Oaktree Capital Management LP
Howard Marks & Bruce Karsh · As of Q1 2020 · filed Mar 3, 2021
| VST VISTRA CORP | 13.6% | Added +11.0% | 30,278,055 | $483.2M |
| TRMD TORM PLC-A | 11.7% | Added +1.3% | 48,900,506 | $415.6M |
| SBLK STAR BULK CARRIERS CORP | 6.2% | Added +2.5% | 39,006,017 | $220.0M |
| ALLY ALLY FINANCIAL INC | 5.8% | Added +30.8% | 14,318,541 | $206.6M |
| TSM TAIWAN SEMICONDUCTOR-SP ADR | 4.6% | Added +15.0% | 3,457,927 | $165.2M |
| INFNEUR INFINERA CORP | 3.8% | Added +20.0% | 25,175,384 | $133.4M |
| CZREUR CAESARS ENTERTAINMENT CORP | 2.9% | Held | 15,250,000 | $103.1M |
| IWM PUT ISHARES RUSSELL 2000 ETF | 2.3% | New | 727,700 | $83.3M |
| BABA ALIBABA GROUP HOLDING-SP ADR | 2.1% | Added +141.2% | 390,681 | $76.0M |
| SMCIUSD SUPER MICRO COMPUTER INC | 2.1% | Added +44.6% | 3,469,505 | $73.8M |
| ITUB ITAU UNIBANCO H-SPON PRF ADR | 1.6% | Added +6.0% | 13,059,310 | $58.6M |
| EGLEEUR EAGLE BULK SHIPPING INC | 1.5% | Held | 29,544,139 | $54.7M |
| TMHC* TAYLOR MORRISON HOME CORP | 1.5% | New | 4,825,000 | $53.1M |
| NMIH NMI HOLDINGS INC | 1.4% | Held | 4,400,000 | $51.1M |
| ACR 4.5 08/15/22 PRN ACRES COMMERCIAL REALTY | 1.4% | Added +9.2% | 80,137,000 | $48.6M |
| AU3EUR ANGLOGOLD ASHANTI-SPON ADR | 1.2% | Added +6.3% | 2,525,181 | $42.0M |
| IBN ICICI BANK LTD-SPON ADR | 1.1% | Reduced −17.9% | 4,769,444 | $40.5M |
| BIDU BAIDU INC - SPON ADR | 0.9% | New | 332,415 | $33.5M |
| PBR/A PETROLEO BRASIL-SP PREF ADR | 0.9% | Added +6.2% | 6,117,097 | $33.0M |
| MX MAGNACHIP SEMICONDUCTOR CORP | 0.9% | Reduced −7.3% | 2,939,537 | $32.5M |
| CX CEMEX SAB-SPONS ADR PART CER | 0.9% | Added +75.5% | 15,194,909 | $32.2M |
| LBTYKUSD LIBERTY GLOBAL PLC- C | 0.9% | New | 2,000,000 | $31.4M |
| BRYGBP BERRY CORP | 0.9% | Held | 12,913,313 | $31.1M |
| CEO CNOOC LTD-SPON ADR | 0.9% | Reduced −17.8% | 293,304 | $30.3M |
| DISH 3.375 08/15/26 PRN DISH NETWORK CORP | 0.8% | Reduced −15.5% | 35,556,000 | $29.0M |
| AFYA AFYA LTD-CLASS A | 0.8% | Added +96.4% | 1,439,762 | $27.4M |
| CCS CENTURY COMMUNITIES INC | 0.7% | Held | 1,819,003 | $26.4M |
| BBD BANCO BRADESCO-ADR | 0.7% | Added +6.4% | 6,133,753 | $24.9M |
| TWTR 1 09/15/21 PRN TWITTER INC | 0.7% | Added +34.7% | 25,823,000 | $24.5M |
| PRAA 3 08/01/20 PRN PRA GROUP INC | 0.6% | Added +13.8% | 21,901,000 | $21.3M |
| PBR PETROLEO BRASILEIRO-SPON ADR | 0.6% | New | 3,728,093 | $20.5M |
| MTG MGIC INVESTMENT CORP | 0.5% | Added +36.0% | 3,020,000 | $19.2M |
