Oaktree Capital Management LP
Howard Marks & Bruce Karsh · As of Q2 2020 · filed Mar 3, 2021
Holdings
| VST VISTRA CORP | $563.8M | 12.5% | 30,278,055 | — | — | Held |
| TRMD TORM PLC-A | $355.6M | 7.9% | 51,804,925 | +2,904,419 | +5.9% | Added |
| ALLY ALLY FINANCIAL INC | $283.9M | 6.3% | 14,318,541 | — | — | Held |
| SBLK STAR BULK CARRIERS CORP | $257.4M | 5.7% | 39,006,017 | — | — | Held |
| TSM TAIWAN SEMICONDUCTOR-SP ADR | $215.9M | 4.8% | 3,803,479 | +345,552 | +10.0% | Added |
| PCG P G & E CORP | $199.6M | 4.4% | 22,500,000 | +22,500,000 | — | New |
| CZREUR CAESARS ENTERTAINMENT CORP | $185.0M | 4.1% | 15,250,000 | — | — | Held |
| INFNEUR INFINERA CORP | $149.0M | 3.3% | 25,175,384 | — | — | Held |
| TMHC* TAYLOR MORRISON HOME CORP | $124.1M | 2.8% | 6,433,140 | +1,608,140 | +33.3% | Added |
| AU3EUR ANGLOGOLD ASHANTI-SPON ADR | $94.7M | 2.1% | 3,212,281 | +687,100 | +27.2% | Added |
| SMCIUSD SUPER MICRO COMPUTER INC | $93.3M | 2.1% | 3,284,636 | −184,869 | −5.3% | Reduced |
| ITUB ITAU UNIBANCO H-SPON PRF ADR | $89.2M | 2.0% | 19,011,118 | +5,951,808 | +45.6% | Added |
| NMIH NMI HOLDINGS INC | $70.8M | 1.6% | 4,400,000 | — | — | Held |
| CX CEMEX SAB-SPONS ADR PART CER | $68.9M | 1.5% | 23,938,116 | +8,743,207 | +57.5% | Added |
| EGLEEUR EAGLE BULK SHIPPING INC | $64.7M | 1.4% | 29,544,139 | — | — | Held |
| BRYGBP BERRY CORP | $62.4M | 1.4% | 12,913,313 | — | — | Held |
| BABA ALIBABA GROUP HOLDING-SP ADR | $60.9M | 1.4% | 282,547 | −108,134 | −27.7% | Reduced |
| ACR 4.5 08/15/22 PRN ACRES COMMERCIAL REALTY | $58.6M | 1.3% | 76,314,000 | −3,823,000 | −4.8% | Reduced |
| BIDU BAIDU INC - SPON ADR | $50.8M | 1.1% | 423,307 | +90,892 | +27.3% | Added |
| IBN ICICI BANK LTD-SPON ADR | $48.8M | 1.1% | 5,251,011 | +481,567 | +10.1% | Added |
| DISH 3.375 08/15/26 PRN DISH NETWORK CORP | $43.2M | 1.0% | 46,910,000 | +11,354,000 | +31.9% | Added |
| LBTYKUSD LIBERTY GLOBAL PLC- C | $43.0M | 1.0% | 2,000,000 | — | — | Held |
| CCS CENTURY COMMUNITIES INC | $41.9M | 0.9% | 1,365,000 | −454,003 | −25.0% | Reduced |
| AFYA AFYA LTD-CLASS A | $41.2M | 0.9% | 1,758,666 | +318,904 | +22.1% | Added |
| STKL SUNOPTA INC | $38.0M | 0.8% | 8,092,699 | — | — | Held |
| PBR PETROLEO BRASILEIRO-SPON ADR | $34.0M | 0.8% | 4,110,666 | +382,573 | +10.3% | Added |
| MELI MERCADOLIBRE INC | $32.2M | 0.7% | 32,700 | +7,300 | +28.7% | Added |
| MX MAGNACHIP SEMICONDUCTOR CORP | $30.3M | 0.7% | 2,939,537 | — | — | Held |
| BATL BATTALION OIL CORP | $28.6M | 0.6% | 3,009,912 | — | — | Held |
