4.75 08/15/23 PRN REDWOOD TRUST INC | 4,000,000 | $4.0M |
| EXR2 EXCO RESOURCES INC | 2,051,579 | $2.8M |
| NBIS NEBIUS GROUP NV | 65,500 | $2.2M |
| CATM 1 12/01/20 PRN CARDTRONICS INC | 2,335,000 | $2.1M |
| VSI 2.25 12/01/20 PRN VITAMIN SHOPPE INC | 1,218,000 | $904K |
Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.