| JAZZ 1.875 08/15/21 PRN JAZZ INVESTMENTS I LTD | 0.5% | Added +362.6% | 19,038,000 | $18.1M |
| TEO TELECOM ARGENTINA SA-SP ADR | 0.5% | Added +7.1% | 1,960,500 | $18.1M |
| SRLPUSD SPRAGUE RESOURCES LP | 0.5% | New | 1,350,000 | $17.7M |
| MNDT 1.625 06/01/35 B PRN MANDIANT INC | 0.5% | Added +33.8% | 18,939,000 | $17.2M |
| DBRG 3.875 01/15/21 PRN COLONY CAPITAL INC | 0.5% | Reduced −4.6% | 20,337,000 | $16.3M |
| FTV 0.875 02/15/22 PRN FORTIVE CORPORATION | 0.5% | New | 17,409,999 | $16.2M |
| LGND 0.75 05/15/23 PRN LIGAND PHARMACEUTICALS I | 0.4% | Reduced −21.1% | 18,865,000 | $15.6M |
| ERIEUR ELDORADO RESORTS INC | 0.4% | New | 1,000,000 | $14.4M |
| CATM 1 12/01/20 PRN CARDTRONICS INC | 0.4% | Reduced −2.2% | 15,001,000 | $14.3M |
| WMB WILLIAMS COS INC | 0.4% | New | 1,000,000 | $14.2M |
| COOP MR COOPER GROUP INC | 0.4% | Held | 1,927,544 | $14.1M |
| BATL BATTALION OIL CORP | 0.4% | New | 3,009,912 | $14.1M |
| STKL SUNOPTA INC | 0.4% | Held | 8,092,699 | $13.9M |
| AZUL SA | 0.4% | Added +21.8% | 1,331,638 | $13.6M |
| HTGC 4.375 02/01/22 PRN HERCULES CAPITAL INC | 0.4% | Reduced −7.6% | 14,682,000 | $13.5M |
| GSBD 4.5 04/01/22 PRN GOLDMAN SACHS BDC INC | 0.4% | Added +4.8% | 14,715,000 | $13.5M |
| DISH 2.375 03/15/24 PRN DISH NETWORK CORP | 0.4% | Reduced −30.6% | 16,903,000 | $13.5M |
| HOPE 2 05/15/38 PRN HOPE BANCORP INC | 0.4% | Reduced −27.6% | 15,489,000 | $13.0M |
| TCOM 1 07/01/20 PRN TRIP.COM GROUP LTD | 0.4% | Reduced −4.1% | 12,975,000 | $12.7M |
| MELI MERCADOLIBRE INC | 0.3% | New | 25,400 | $12.4M |
| MU PUT MICRON TECHNOLOGY INC | 0.3% | Reduced −89.4% | 295,000 | $12.4M |
| MIC 2 10/01/23 PRN MACQUARIE INFRASTRUCTURE | 0.3% | Reduced −22.5% | 15,329,000 | $12.3M |
| NBR 0.75 01/15/24 PRN NABORS INDUSTRIES INC | 0.3% | Added +26.1% | 61,622,000 | $12.0M |
| TEVA 0.25 02/01/26 C PRN TEVA PHARM FIN CO LLC | 0.3% | Reduced −1.8% | 12,771,000 | $11.9M |
| GBX 2.875 02/01/24 PRN GREENBRIER COS INC | 0.3% | Reduced −38.1% | 14,411,000 | $11.8M |
| PDCE 1.125 09/15/21 PRN PDC ENERGY INC | 0.3% | Added +28.8% | 14,273,000 | $11.7M |
| KREF 6.125 05/15/23 PRN KKR REAL ESTATE FIN | 0.3% | Reduced −17.8% | 13,616,000 | $11.5M |
| WDC 1.5 02/01/24 PRN WESTERN DIGITAL CORP | 0.3% | Added +40.3% | 12,652,000 | $11.1M |
| ECPG 2.875 03/15/21 PRN ENCORE CAPITAL GROUP INC | 0.3% | Reduced −21.2% | 12,286,000 | $11.1M |
| MDRX 1.25 07/01/20 PRN ALLSCRIPTS HEALTHCARE SO | 0.3% | Added +114.3% | 11,268,000 | $10.9M |
| SFL 5.75 10/15/21 PRN SFL CORP LTD | 0.3% | Reduced −36.6% | 12,058,000 | $10.7M |