| BBD BANCO BRADESCO-ADR | $28.3M | 0.6% | 7,435,056 | +1,301,303 | +21.2% | Added |
| MTG MGIC INVESTMENT CORP | $24.7M | 0.5% | 3,020,000 | — | — | Held |
| COOP MR COOPER GROUP INC | $24.0M | 0.5% | 1,927,544 | — | — | Held |
| TEO TELECOM ARGENTINA SA-SP ADR | $20.2M | 0.4% | 2,260,500 | +300,000 | +15.3% | Added |
| HLF 2.625 03/15/24 PRN HERBALIFE LTD | $20.2M | 0.4% | 20,437,000 | +18,844,000 | +1182.9% | Added |
| ICPT 3.25 07/01/23 PRN INTERCEPT PHARMAS | $20.2M | 0.4% | 26,629,000 | +20,243,000 | +317.0% | Added |
| FTV 0.875 02/15/22 PRN FORTIVE CORPORATION | $19.3M | 0.4% | 19,527,000 | +2,117,001 | +12.2% | Added |
| AZUL SA | $18.9M | 0.4% | 1,693,938 | +362,300 | +27.2% | Added |
| ERIEUR ELDORADO RESORTS INC | $18.0M | 0.4% | 450,000 | −550,000 | −55.0% | Reduced |
| KC KINGSOFT CLOUD HOLDINGS-ADR | $17.9M | 0.4% | 568,756 | +568,756 | — | New |
| LGND 0.75 05/15/23 PRN LIGAND PHARMACEUTICALS I | $17.4M | 0.4% | 19,826,000 | +961,000 | +5.1% | Added |
| NBR 0.75 01/15/24 PRN NABORS INDUSTRIES INC | $17.3M | 0.4% | 46,598,000 | −15,024,000 | −24.4% | Reduced |
| SQM QUIMICA Y MINERA CHIL-SP ADR | $15.7M | 0.3% | 604,020 | +130,300 | +27.5% | Added |
| TWTR 1 09/15/21 PRN TWITTER INC | $15.5M | 0.3% | 15,805,000 | −10,018,000 | −38.8% | Reduced |
| TEVA 0.25 02/01/26 C PRN TEVA PHARM FIN CO LLC | $15.0M | 0.3% | 15,366,000 | +2,595,000 | +20.3% | Added |
| MNDT 1.625 06/01/35 B PRN MANDIANT INC | $14.7M | 0.3% | 15,543,000 | −3,396,000 | −17.9% | Reduced |
| HOPE 2 05/15/38 PRN HOPE BANCORP INC | $14.7M | 0.3% | 17,731,000 | +2,242,000 | +14.5% | Added |
| SUPN 0.625 04/01/23 PRN SUPERNUS PHARMACEUTICALS | $14.6M | 0.3% | 16,511,000 | +16,511,000 | — | New |
| VAC 1.5 09/15/22 PRN MARRIOTT VACATION WORLDW | $13.8M | 0.3% | 14,953,000 | +14,953,000 | — | New |
| ECPG 2.875 03/15/21 PRN ENCORE CAPITAL GROUP INC | $13.2M | 0.3% | 13,661,000 | +1,375,000 | +11.2% | Added |
| MIC 2 10/01/23 PRN MACQUARIE INFRASTRUCTURE | $13.1M | 0.3% | 15,157,000 | −172,000 | −1.1% | Reduced |
| SSRMCN 2.5 04/01/39 PRN SSR MINING INC | $12.3M | 0.3% | 8,849,000 | +8,849,000 | — | New |
| AAWW 2.25 06/01/22 PRN ATLAS AIR WORLDWIDE HLDG | $12.2M | 0.3% | 12,778,000 | +10,524,000 | +466.9% | Added |
| DBRG 3.875 01/15/21 PRN COLONY CAPITAL INC | $12.1M | 0.3% | 12,626,000 | −7,711,000 | −37.9% | Reduced |
| DY 0.75 09/15/21 PRN DYCOM INDUSTRIES INC | $12.0M | 0.3% | 12,708,000 | +12,708,000 | — | New |
| DISH 2.375 03/15/24 PRN DISH NETWORK CORP | $11.9M | 0.3% | 13,238,000 | −3,665,000 | −21.7% | Reduced |