| SQM QUIMICA Y MINERA CHIL-SP ADR | 0.3% | New | 473,720 | $10.7M |
| TV GRUPO TELEVISA SA-SPON ADR | 0.3% | Added +128.2% | 1,828,000 | $10.6M |
| WB 1.25 11/15/22 PRN WEIBO CORP | 0.3% | Added +149.6% | 11,888,000 | $10.1M |
| VECO 2.7 01/15/23 PRN VEECO INSTRUMENTS INC | 0.3% | Reduced −37.1% | 12,049,000 | $9.9M |
| TWO 6.25 01/15/22 PRN TWO HARBORS INV CORP | 0.3% | Reduced −47.5% | 11,722,000 | $9.9M |
| WIFI 1 10/01/23 PRN BOINGO WIRELESS | 0.3% | Held | 11,005,000 | $9.8M |
| PAM PAMPA ENERGIA SA-SPON ADR | 0.3% | Added +12.6% | 849,000 | $9.6M |
| TGS TRANSPORTADOR GAS-ADR SP B | 0.3% | Added +5.3% | 1,974,729 | $9.1M |
| GLIBAEUR GCI LIBERTY INC - CLASS A | 0.2% | Held | 150,000 | $8.5M |
| CAMP 1.625 05/15/20 PRN CALAMP CORP | 0.2% | Added +7.2% | 8,568,000 | $8.5M |
| PMT 5.375 05/01/20 PRN PENNYMAC CORP | 0.2% | Reduced −47.8% | 8,733,000 | $8.4M |
| BONANZA CREEK ENERGY INC | 0.2% | Reduced −26.3% | 741,726 | $8.3M |
| VVR INVESCO SENIOR INCOME TRUST | 0.2% | New | 2,433,800 | $7.8M |
| NMFC 5.75 08/15/23 PRN NEW MOUNTAIN FINANCE COR | 0.2% | Added +48.5% | 9,433,000 | $7.7M |
| MOMO 1.25 07/01/25 PRN HELLO GROUP INC | 0.2% | Added +170.4% | 9,463,000 | $7.6M |
| ECHO 2.5 05/01/20 PRN ECHO GLOBAL LOGISTICS | 0.2% | Reduced −2.4% | 7,512,000 | $7.5M |
| TSQ TOWNSQUARE MEDIA INC - CL A | 0.2% | Held | 1,595,224 | $7.4M |
| W 0.375 09/01/22 PRN WAYFAIR INC | 0.2% | New | 9,500,000 | $7.3M |
| XECEUR CIMAREX ENERGY CO | 0.2% | Held | 415,735 | $7.0M |
| WMC 6.75 10/01/22 PRN WESTERN ASSET MTGE CAP | 0.2% | Reduced −44.2% | 15,593,000 | $6.6M |
| VIST VISTA ENERGY SAB DE CV | 0.2% | Added +23.9% | 3,133,000 | $6.3M |
| AVYA 2.25 06/15/23 PRN AVAYA HOLDINGS CORP | 0.2% | New | 7,512,000 | $6.0M |
| EFT EATON VANCE FLTNG RT INC TR | 0.2% | New | 570,000 | $5.8M |
| TCPC 4.625 03/01/22 PRN BLACKROCK TCP CAP CORP | 0.2% | New | 6,000,000 | $5.4M |
| PATK 1 02/01/23 PRN PATRICK INDUSTRIES INC | 0.2% | Reduced −44.8% | 6,768,000 | $5.4M |
| ICPT 3.25 07/01/23 PRN INTERCEPT PHARMAS | 0.1% | Added +65.4% | 6,386,000 | $5.3M |
| IHRT IHEARTMEDIA INC - CLASS A | 0.1% | Held | 715,247 | $5.2M |
| IIM INVESCO VALUE MUNICIPAL INCO | 0.1% | New | 365,000 | $5.2M |
| SPLK 0.5 09/15/23 PRN SPLUNK INC | 0.1% | Reduced −40.0% | 4,745,000 | $5.1M |
| VMO INVESCO MUNICIPAL OPPORT | 0.1% | New | 446,000 | $5.1M |
| QGEN 1 11/13/24 PRN QIAGEN NV | 0.1% | Added +127.3% | 5,000,000 | $5.0M |