| VG 1.75 06/01/24 PRN VONAGE HOLDINGS CORP | $11.9M | 0.3% | 12,673,000 | +12,673,000 | — | New |
| GBX 2.875 02/01/24 PRN GREENBRIER COS INC | $11.9M | 0.3% | 14,369,000 | −42,000 | −0.3% | Reduced |
| TVTX 2.5 09/15/25 PRN TRAVERE THERAPEUTICS INC | $11.8M | 0.3% | 14,178,000 | +14,178,000 | — | New |
| VRNT 1.5 06/01/21 PRN VERINT SYSTEMS INC | $11.8M | 0.3% | 11,909,000 | +11,909,000 | — | New |
| PRAA 3 08/01/20 PRN PRA GROUP INC | $11.6M | 0.3% | 11,654,000 | −10,247,000 | −46.8% | Reduced |
| NEWR 0.5 05/01/23 PRN NEW RELIC INC | $11.5M | 0.3% | 11,907,000 | +11,907,000 | — | New |
| XECEUR CIMAREX ENERGY CO | $11.4M | 0.3% | 415,735 | — | — | Held |
| TGS TRANSPORTADOR GAS-ADR SP B | $11.2M | 0.2% | 1,994,729 | +20,000 | +1.0% | Added |
| TV GRUPO TELEVISA SA-SPON ADR | $11.2M | 0.2% | 2,138,000 | +310,000 | +17.0% | Added |
| PATK 1 02/01/23 PRN PATRICK INDUSTRIES INC | $11.1M | 0.2% | 11,010,000 | +4,242,000 | +62.7% | Added |
| GLIBAEUR GCI LIBERTY INC - CLASS A | $10.7M | 0.2% | 150,000 | — | — | Held |
| WDC 1.5 02/01/24 PRN WESTERN DIGITAL CORP | $10.6M | 0.2% | 11,259,000 | −1,393,000 | −11.0% | Reduced |
| HTGC 4.375 02/01/22 PRN HERCULES CAPITAL INC | $10.6M | 0.2% | 10,836,000 | −3,846,000 | −26.2% | Reduced |
| VVR INVESCO SENIOR INCOME TRUST | $10.3M | 0.2% | 2,969,177 | +535,377 | +22.0% | Added |
| VIST VISTA ENERGY SAB DE CV | $9.6M | 0.2% | 3,133,000 | — | — | Held |
| PAM PAMPA ENERGIA SA-SPON ADR | $8.9M | 0.2% | 849,000 | — | — | Held |
| SFL 5.75 10/15/21 PRN SFL CORP LTD | $8.3M | 0.2% | 8,742,000 | −3,316,000 | −27.5% | Reduced |
| VECO 2.7 01/15/23 PRN VEECO INSTRUMENTS INC | $8.3M | 0.2% | 9,017,000 | −3,032,000 | −25.2% | Reduced |
| GSBD 4.5 04/01/22 PRN GOLDMAN SACHS BDC INC | $8.2M | 0.2% | 8,251,000 | −6,464,000 | −43.9% | Reduced |
| INSM 1.75 01/15/25 PRN INSMED INC | $8.1M | 0.2% | 8,325,000 | +3,821,000 | +84.8% | Added |
| XJQCX NUVEEN CREDIT STRATEGIES INC | $8.1M | 0.2% | 1,380,972 | +1,380,972 | — | New |
| PS 0.375 03/01/24 PRN PLURALSIGHT INC | $8.0M | 0.2% | 9,006,000 | +9,006,000 | — | New |
| Z 1.5 07/01/23 PRN ZILLOW GROUP INC | $8.0M | 0.2% | 7,673,000 | +2,296,001 | +42.7% | Added |
| GENETRON HOLDINGS LTD | $7.9M | 0.2% | 653,441 | +653,441 | — | New |
| AVYA 2.25 06/15/23 PRN AVAYA HOLDINGS CORP | $7.8M | 0.2% | 9,456,000 | +1,944,000 | +25.9% | Added |
| CATM 1 12/01/20 PRN CARDTRONICS INC | $7.8M | 0.2% | 7,880,000 | −7,121,000 | −47.5% | Reduced |
| WIFI 1 10/01/23 PRN BOINGO WIRELESS | $7.7M | 0.2% | 8,631,000 | −2,374,000 | −21.6% | Reduced |
| KREF 6.125 05/15/23 PRN KKR REAL ESTATE FIN | $7.6M | 0.2% | 7,882,000 | −5,734,000 | −42.1% | Reduced |
| NTNX 0 01/15/23 PRN NUTANIX INC | $7.6M | 0.2% | 8,545,000 | +8,545,000 | — | New |
| WB 1.25 11/15/22 PRN WEIBO CORP | $7.5M | 0.2% | 8,059,000 | −3,829,000 | −32.2% | Reduced |
| FLXN 3.375 05/01/24 PRN FLEXION THERAPEUTICS INC | $7.5M | 0.2% | 8,987,000 | +8,235,000 | +1095.1% | Added |
| NMFC 5.75 08/15/23 PRN NEW MOUNTAIN FINANCE COR | $7.5M | 0.2% | 8,001,000 | −1,432,000 | −15.2% | Reduced |
| JFR NUVEEN FLOATING RATE INCOME | $7.4M | 0.2% | 934,302 | +354,302 | +61.1% | Added |
| GES 2 04/15/24 PRN GUESS INC | $7.4M | 0.2% | 10,877,000 | +10,877,000 | — | New |
| TSQ TOWNSQUARE MEDIA INC - CL A | $7.1M | 0.2% | 1,595,224 | — | — | Held |
| PSTG 0.125 04/15/23 PRN PURE STORAGE INC | $7.0M | 0.2% | 7,078,000 | +7,078,000 | — | New |
| VSH 2.25 06/15/25 PRN VISHAY INTERTECHNOLOGY | $7.0M | 0.2% | 7,452,000 | +5,234,000 | +236.0% | Added |
| BXMT 4.375 05/05/22 PRN BLACKSTONE MORTGAGE TR | $7.0M | 0.2% | 7,380,000 | +7,380,000 | — | New |
| WDAY 0.25 10/01/22 PRN WORKDAY INC | $6.9M | 0.2% | 5,000,000 | +4,500,000 | +900.0% | Added |
| SPLK 0.5 09/15/23 PRN SPLUNK INC | $6.3M | 0.1% | 4,395,000 | −350,000 | −7.4% | Reduced |
| IHRT IHEARTMEDIA INC - CLASS A | $6.0M | 0.1% | 715,247 | — | — | Held |
| XYZ 0.5 05/15/23 PRN BLOCK INC | $6.0M | 0.1% | 4,000,000 | −500,000 | −11.1% | Reduced |
| XFRAX BLACKROCK FLTNG RT INC STRAT | $5.9M | 0.1% | 527,327 | +267,327 | +102.8% | Added |
| HLX 4.25 05/01/22 PRN HELIX ENERGY SOLUTIONS | $5.8M | 0.1% | 6,815,000 | +3,885,000 | +132.6% | Added |
| EZPW 2.375 05/01/25 PRN EZCORP INC | $5.6M | 0.1% | 7,130,000 | +4,197,000 | +143.1% | Added |
| ATSG 1.125 10/15/24 PRN AIR TRANSPORT SERVICES G | $5.5M | 0.1% | 5,753,000 | +5,753,000 | — | New |
| BNFT 1.25 12/15/23 PRN BENEFITFOCUS INC | $5.4M | 0.1% | 6,821,000 | +6,821,000 | — | New |
| MCHP 1.625 02/15/27 PRN MICROCHIP TECHNOLOGY INC | $5.3M | 0.1% | 3,610,000 | +3,610,000 | — | New |
| OAKTREE ACQUISITION CORP | $5.3M | 0.1% | 4,016,667 | — | — | Held |
| IQ 2 04/01/25 PRN IQIYI INC | $5.2M | 0.1% | 5,200,000 | +5,200,000 | — | New |
| BAC 7.25 PERP L BANK OF AMERICA CORP | $5.1M | 0.1% | 3,808 | +3,808 | — | New |
| COVPHA 3.25 06/01/22 PRN COVIS FINCO SARL | $5.0M | 0.1% | 6,407,000 | +6,407,000 | — | New |
| BELFB BEL FUSE INC-CL B | $5.0M | 0.1% | 462,679 | — | — | Held |