| XYZ 0.5 05/15/23 PRN BLOCK INC | 0.1% | Added +200.0% | 4,500,000 | $4.7M |
| Z 1.5 07/01/23 PRN ZILLOW GROUP INC | 0.1% | Reduced −75.4% | 5,376,999 | $4.6M |
| BELFB BEL FUSE INC-CL B | 0.1% | Held | 462,679 | $4.5M |
| PANW 0.75 07/01/23 PRN PALO ALTO NETWORKS | 0.1% | Reduced −8.0% | 4,597,999 | $4.4M |
| JFR NUVEEN FLOATING RATE INCOME | 0.1% | New | 580,000 | $4.4M |
| ADAM 6.25 01/15/22 PRN NEW YORK MORTGAGE TRUST | 0.1% | Reduced −50.7% | 7,311,000 | $4.2M |
| OAKTREE ACQUISITION CORP | 0.1% | Held | 4,016,667 | $4.2M |
| P5Y BRF SA-ADR | 0.1% | Reduced −74.8% | 1,423,969 | $4.1M |
| NUAN 1 12/15/35 PRN NUANCE COMMUNICATIONS | 0.1% | Reduced −18.0% | 4,272,000 | $4.1M |
| HCI 4.25 03/01/37 PRN HCI GROUP INC | 0.1% | Added +6.8% | 4,023,000 | $4.1M |
| HFRO HIGHLAND OPPORT & INCOME | 0.1% | New | 470,000 | $4.0M |
| SM 1.5 07/01/21 PRN SM ENERGY CO | 0.1% | Added +24.9% | 10,740,000 | $4.0M |
| HTHT 0.375 11/01/22 PRN H WORLD GROUP LTD | 0.1% | Reduced −9.1% | 4,000,000 | $3.8M |
| INSM 1.75 01/15/25 PRN INSMED INC | 0.1% | Reduced −47.8% | 4,504,000 | $3.8M |
| MNDT 1 06/01/35 A PRN MANDIANT INC | 0.1% | Reduced −47.7% | 3,845,000 | $3.8M |
| OIS 1.5 02/15/23 PRN OIL STATES INTL INC | 0.1% | Reduced −50.1% | 8,789,000 | $3.8M |
| BMRN 1.5 10/15/20 PRN BIOMARIN PHARMACEUTICAL | 0.1% | New | 3,500,000 | $3.7M |
| ARCC 4.625 03/01/24 PRN ARES CAPITAL CORP | 0.1% | Added +51.7% | 3,989,000 | $3.5M |
| IVC 5 11/15/24 PRN INVACARE CORP | 0.1% | New | 3,709,000 | $3.3M |
| RGEN 0.375 07/15/24 PRN REPLIGEN CORP | 0.1% | Reduced −23.6% | 3,056,000 | $3.2M |
| MTUS 6 06/01/21 PRN TIMKENSTEEL | 0.1% | Added +62.1% | 3,756,000 | $3.1M |
| STWD 4.375 04/01/23 PRN STARWOOD PROPERTY TRUST | 0.1% | Added +38.0% | 3,450,000 | $3.0M |
| DOCU 0.5 09/15/23 PRN DOCUSIGN INC | 0.1% | Reduced −56.8% | 2,026,000 | $2.9M |
| VEON LTD | 0.1% | Added +11.9% | 1,878,900 | $2.8M |
| TPC 2.875 06/15/21 PRN TUTOR PERINI CORP | 0.1% | Reduced −71.5% | 3,004,000 | $2.8M |
| ASC ARDMORE SHIPPING CORP | 0.1% | New | 526,694 | $2.8M |
| GNC 1.5 08/15/20 PRN VITAMIN OLDCO HOLDINGS | 0.1% | Reduced −13.0% | 4,557,000 | $2.7M |
| SYNA 0.5 06/15/22 PRN SYNAPTICS INC | 0.1% | Reduced −84.1% | 2,600,000 | $2.7M |
| INDA ISHARES MSCI INDIA ETF | 0.1% | Added +27.2% | 109,500 | $2.6M |
| GLNG 2.75 02/15/22 PRN GOLAR LNG LTD | 0.1% | Reduced −65.9% | 4,104,000 | $2.6M |
| XFRAX BLACKROCK FLTNG RT INC STRAT | 0.1% | New | 260,000 | $2.6M |
| NR 4 12/01/21 PRN NEWPARK RESOURCES INC | 0.1% | Added +75.2% | 3,381,000 | $2.5M |