| WOLF 0.875 09/01/23 PRN WOLFSPEED INC/DE | $4.9M | 0.1% | 4,200,000 | +4,200,000 | — | New |
| ILMN 0 08/15/23 PRN ILLUMINA INC | $4.9M | 0.1% | 4,470,000 | +4,470,000 | — | New |
| ASC ARDMORE SHIPPING CORP | $4.9M | 0.1% | 1,125,709 | +599,015 | +113.7% | Added |
| GWRE 1.25 03/15/25 PRN GUIDEWIRE SOFTWARE INC | $4.9M | 0.1% | 4,158,000 | +3,300,000 | +384.6% | Added |
| JAZZ 1.5 08/15/24 PRN JAZZ INVESTMENTS I LTD | $4.8M | 0.1% | 5,183,000 | +5,183,000 | — | New |
| ZNGA 0.25 06/01/24 PRN ZYNGA INC | $4.7M | 0.1% | 3,655,000 | +3,655,000 | — | New |
| PANW 0.75 07/01/23 PRN PALO ALTO NETWORKS | $4.7M | 0.1% | 4,397,999 | −200,000 | −4.3% | Reduced |
| EXAS 0.375 03/15/27 PRN EXACT SCIENCES CORP | $4.7M | 0.1% | 4,500,000 | +4,500,000 | — | New |
| BAK BRASKEM SA-CLASS A- ADR | $4.5M | 0.1% | 519,550 | +240,000 | +85.9% | Added |
| JAZZ 1.875 08/15/21 PRN JAZZ INVESTMENTS I LTD | $4.5M | 0.1% | 4,557,000 | −14,481,000 | −76.1% | Reduced |
| ARCC 4.625 03/01/24 PRN ARES CAPITAL CORP | $4.4M | 0.1% | 4,458,000 | +469,000 | +11.8% | Added |
| API AGORA INC-ADR | $4.4M | 0.1% | 98,645 | +98,645 | — | New |
| ON 1.625 10/15/23 PRN ON SEMICONDUCTOR CORP | $4.3M | 0.1% | 3,500,000 | +3,500,000 | — | New |
| ARI 4.75 08/23/22 PRN APOLLO CMMRL REAL EST FI | $4.2M | 0.1% | 4,761,000 | +1,251,000 | +35.6% | Added |
| OIS 1.5 02/15/23 PRN OIL STATES INTL INC | $4.1M | 0.1% | 8,188,000 | −601,000 | −6.8% | Reduced |
| RDUS 3 09/01/24 PRN RADIUS HEALTH INC | $4.1M | 0.1% | 5,565,000 | +4,101,000 | +280.1% | Added |
| TWO 6.25 01/15/22 PRN TWO HARBORS INV CORP | $4.0M | 0.1% | 4,029,000 | −7,693,000 | −65.6% | Reduced |
| HCI 4.25 03/01/37 PRN HCI GROUP INC | $4.0M | 0.1% | 4,042,000 | +19,000 | +0.5% | Added |
| INDA ISHARES MSCI INDIA ETF | $4.0M | 0.1% | 138,300 | +28,800 | +26.3% | Added |
| ATI 4.75 07/01/22 PRN ALLEGHENY TECHNOLOGIES | $4.0M | 0.1% | 3,740,000 | +3,740,000 | — | New |
| TPC 2.875 06/15/21 PRN TUTOR PERINI CORP | $3.9M | 0.1% | 4,095,000 | +1,091,000 | +36.3% | Added |
| HFRO HIGHLAND OPPORT & INCOME | $3.8M | 0.1% | 470,000 | — | — | Held |
| LUV 1.25 05/01/25 PRN SOUTHWEST AIRLINES CO | $3.7M | 0.1% | 3,100,000 | +3,100,000 | — | New |
| BKNG 0.9 09/15/21 PRN BOOKING HOLDINGS INC | $3.7M | 0.1% | 3,431,000 | +2,671,000 | +351.4% | Added |
| EVH 2 12/01/21 PRN EVOLENT HEALTH INC | $3.6M | 0.1% | 4,147,000 | +4,147,000 | — | New |
| RP 1.5 05/15/25 PRN REALPAGE INC | $3.6M | 0.1% | 3,300,000 | +3,300,000 | — | New |
| COHR 0.25 09/01/22 PRN II-VI INC | $3.6M | 0.1% | 3,000,000 | +3,000,000 | — | New |
| PDCE 1.125 09/15/21 PRN PDC ENERGY INC | $3.5M | 0.1% | 3,758,000 | −10,515,000 | −73.7% | Reduced |
| QTWO 0.75 06/01/26 PRN Q2 HOLDINGS INC | $3.4M | 0.1% | 3,000,000 | +3,000,000 | — | New |
| EFT EATON VANCE FLTNG RT INC TR | $3.4M | 0.1% | 297,900 | −272,100 | −47.7% | Reduced |
| VEON LTD | $3.4M | 0.1% | 1,878,900 | — | — | Held |
| CHGG 0.125 03/15/25 PRN CHEGG INC | $3.3M | 0.1% | 2,354,000 | +2,354,000 | — | New |
| IVC 5 11/15/24 PRN INVACARE CORP | $3.2M | 0.1% | 3,709,000 | — | — | Held |
| NUAN 1.5 11/01/35 PRN NUANCE COMMUNICATIONS | $3.0M | 0.1% | 2,343,000 | — | — | Held |
| RGEN 0.375 07/15/24 PRN REPLIGEN CORP | $2.9M | 0.1% | 2,306,000 | −750,000 | −24.5% | Reduced |
| XEFRX EATON VANCE SR FLTG RATE TR | $2.9M | 0.1% | 254,100 | +84,100 | +49.5% | Added |
| QGEN 1 11/13/24 PRN QIAGEN NV | $2.8M | 0.1% | 2,600,000 | −2,400,000 | −48.0% | Reduced |
| ENV 1.75 06/01/23 PRN ENVESTNET INC | $2.7M | 0.1% | 2,200,000 | +1,000,000 | +83.3% | Added |
| GLNG 2.75 02/15/22 PRN GOLAR LNG LTD | $2.5M | 0.1% | 3,423,000 | −681,000 | −16.6% | Reduced |
| OCSI OAKTREE STRATEGIC INCOME COR | $2.5M | 0.1% | 392,000 | — | — | Held |
| OI SA | $2.3M | 0.1% | 2,201,646 | — | — | Held |
| SPHR SPHERE ENTERTAINMENT CO | $2.3M | 0.0% | 30,000 | +30,000 | — | New |
| SYNA 0.5 06/15/22 PRN SYNAPTICS INC | $2.2M | 0.0% | 2,100,000 | −500,000 | −19.2% | Reduced |
| SPWR 4 01/15/23 PRN SUNPOWER CORP | $2.2M | 0.0% | 2,726,000 | +569,000 | +26.4% | Added |
| RIG 0.5 01/30/23 PRN TRANSOCEAN INC | $2.2M | 0.0% | 5,278,000 | +5,278,000 | — | New |
| JOYY 0.75 06/15/25 PRN JOYY INC | $2.2M | 0.0% | 2,000,000 | +2,000,000 | — | New |
| PCRX 2.375 04/01/22 PRN PACIRA BIOSCIENCES INC | $2.2M | 0.0% | 2,000,000 | — | — | Held |
| IVC 5 02/15/21 PRN INVACARE CORP | $2.2M | 0.0% | 2,272,000 | — | — | Held |
| RMBS 1.375 02/01/23 PRN RAMBUS INC | $2.1M | 0.0% | 2,054,000 | +2,054,000 | — | New |
| PRAA 3.5 06/01/23 PRN PRA GROUP INC | $2.1M | 0.0% | 2,000,000 | +2,000,000 | — | New |
| VER 3.75 12/15/20 PRN VEREIT INC | $2.1M | 0.0% | 2,066,000 | +2,066,000 | — | New |
| STWD 4.375 04/01/23 PRN STARWOOD PROPERTY TRUST | $1.9M | 0.0% | 2,006,000 | −1,444,000 | −41.9% | Reduced |
| CCO CLEAR CHANNEL OUTDOOR HOLDIN | $1.7M | 0.0% | 1,681,898 | — | — | Held |
| ADAM 6.25 01/15/22 PRN NEW YORK MORTGAGE TRUST | $1.7M | 0.0% | 1,823,000 | −5,488,000 | −75.1% | Reduced |
| INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND | $1.7M | 0.0% | 185,968 | +185,968 | — | New |