| NUAN 1.5 11/01/35 PRN NUANCE COMMUNICATIONS | 0.1% | Reduced −21.9% | 2,343,000 | $2.5M |
| ARI 4.75 08/23/22 PRN APOLLO CMMRL REAL EST FI | 0.1% | Reduced −47.2% | 3,510,000 | $2.4M |
| HLX 4.25 05/01/22 PRN HELIX ENERGY SOLUTIONS | 0.1% | Reduced −70.0% | 2,930,000 | $2.2M |
| EZPW 2.375 05/01/25 PRN EZCORP INC | 0.1% | Reduced −64.5% | 2,933,000 | $2.2M |
| IVC 5 02/15/21 PRN INVACARE CORP | 0.1% | Added +49.1% | 2,272,000 | $2.2M |
| OCSI OAKTREE STRATEGIC INCOME COR | 0.1% | Held | 392,000 | $2.2M |
| TWTR 0.25 06/15/24 PRN TWITTER INC | 0.1% | New | 2,295,000 | $2.1M |
| AAWW 2.25 06/01/22 PRN ATLAS AIR WORLDWIDE HLDG | 0.1% | New | 2,254,000 | $2.0M |
| VSH 2.25 06/15/25 PRN VISHAY INTERTECHNOLOGY | 0.1% | Reduced −79.3% | 2,218,000 | $2.0M |
| PCRX 2.375 04/01/22 PRN PACIRA BIOSCIENCES INC | 0.1% | New | 2,000,000 | $1.9M |
| FCN 2 08/15/23 PRN FTI CONSULTING INC | 0.1% | Reduced −42.4% | 1,438,000 | $1.9M |
| ON 1 12/01/20 PRN ON SEMICONDUCTOR CORP | 0.1% | Reduced −69.6% | 1,876,000 | $1.9M |
| BAK BRASKEM SA-CLASS A- ADR | 0.1% | New | 279,550 | $1.9M |
| SPWR 4 01/15/23 PRN SUNPOWER CORP | 0.0% | Reduced −4.3% | 2,157,000 | $1.7M |
| XEFRX EATON VANCE SR FLTG RATE TR | 0.0% | New | 170,000 | $1.7M |
| CKH 3 11/15/28 PRN SEACOR HOLDINGS INC | 0.0% | Reduced −84.7% | 1,563,000 | $1.5M |
| VCRA 1.5 05/15/23 PRN VOCERA COMMUNICATIONS | 0.0% | New | 1,500,000 | $1.5M |
| WIX 0 07/01/23 PRN WIX LTD | 0.0% | New | 1,500,000 | $1.5M |
| W 1.125 11/01/24 PRN WAYFAIR INC | 0.0% | New | 2,000,000 | $1.4M |
| GPRE 4.125 09/01/22 PRN GREEN PLAINS INC | 0.0% | Reduced −85.1% | 1,978,000 | $1.3M |
| HLF 2.625 03/15/24 PRN HERBALIFE LTD | 0.0% | Reduced −60.2% | 1,593,000 | $1.3M |
| GMED 2.25 03/15/21 PRN NUVASIVE INC | 0.0% | Reduced −75.5% | 1,186,000 | $1.2M |
| ENV 1.75 06/01/23 PRN ENVESTNET INC | 0.0% | Reduced −60.0% | 1,200,000 | $1.2M |
| LOMA LOMA NEGRA CIA IND-SPON ADR | 0.0% | Added +35.7% | 342,000 | $1.2M |
| MRVL 0.75 09/01/21 PRN INPHI CORP | 0.0% | Reduced −74.5% | 765,000 | $1.1M |
| CCO CLEAR CHANNEL OUTDOOR HOLDIN | 0.0% | Held | 1,681,898 | $1.1M |
| RDUS 3 09/01/24 PRN RADIUS HEALTH INC | 0.0% | Reduced −36.8% | 1,464,000 | $1.0M |
| CCI 6.875 08/01/20 A CROWN CASTLE INTL CORP | 0.0% | Reduced −65.6% | 826 | $1.0M |
| IONS 1 11/15/21 PRN IONIS PHARMACEUTICALS IN | 0.0% | Reduced −33.3% | 1,000,000 | $1.0M |
| DEPOEUR ASSERTIO THERAPEUTICS INC | 0.0% | Held | 1,492,455 | $970K |
| OI SA | 0.0% | Held | 2,201,646 | $966K |