| ON 1 12/01/20 PRN ON SEMICONDUCTOR CORP | $1.6M | 0.0% | 1,376,000 | −500,000 | −26.7% | Reduced |
| GPRE 4.125 09/01/22 PRN GREEN PLAINS INC | $1.6M | 0.0% | 1,978,000 | — | — | Held |
| CKH 3 11/15/28 PRN SEACOR HOLDINGS INC | $1.5M | 0.0% | 1,563,000 | — | — | Held |
| CKH 2.5 12/15/27 PRN SEACOR HOLDINGS INC | $1.5M | 0.0% | 1,700,000 | +1,700,000 | — | New |
| LOMA LOMA NEGRA CIA IND-SPON ADR | $1.5M | 0.0% | 342,000 | — | — | Held |
| TSLA 2.375 03/15/22 PRN TESLA INC | $1.4M | 0.0% | 413,000 | — | — | Held |
| NR 4 12/01/21 PRN NEWPARK RESOURCES INC | $1.3M | 0.0% | 1,459,000 | −1,922,000 | −56.8% | Reduced |
| FSC1EUR OAKTREE SPECIALTY LENDING CO | $1.2M | 0.0% | 276,000 | — | — | Held |
| CAMP 2 08/01/25 PRN CALAMP CORP | $1.2M | 0.0% | 1,497,000 | +1,497,000 | — | New |
| NEO 1.25 05/01/25 PRN NEOGENOMICS INC | $1.1M | 0.0% | 1,000,000 | +1,000,000 | — | New |
| AAWW 1.875 06/01/24 PRN ATLAS AIR WORLDWIDE HLDG | $1.0M | 0.0% | 1,074,000 | +1,074,000 | — | New |
| SIGA SIGA TECHNOLOGIES INC | $944K | 0.0% | 159,782 | — | — | Held |
| BELFA BEL FUSE INC-CL A | $717K | 0.0% | 71,613 | — | — | Held |
| TWTR 0.25 06/15/24 PRN TWITTER INC | $656K | 0.0% | 695,000 | −1,600,000 | −69.7% | Reduced |
| SRNE SORRENTO THERAPEUTICS INC | $631K | 0.0% | 100,500 | +100,500 | — | New |
| NUAN 1 12/15/35 PRN NUANCE COMMUNICATIONS | $591K | 0.0% | 500,000 | −3,772,000 | −88.3% | Reduced |
| DHR 4.75 04/15/22 A DANAHER CORP | $574K | 0.0% | 461 | — | — | Held |
| AMPY AMPLIFY ENERGY CORP | $504K | 0.0% | 410,041 | — | — | Held |
| HTHT 0.375 11/01/22 PRN H WORLD GROUP LTD | $502K | 0.0% | 500,000 | −3,500,000 | −87.5% | Reduced |
| CCI 6.875 08/01/20 A CROWN CASTLE INTL CORP | $484K | 0.0% | 326 | −500 | −60.5% | Reduced |
| BONANZA CREEK ENERGY INC | $414K | 0.0% | 28,000 | −713,726 | −96.2% | Reduced |
| QUOT 1.75 12/01/22 PRN QUOTIENT TECHNOLOGY INC | $373K | 0.0% | 412,000 | +412,000 | — | New |
| CAPITAL PRODUCT PARTNERS LP | $259K | 0.0% | 32,142 | — | — | Held |
| DOCU 0.5 09/15/23 PRN DOCUSIGN INC | $241K | 0.0% | 99,000 | −1,927,000 | −95.1% | Reduced |
| IEAUSD INFRASTRUCTURE AND ENERGY AL | $187K | 0.0% | 46,904 | +27,978 | +147.8% | Added |
| DSSI DIAMOND S SHIPPING INC | $176K | 0.0% | 22,076 | — | — | Held |
Sold positions
| Holding | Shares sold | Prior value |
|---|---|---|
| IWM PUT ISHARES RUSSELL 2000 ETF | 727,700 | $83.3M |
| PBR/A PETROLEO BRASIL-SP PREF ADR | 6,117,097 | $33.0M |
| CEO CNOOC LTD-SPON ADR | 293,304 | $30.3M |