| FWONK 1 01/30/23 PRN LIBERTY MEDIA CORP | 0.0% | Reduced −35.9% | 975,000 | $922K |
| FSC1EUR OAKTREE SPECIALTY LENDING CO | 0.0% | Held | 276,000 | $894K |
| GWRE 1.25 03/15/25 PRN GUIDEWIRE SOFTWARE INC | 0.0% | Reduced −68.2% | 858,000 | $830K |
| EVF EATON VANCE SENIOR INCOME TR | 0.0% | New | 170,000 | $783K |
| EEFT 0.75 03/15/49 PRN EURONET WORLDWIDE INC | 0.0% | New | 839,000 | $766K |
| SIGA SIGA TECHNOLOGIES INC | 0.0% | Held | 159,782 | $763K |
| BKNG 0.9 09/15/21 PRN BOOKING HOLDINGS INC | 0.0% | Reduced −85.0% | 760,000 | $759K |
| TSLA 2.375 03/15/22 PRN TESLA INC | 0.0% | Reduced −95.9% | 413,000 | $707K |
| FLXN 3.375 05/01/24 PRN FLEXION THERAPEUTICS INC | 0.0% | Reduced −88.2% | 752,000 | $584K |
| WDAY 0.25 10/01/22 PRN WORKDAY INC | 0.0% | New | 500,000 | $556K |
| BELFA BEL FUSE INC-CL A | 0.0% | Held | 71,613 | $542K |
| QTS 6.5 PERP B QTS REALTY TRUST INC | 0.0% | Reduced −77.0% | 4,140 | $532K |
| OBDC BLUE OWL CAPITAL CORP | 0.0% | New | 43,000 | $496K |
| BMRN 0.599 08/01/24 PRN BIOMARIN PHARMACEUTICAL | 0.0% | Reduced −86.6% | 470,000 | $493K |
| DHR 4.75 04/15/22 A DANAHER CORP | 0.0% | Reduced −76.1% | 461 | $476K |
| PVACUSD RANGER OIL CORP-A | 0.0% | Held | 124,000 | $383K |
| NEE 4.872 09/01/22 NEXTERA ENERGY INC | 0.0% | Reduced −87.2% | 5,766 | $272K |
| DSSI DIAMOND S SHIPPING INC | 0.0% | Held | 22,076 | $260K |
| CAPITAL PRODUCT PARTNERS LP | 0.0% | Held | 32,142 | $235K |
| AMPY AMPLIFY ENERGY CORP | 0.0% | Held | 410,041 | $232K |
| MNDT 0.875 06/01/24 PRN MANDIANT INC | 0.0% | New | 155,000 | $130K |
| IEAUSD INFRASTRUCTURE AND ENERGY AL | 0.0% | Held | 18,926 | $38K |
| US WELL SERVICES INC | 0.0% | Held | 1,500,000 | $27K |
| MDREUR MCDERMOTT INTL INC | 0.0% | New | 49,653 | $2K |
Sold positions
| Holding | Shares sold | Prior value |
|---|---|---|
| DY 0.75 09/15/21 PRN DYCOM INDUSTRIES INC | 20,282,000 | $19.8M |
| YPF YPF S.A.-SPONSORED ADR | 1,356,600 | $15.7M |
| YETI YETI HOLDINGS INC | 417,866 | $14.5M |
| HUYA HUYA INC-ADR | 751,125 | $13.5M |
| VRSUSD VERSO CORP - A | 675,000 | $12.2M |
| SSRMCN 2.875 02/01/33 PRN SSR MINING INC | 11,886,000 | $12.1M |
| NUAN 2.75 11/01/31 PRN NUANCE COMMUNICATIONS | 11,494,000 | $11.3M |
| FOR 3.75 03/01/20 PRN FORESTAR GROUP INC | 10,676,000 | $10.8M |
| RIG 0.5 01/30/23 PRN TRANSOCEAN INC | 10,125,000 | $10.1M |
| DERM 3 05/15/22 PRN DERMIRA INC | 9,241,000 | $8.5M |
| MCHP 1.625 02/15/27 PRN MICROCHIP TECHNOLOGY INC | 5,967,000 | $8.5M |
| PEGI 4 07/15/20 PRN PATTERN ENERGY GROUP INC | 7,819,000 | $7.9M |
| WLL 1.25 04/01/20 PRN WHITING PETROLEUM CORP | 6,069,000 | $6.0M |
| AVGO 8 09/30/22 A BROADCOM INC | 5,000 | $5.9M |
| HZNP 2.5 03/15/22 PRN HORIZON PHARMA INV LTD | 4,175,000 | $5.5M |
| NRG 2.75 06/01/48 PRN NRG ENERGY INC | 4,430,000 | $5.0M |
| TSLA 1.25 03/01/21 PRN TESLA INC | 3,818,000 | $4.9M |
| VSI 2.25 12/01/20 PRN VITAMIN SHOPPE INC | 4,261,000 | $4.3M |
| ILMN 0.5 06/15/21 PRN ILLUMINA INC | 2,875,000 | $4.0M |
| EXAS 0.375 03/15/27 PRN EXACT SCIENCES CORP | 3,492,000 | $4.0M |
| IDCC 1.5 03/01/20 PRN INTERDIGITAL INC | 3,782,000 | $3.8M |
| RDFN 1.75 07/15/23 PRN REDFIN CORP | 3,681,000 | $3.6M |
| QGEN 0.875 03/19/21 PRN QIAGEN NV | 3,000,000 | $3.5M |
| NBIX 2.25 05/15/24 PRN NEUROCRINE BIOSCIENCES | 2,250,000 | $3.5M |
| VAC 1.5 09/15/22 PRN MARRIOTT VACATION WORLDW | 3,000,000 | $3.2M |
| CAMP 2 08/01/25 PRN CALAMP CORP | 3,535,000 | $2.9M |
| SLAB 1.375 03/01/22 PRN SILICON LABORATORIES INC | 2,165,000 | $2.9M |
| STNG 3 05/15/22 PRN SCORPIO TANKERS INC | 2,272,000 | $2.8M |
| SWK 5.25 11/15/22 STANLEY BLACK & DECKER I | 25,000 | $2.7M |
| RH 0 06/15/23 PRN RH | 2,000,000 | $2.5M |
| FTV 5 07/01/21 A FORTIVE CORPORATION | 2,500 | $2.4M |
| SRE 6.75 07/15/21 B SEMPRA ENERGY | 20,350 | $2.4M |
| ECPG 4.5 09/01/23 PRN ENCORE CAP EUR FINANCE | 2,250,000 | $2.4M |
| CLF 1.5 01/15/25 PRN CLEVELAND-CLIFFS INC | 2,000,000 | $2.4M |
| DXCM 0.75 12/01/23 PRN DEXCOM INC | 1,465,000 | $2.2M |
| BAC 7.25 PERP L BANK OF AMERICA CORP | 1,461 | $2.1M |
| PRAA 3.5 06/01/23 PRN PRA GROUP INC | 2,000,000 | $2.1M |
| OSIS 1.25 09/01/22 PRN OSI SYSTEMS INC | 1,855,000 | $2.0M |
| TLRY 5 10/01/23 PRN TILRAY BRANDS INC | 3,745,000 | $2.0M |
| LITE 0.25 03/15/24 PRN LUMENTUM HOLDINGS INC | 1,346,000 | $2.0M |
| ASRT 2.5 09/01/21 PRN ASSERTIO THERAPEUTICS IN | 2,530,000 | $1.9M |
| MTOR 3.25 10/15/37 PRN MERITOR INC | 1,595,000 | $1.7M |
| VIAV 1 03/01/24 PRN VIAVI SOLUTIONS INC | 1,315,000 | $1.7M |
| SO 6.75 08/01/22 2019 SOUTHERN CO | 30,000 | $1.6M |
| BDX 6.125 05/01/20 A BECTON DICKINSON AND CO | 21,050 | $1.4M |
| HASI 4.125 09/01/22 PRN HANNON ARMSTRONG SUSTAIN | 940,000 | $1.1M |
| D 7.25 06/01/22 A DOMINION ENERGY INC | 10,000 | $1.1M |
| WFC 7.5 PERP L WELLS FARGO & COMPANY | 721 | $1.0M |
| FPI FARMLAND PARTNERS INC | 130,000 | $881K |
| AQUA AMERICA INC | 13,000 | $810K |
| XOGEUR EXTRACTION OIL & GAS INC | 172,787 | $366K |
Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.