| SRLPUSD SPRAGUE RESOURCES LP | 1,350,000 | $17.7M |
| WMB WILLIAMS COS INC | 1,000,000 | $14.2M |
| TCOM 1 07/01/20 PRN TRIP.COM GROUP LTD | 12,975,000 | $12.7M |
| MU PUT MICRON TECHNOLOGY INC | 295,000 | $12.4M |
| MDRX 1.25 07/01/20 PRN ALLSCRIPTS HEALTHCARE SO | 11,268,000 | $10.9M |
| CAMP 1.625 05/15/20 PRN CALAMP CORP | 8,568,000 | $8.5M |
| PMT 5.375 05/01/20 PRN PENNYMAC CORP | 8,733,000 | $8.4M |
| MOMO 1.25 07/01/25 PRN HELLO GROUP INC | 9,463,000 | $7.6M |
| ECHO 2.5 05/01/20 PRN ECHO GLOBAL LOGISTICS | 7,512,000 | $7.5M |
| W 0.375 09/01/22 PRN WAYFAIR INC | 9,500,000 | $7.3M |
| WMC 6.75 10/01/22 PRN WESTERN ASSET MTGE CAP | 15,593,000 | $6.6M |
| TCPC 4.625 03/01/22 PRN BLACKROCK TCP CAP CORP | 6,000,000 | $5.4M |
| IIM INVESCO VALUE MUNICIPAL INCO | 365,000 | $5.2M |
| VMO INVESCO MUNICIPAL OPPORT | 446,000 | $5.1M |
| P5Y BRF SA-ADR | 1,423,969 | $4.1M |
| SM 1.5 07/01/21 PRN SM ENERGY CO | 10,740,000 | $4.0M |
| MNDT 1 06/01/35 A PRN MANDIANT INC | 3,845,000 | $3.8M |
| BMRN 1.5 10/15/20 PRN BIOMARIN PHARMACEUTICAL | 3,500,000 | $3.7M |
| MTUS 6 06/01/21 PRN TIMKENSTEEL | 3,756,000 | $3.1M |
| GNC 1.5 08/15/20 PRN VITAMIN OLDCO HOLDINGS | 4,557,000 | $2.7M |
| FCN 2 08/15/23 PRN FTI CONSULTING INC | 1,438,000 | $1.9M |
| VCRA 1.5 05/15/23 PRN VOCERA COMMUNICATIONS | 1,500,000 | $1.5M |
| WIX 0 07/01/23 PRN WIX LTD | 1,500,000 | $1.5M |
| W 1.125 11/01/24 PRN WAYFAIR INC | 2,000,000 | $1.4M |
| GMED 2.25 03/15/21 PRN NUVASIVE INC | 1,186,000 | $1.2M |
| MRVL 0.75 09/01/21 PRN INPHI CORP | 765,000 | $1.1M |
| IONS 1 11/15/21 PRN IONIS PHARMACEUTICALS IN | 1,000,000 | $1.0M |
| DEPOEUR ASSERTIO THERAPEUTICS INC | 1,492,455 | $970K |
| FWONK 1 01/30/23 PRN LIBERTY MEDIA CORP | 975,000 | $922K |
| EVF EATON VANCE SENIOR INCOME TR | 170,000 | $783K |
| EEFT 0.75 03/15/49 PRN EURONET WORLDWIDE INC | 839,000 | $766K |
| QTS 6.5 PERP B QTS REALTY TRUST INC | 4,140 | $532K |
| OBDC BLUE OWL CAPITAL CORP | 43,000 | $496K |
| BMRN 0.599 08/01/24 PRN BIOMARIN PHARMACEUTICAL | 470,000 | $493K |
| PVACUSD RANGER OIL CORP-A | 124,000 | $383K |
| NEE 4.872 09/01/22 NEXTERA ENERGY INC | 5,766 | $272K |
| MNDT 0.875 06/01/24 PRN MANDIANT INC | 155,000 | $130K |
| US WELL SERVICES INC | 1,500,000 | $27K |
| MDREUR MCDERMOTT INTL INC | 49,653 | $2K |
Holdings reflect long positions disclosed in 13F filings only and exclude short positions, cash, and other non-13F assets. Holdings data sourced from SEC EDGAR. Not investment advice. Full disclaimer.